Current Report Filing (8-k)
June 29 2023 - 4:32PM
Edgar (US Regulatory)
0001514183
false
0001514183
2023-06-28
2023-06-28
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 28, 2023
Silo Pharma, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-41512 |
|
27-3046338 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
560 Sylvan Ave, Suite 3160
Englewood Cliffs, NJ |
|
07632 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (718) 400-9031
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Rule 12(b) of
the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of exchange on which registered |
Common Stock, par value $0.0001 per share |
|
SILO |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 – Other Events
On June 28, 2023, Silo Pharma,
Inc. (the “Company”) entered into an amendment (the “Amendment”) to that certain Commercial Evaluation and License
Agreement (“CELA”) entered into by and between the Company and the University of Maryland, Baltimore (“UMB”) dated
February 26, 2021 pursuant to which the term of the CELA was extended until September 30, 2023. In addition, the Company may at its option
extend the CELA until December 31, 2023, by providing written notice to UMB on or before August 31, 2023, and by paying an additional
license fee of $2,500.
The foregoing summary of the
Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment, a copy of which is filed as
Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
SILO PHARMA, INC. |
|
|
|
Date: June 29, 2023 |
By: |
/s/ Eric Weisblum |
|
|
Eric Weisblum |
|
|
Chief Executive Officer |
-2-
Silo Pharma (QB) (USOTC:SILO)
Historical Stock Chart
From May 2024 to Jun 2024
Silo Pharma (QB) (USOTC:SILO)
Historical Stock Chart
From Jun 2023 to Jun 2024