Western United Holding Company Issues Update
December 15 2003 - 7:25PM
PR Newswire (US)
Western United Holding Company Issues Update SPOKANE, Wash., Dec.
15 /PRNewswire-FirstCall/ -- As previously announced, Western
United Holding Company's , affiliate, Metropolitan Investment
Securities, Inc. (MIS), a National Association of Securities
Dealers, Inc. (NASD) member firm, ceased operations and customer
transactions on December 15, 2003. MIS was the sole broker dealer
for the sale of the company's securities and MIS will no longer
sell the company's securities. The termination of MIS' operations
followed its entry into a Letter of Acceptance, Waiver and Consent
(AWC) with the NASD, which was finalized on October 23, 2003. The
AWC settled allegations by the NASD that MIS had inadequate
supervisory procedures and engaged in fraudulent and unethical
sales practices in connection with the sale of debentures,
investment certificates and preferred stock issued by the company's
parent, Metropolitan Mortgage & Securities Co., Inc., and
another affiliated company, Summit Securities Co., Inc. MIS neither
admitted nor denied the allegations. Pursuant to the AWC, MIS was
censured and fined $500,000. In addition to other undertakings, MIS
agreed to make restitution of approximately $2.8 million to certain
investors and to maintain for a five-year period a special escrow
account in the amount of $1 million for the benefit of additional
investors. DATASOURCE: Western United Holding Company CONTACT: Mary
Keller, Market Development & External Affairs of Western United
Holding Company, +1-509-835-2811
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