Statement of Ownership (sc 13g)
February 14 2013 - 4:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G*
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. ___)*
INRAD OPTICS, INC.
|
(Name of Issuer)
|
Common Stock
|
(Title of Class of Securities)
|
12/31/2012
|
(Date of Event Which Requires Filing of the Statement)
|
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
*The remainder of this
cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however,
see
the
Notes
).
Cusip No.
45779C107
|
13G
|
Page
2 of 5 Pages
|
|
|
1.
|
NAME OF REPORTING PERSONS
|
|
|
|
Lynn E. Gorguze
|
|
|
|
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(see instructions)
|
|
(a)
¨
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC USE ONLY
|
|
|
|
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
USA
|
|
|
|
|
|
|
5.
|
SOLE VOTING POWER
|
NUMBER OF
|
|
|
SHARES
|
|
531,950 (1)
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
|
EACH
|
6.
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON
|
|
531,055 (2)
|
WITH
|
|
|
|
|
|
|
7.
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
531,950 (1)
|
|
|
|
|
|
|
|
8.
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
531,055 (2)
|
|
|
|
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,063,005
|
|
|
|
|
10.
|
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
(9)
EXCLUDES
CERTAIN
SHARES
|
¨
|
|
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
9.0%
|
|
|
|
|
12.
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
|
IN
|
|
(1)
|
Represents 531,950 shares held by the Lynn Gorguze Separate Property Trust dated 4/21/98, of which Ms. Gorguze is the sole
trustee.
|
|
(2)
|
Represents 531,055 shares held by the Vincent and Gloria Gorguze Trust dated 3/27/98, of which Ms. Gorguze is a co-trustee.
|
Cusip No.
45779C107
|
13G
|
Page
3 of 5 Pages
|
|
Item 1(a).
|
Name of Issuer:
|
INRAD OPTICS, INC.
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
181 Legrand Avenue
Northvale, NJ 07647
|
Item 2(a).
|
Name of Person Filing:
|
Lynn E. Gorguze
|
Item 2(b).
|
Address of Principal Business Office or, if none,
Residence:
|
1200 Prospect Street, Suite 325
LaJolla, CA 92037
USA
|
Item 2(d).
|
Title of Class of Securities:
|
Common Stock
45779C107
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b),
or 13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
¨
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C 78o);
|
|
|
|
|
|
(b)
|
¨
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C 78c);
|
|
|
|
|
|
(c)
|
¨
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C 78c);
|
|
|
|
|
|
(d)
|
¨
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
|
|
|
|
(e)
|
¨
|
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
¨
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
¨
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
¨
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
Cusip No.
45779C107
|
13G
|
Page
4 of 5 Pages
|
|
(i)
|
¨
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
|
|
|
|
(j)
|
¨
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
¨
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________________
Provide the following information regarding
the aggregate number and percentage of class of securities of the issuer identified in Item 1.
|
(a)
|
Amount beneficially owned: 1,063,005
|
|
(b)
|
Percent of Class: 9.0%
|
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
sole power to vote or to direct the vote: 531,950
|
|
(ii)
|
shared power to vote or to direct the vote: 531,055
|
|
(iii)
|
sole power to dispose or to direct the disposition of: 531,950
|
|
(iv)
|
shared power to dispose or to direct the disposition of: 531,055
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
If this statement is
being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following
£
.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another
Person:
|
Not applicable
|
Item 7.
|
Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
|
|
Item 8.
|
Identification and Classification of Members of the
Group:
|
|
Item 9.
|
Notice of Dissolution of Group:
|
Cusip No.
45779C107
|
13G
|
Page
5 of 5 Pages
|
Not applicable
SIGNATURE
After reasonable inquiry
and to the best of its knowledge and belief, I certify (the undersigned certifies) that the information set forth in this statement
is true, complete and correct.
|
02/14/2013
|
|
(Date)
|
|
|
|
/s/ Lynn E. Gorguze
|
|
(Signature)
|
|
|
|
Lynn E. Gorguze
|
|
Name and Title
|
Inrad Optics (PK) (USOTC:INRD)
Historical Stock Chart
From Jul 2024 to Aug 2024
Inrad Optics (PK) (USOTC:INRD)
Historical Stock Chart
From Aug 2023 to Aug 2024