Current Report Filing (8-k)
May 28 2013 - 12:38PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date Of Report (Date Of Earliest Event Reported):
May 28, 2013
NORTHWEST BIOTHERAPEUTICS, INC. |
(Exact Name of Registrant as Specified in Its Charter) |
Delaware |
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0-33393 |
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94-3306718 |
(State Or Other Jurisdiction Of Incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
___4800 Montgomery Lane, Suite 800, Bethesda,
MD 20814 ___
(Address Of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including
Area Code (240) 497-9024
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On May 28, 2013, Northwest Biotherapeutics,
Inc. (the “Company”) issued a press release announcing that Linda F. Powers, the Company’s Chairman and Chief
Executive Officer, will be presenting at the Marcum MicroCap Conference at 3:00 pm EDT on Thursday, May 30, 2013 in the Estate
4 Room at the Grand Hyatt Hotel in New York, New York. A copy of the press release is included as Exhibit 99.1 to this Current
Report on Form 8-K.
The information disclosed under this Item 8.01,
including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into any registration statement or
other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth in such filing.
Item 9.01 Financial Statements and Exhibits
| 99.1 | Press Release of Northwest Biotherapeutics, Inc. dated
May 28, 2013. |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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NORTHWEST BIOTHERAPEUTICS, INC |
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Dated: May 28, 2013 |
By: |
/s/ Linda Powers |
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Name: Linda Powers |
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Title: Chief Executive Officer and Chairman |
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