Altona Energy Plc - Holding(s) in Company
September 29 2020 - 5:43AM
PR Newswire (US)
TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attachedii: |
Altona Energy Plc |
1b.
Please indicate if the issuer is a non-UK issuer (please
mark with an “X” if appropriate) |
Non-UK
issuer |
|
2.
Reason for the notification (please mark the appropriate box or
boxes with an “X”) |
An
acquisition or disposal of voting rights |
x |
An
acquisition or disposal of financial instruments |
|
An event
changing the breakdown of voting rights |
|
Other
(please specify)iii: |
|
3.
Details of person subject to the notification
obligationiv |
Name |
Mayflower
Capital Investments Pty Ltd |
City and
country of registered office (if applicable) |
Perth, WA,
Australia |
4. Full
name of shareholder(s) (if different from 3.)v |
Name |
|
City and
country of registered office (if applicable) |
|
5. Date
on which the threshold was crossed or
reachedvi: |
21
September 2020 |
6. Date
on which issuer notified (DD/MM/YYYY): |
25
September 2020 |
7.
Total positions of person(s) subject to the notification
obligation |
|
% of
voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total
of both in % (8.A + 8.B) |
Total
number of voting rights of issuervii |
Resulting situation on
the date on which threshold was crossed or reached |
14.11% |
|
14.11% |
1,865,592
There are no shares held in treasury. |
Position
of previous notification (if
applicable) |
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8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii |
A:
Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) |
Number
of voting rightsix |
% of
voting rights |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
|
263,158 |
|
14.11% |
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SUBTOTAL 8. A |
263,158 |
14.11% |
|
B 1:
Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number
of voting rights that may be acquired if the instrument is
exercised/converted. |
% of voting rights |
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SUBTOTAL 8. B 1 |
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B 2:
Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical
or cash
settlementxii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain
of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary) |
|
Namexv |
% of
voting rights if it equals or is higher than the notifiable
threshold |
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold |
Total of both if it equals or is higher than the
notifiable threshold |
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10. In
case of proxy voting, please identify: |
Name of
the proxy holder |
|
The number
and % of voting rights held |
|
The date
until which the voting rights will be held |
|
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11.
Additional informationxvi |
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Place of
completion |
Perth |
Date of
completion |
25 September 2020 |
Annex:
Notification of major holdings (to be filed with the FCA
only) |
|
A:
Identity of the person subject to the notification
obligation |
Full name
(including legal form for legal entities) |
Mayflower Capital
Investments Pty Ltd |
Contact
address (registered office for legal entities) |
Unit
4
Level 1 35 Cedric Street
Stirling WA 6021
Australia |
E-Mail |
steve@mayflowercapinvest.com |
Phone
number / Fax number |
|
Other useful information
(at least legal representative for legal persons) |
|
|
|
B:
Identity of the notifier, if applicable |
Full
name |
|
Contact
address |
|
E-Mail |
|
Phone
number / Fax number |
|
Other
useful information (e.g. functional relationship with the person or
legal entity subject to the notification obligation) |
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C:
Additional information |
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