Report of Foreign Issuer (6-k)
July 02 2014 - 6:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
July 2, 2014
|
|
|
BHP BILLITON LIMITED
(ABN 49 004 028 077)
(Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA
(Jurisdiction of incorporation or organisation)
171 COLLINS STREET, MELBOURNE,
VICTORIA 3000 AUSTRALIA
(Address of principal executive offices)
|
|
BHP BILLITON PLC
(REG. NO. 3196209)
(Exact
name of Registrant as specified in its charter)
ENGLAND AND WALES
(Jurisdiction of incorporation or organisation)
NEATHOUSE PLACE, VICTORIA, LONDON,
UNITED KINGDOM
(Address of
principal executive offices)
|
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or
Form 40-F:
x
Form 20-F
¨
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as
permitted by Regulation S-T Rule 101(b)(1):
¨
Indicate by check mark if the registrant is
submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
¨
Indicate by
check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:
¨
Yes
x
No
If
Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
n/a
|
|
|
Issued by:
|
|
BHP Billiton Plc
|
|
|
Date:
|
|
01 July 2014
|
|
|
To:
|
|
London Stock Exchange
Australian Securities
Exchange
1
|
|
|
CC:
|
|
JSE Limited
New York Stock
Exchange
|
|
|
For release:
|
|
Immediately
|
|
|
Contact:
|
|
Prakash Kakkad +44 (0) 20 7802 7410
|
BHP Billiton Plc Notification of Major Interest in Shares
The following corrected notification was received on 30 June 2014 by BHP Billiton Plc from Aberdeen Asset Managers Limited relating to major interests in
shares of BHP Billiton Plc further to the notification released by BHP Billiton Plc on 3 April 2014.
|
|
|
BHP Billiton Limited ABN 49 004 028 077
Registered in Australia
Registered Office: 171 Collins Street
Melbourne Victoria 3000 Australia
Tel +61 1300 55 4757 Fax +61 3 9609 3015
|
|
BHP Billiton Plc Registration number 3196209
Registered in England and Wales
Registered Office: Neathouse
Place
London SW1V 1LH United Kingdom
Tel +44 20 7802 4000 Fax
+44 20 7802 4111
|
Members of the BHP Billiton group which is headquartered in Australia
1
|
This release was made outside the hours of operation of the ASX market announcements office.
|
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1:
NOTIFICATION OF MAJOR INTEREST IN SHARES
i
|
|
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
ii
|
|
BHP Billiton PLC
|
|
|
|
|
|
|
|
|
|
2 Reason for the notification
(please tick the appropriate box or boxes):
|
|
|
|
|
|
|
An acquisition or disposal of voting rights
|
|
¨
|
|
|
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
|
¨
|
|
|
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
|
¨
|
|
|
|
|
An event changing the breakdown of voting rights
|
|
¨
|
|
|
|
|
|
|
|
|
|
|
|
|
Other (please specify):
|
|
Acquisition of Scottish Widows Investment Partnership Group Limited from Lloyds Banking Group on 31 March 2014.
|
|
x
|
|
|
|
|
|
|
|
|
|
|
3. Full name of person(s) subject to the notification obligation:
iii
|
|
Aberdeen Asset Managers Limited (and/or acting for its affiliates) as discretionary investment manager on behalf of multiple managed portfolios
|
|
|
|
|
|
4. Full name of shareholder(s)
(if different from 3.):
iv
|
|
|
|
|
|
|
|
5. Date of the transaction and date on which the threshold is crossed or reached:
v
|
|
31 March 2014
|
|
|
|
|
|
6. Date on which issuer notified:
|
|
30 June 2014 (see Section 13)
|
|
|
|
|
|
7. Threshold(s) that is/are crossed or reached:
vi, vii
|
|
5%
|
|
|
2
8. Notified details:
A: Voting rights attached to shares
viii, ix
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Situation previous to the
triggering transaction
|
|
|
Resulting situation after the triggering transaction
|
|
Class/type of shares
if possible using the ISIN CODE
|
|
Number
of
Shares
|
|
|
Number
of
Voting
Rights
|
|
|
Number
of shares
|
|
|
Number of voting
rights
|
|
|
% of voting rights
x
|
|
|
|
|
Direct
|
|
|
Direct
xi
|
|
Indirect
xii
|
|
|
Direct
|
|
Indirect
|
|
|
|
|
|
|
|
|
|
GB0000566504
|
|
|
82,076,656
|
|
|
|
82,076,656
|
|
|
|
114,065,683
|
|
|
|
|
|
114,065,683
|
|
|
|
|
|
5.40
|
%
|
GB0000566504
|
|
|
19,578,645
|
|
|
|
19,578,645
|
|
|
|
19,578,645
|
|
|
|
|
|
19,578,645
|
|
|
|
|
|
0.93
|
%
|
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Type of financial instrument
|
|
Expiration
date
xiii
|
|
|
Exercise/
Conversion Period
xiv
|
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
|
|
% of voting
rights
|
|
|
|
|
|
|
BHP Billiton June 14 PUT Option
|
|
|
20/06/2014
|
|
|
|
|
|
164,000
|
|
|
|
0.01
|
%
|
BHP Billiton July 14 PUT Option
|
|
|
20/07/2014
|
|
|
|
|
|
75,000
|
|
|
|
0.00
|
%
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
Resulting situation after the triggering transaction
|
|
|
|
|
|
|
|
|
|
|
|
|
Type of financial instrument
|
|
Exercise
price
|
|
Expiration
date
xvii
|
|
Exercise/
Conversion
period
xviii
|
|
Number of voting rights
instrument refers to
|
|
% of voting rights
xix, xx
|
|
|
|
|
|
|
|
|
|
|
Nominal
|
|
Delta
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3
Total (A+B+C)
|
|
|
Number of voting rights
|
|
Percentage of voting rights
|
|
|
133,883,328*
|
|
6.34%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held,
if applicable:
xxi
Proxy Voting:
|
|
|
|
|
10. Name of the proxy holder:
|
|
|
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
|
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
|
|
|
13. Additional information:
|
|
*Please note that there is no change to the number of voting rights held. This is an amendment to Section 8 total only further to the notification made by Aberdeen Asset Managers Limited to the issuer on 02 April
2014.
|
|
|
14. Contact name:
|
|
Kirsty Lyons
|
|
|
15. Contact telephone number:
|
|
01224 404111
|
4
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
BHP Billiton Limited and BHP Billiton Plc
|
|
|
|
|
Date: July 2, 2014
|
|
|
|
By:
|
|
/s/ Nicole Duncan
|
|
|
|
|
Name:
|
|
Nicole Duncan
|
|
|
|
|
Title:
|
|
Group Company Secretary
|
BHP Billiton (PK) (USOTC:BHPLF)
Historical Stock Chart
From Jun 2024 to Jul 2024
BHP Billiton (PK) (USOTC:BHPLF)
Historical Stock Chart
From Jul 2023 to Jul 2024