Amended Statement of Beneficial Ownership (3/a)
February 14 2022 - 6:44PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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General Motors Holdings LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/3/2022
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3. Issuer Name and Ticker or Trading Symbol
SES AI Corp [SES]
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(Last)
(First)
(Middle)
300 RENAISSANCE CENTER |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
DETROIT, MI 48265
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 2/14/2022
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A common stock, par value $0.0001 | 9880715 | D (1)(2) | |
Class A common stock, par value $0.0001 | 23175622 | I (1)(2) | Held by General Motors Ventures LLC (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | General Motors Ventures LLC ("GM Ventures") is the record holder of 21,090,498 shares of Class A Common Stock and 2,085,124 shares of Class A Common Stock that may be issued for the benefit of the former holders of SES Holdings Pte. Ltd. common stock (the "Earn-Out Shares"). General Motors Holdings LLC ("GM Holdings") is the record holder of 9,043,889 shares of Class A Common Stock and 836,826 Earn-Out Shares. GM Ventures is a direct, wholly owned subsidiary of GM Holdings, and GM Holdings is a direct, wholly owned subsidiary of General Motors Company ("GM"). GM may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures and GM Holdings, and GM Holdings may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures. Each of GM and GM Holdings disclaims beneficial ownership of any shares other than to the extent they may have a pecuniary interest therein. |
(2) | (Continued form footnote 1) The address of the principal business office of each of GM, GM Holdings, and GM Ventures is 300 Renaissance Center, Detroit, MI, 48265. |
Remarks: This amendment is being filed in order to correct an administrative error by the financial printer relating to the identity of one of the the Reporting Persons. The previously filed report inadvertently indicated that General Motors Financial Company, Inc. was a beneficial owner of the reported securities, but it is not a beneficial owner of any the reported securities. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
General Motors Holdings LLC 300 RENAISSANCE CENTER DETROIT, MI 48265 |
| X |
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General Motors Ventures LLC 300 RENAISSANCE CENTER DETROIT, MI 48265 |
| X |
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General Motors Co 300 RENAISSANCE CENTER DETROIT, MI 48265 |
| X |
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Signatures
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GENERAL MOTORS HOLDINGS LLC, /s/ John S. Kim, Name: John S. Kim, Title: Assistant Secretary | | 2/14/2022 |
**Signature of Reporting Person | Date |
GENERAL MOTORS VENTURES LLC, /s/ Joel Stark, Name: Joel Stark, Title: Assistant Secretary | | 2/14/2022 |
**Signature of Reporting Person | Date |
GENERAL MOTORS COMPANY, /s/ John S. Kim, Name: John S. Kim, Title: Assistant Corporate Secretary | | 2/14/2022 |
**Signature of Reporting Person | Date |
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