Initial Statement of Beneficial Ownership (3)
April 24 2014 - 4:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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David Glenn
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/22/2014
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3. Issuer Name
and
Ticker or Trading Symbol
Zoetis Inc. [ZTS]
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(Last)
(First)
(Middle)
ZOETIS INC., 100 CAMPUS DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
SVP and Acting CFO /
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(Street)
FLORHAM PARK, NJ 07932
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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1890
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D
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Common Stock
(1)
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32.7599
(1)
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D
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Common Stock
(2)
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2381.0182
(2)
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I
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401(k)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock Unit
(3)
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(3)
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(3)
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Common Stock
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584.0
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(4)
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D
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Restricted Stock Unit
(5)
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(6)
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(7)
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Common Stock
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8094.0
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(8)
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D
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Stock Option
(9)
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(10)
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(11)
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Common Stock
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30650.0
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(12)
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D
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Explanation of Responses:
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(
1)
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These shares represent dividend equivalent units, which were automatically issued pursuant to restricted stock units previously granted to the reporting person under the Zoetis Inc. 2013 Equity and Incentive Plan. The dividend equivalent units will vest and be settled in shares of Zoetis Common Stock on the third annual anniversary of the date of grant of the underlying restricted stock units, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.
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(
2)
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Represents the common stock equivalents held in the Zoetis Inc. Savings Plan, a 401(k) plan.
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(
3)
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Represents 1813.21 phantom stock units. These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.
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(
4)
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Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.
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(
5)
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Retricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. The restricted stock units vest as follows: 3,846 restricted stock units will vest on January 31, 2016; and 4,248 restricted stock units will vest on March 4, 2017.
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(
6)
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Each restricted stock unit will be settled in shares of Zoetis Inc. common stock upon vesting.
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(
7)
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Not applicable.
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(
8)
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Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock.
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(
9)
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Stock option (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. The option vests on the third anniversary of the date of grant.
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(
10)
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Each option vests on the third anniversary of the date of grant.
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(
11)
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Each option expires on the tenth anniversary of the date of grant.
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(
12)
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14,265 options granted January 31, 2013 at an exercise price of $26.00 per option; 16,385 options granted March 4, 2014 at an exercise price of $30.89 per option.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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David Glenn
ZOETIS INC.
100 CAMPUS DRIVE
FLORHAM PARK, NJ 07932
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SVP and Acting CFO
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Signatures
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/s/ Katherine H. Walden, as Attorney-in-Fact
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4/24/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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