Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI)-Replacement of DraftKings Inc (8727Q)
November 01 2021 - 3:51AM
UK Regulatory
TIDM0A40
RNS Number : 8727Q
Morgan Stanley Capital Services LLC
01 November 2021
AMMENT(2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form DraftKings Inc
relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Entain plc
connected:
------------------------------------
(d) Date dealing undertaken: 26 October 2021
------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader YES -ENTAIN PLC
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.0001 CLASS A PURCHASES 287,844 50.5753 USD 48.6838 USD
COMMON
----------------- ------------------------ ----------------------- -----------------------
USD 0.0001 CLASS A SALES 180,078 50.8407 USD 48.7500 USD
COMMON
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
USD 0.0001 CLASS A CFD increasing a long 7,763 48.7500 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a long 60 49.4600 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a long 79,711 49.5747 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a long 3,948 49.7461 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a long 3,586 49.8428 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a long 53,157 49.9275 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 4,184 48.6976 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 25,077 48.7628 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 300 49.1067 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 1,000 49.2151 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.2800 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.3100 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 200 49.3200 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 22,615 49.4976 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.5400 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.5800 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 2,658 49.5886 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 200 49.6900 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 200 49.7101 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 700 49.7372 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.7900 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 100 49.9500 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 545 50.3917 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD increasing a short 56,742 50.5753 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 7,763 48.7500 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 1,198 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 1,307 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 4,094 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 40,387 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 2,637 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 830 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 1,861 49.3278 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 83,588 49.9031 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 63 49.9500 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 1,362 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 27,055 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 1,949 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 876 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 615 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 955 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a long position 2,995 50.5753 USD
COMMON
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 10 48.7000 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 1,032 48.7604 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 3,795 49.0802 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 17,050 49.5747 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 2,958 49.6661 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 8,416 49.8293 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 CLASS A CFD reducing a short 545 50.8800 USD
COMMON position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 01 November 2021
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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