Rmk Strategic Income Fund Inc - Annual report of proxy voting record for management investment companies (N-PX)
August 25 2008 - 10:18AM
Edgar (US Regulatory)
United
States
Securities
and Exchange Commission
Washington,
DC 20549
Form
N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT
COMPANY
Investment
Company Act file number 811-21487
RMK
STRATEGIC INCOME FUND, INC.
(Exact
name of registrant as specified in Charter)
THREE
WORLD FINANCIAL CENTER, 200 VESEY STREET, 10TH FLOOR,
NEW YORK,
NY 10281
(Address
of principal executive officers) (Zip code)
JOHN J.
FEENEY, JR., PRESIDENT
THREE
WORLD FINANCIAL CENTER
200 VESEY
STREET, 10TH FLOOR
NEW YORK,
NEW YORK 10281-1010
(Name and
address of agent for service)
Registrant’s
telephone number, including area code: 1-800-HYPERION
Date of
fiscal year end: 03/31
Date of
reporting period: July 1, 2007 – June 30, 2008
ITEM
1. PROXY VOTING RECORD
**
======================== RMK STRATEGIC INCOME FUND INC. ========================
AIRCASTLE LTD
Ticker: AYR Security ID: G0129K104
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Adams, Jr. For For Management
1.2 Elect Director John Z. Kukral For For Management
1.3 Elect Director Ronald L. Merriman For For Management
2 APPOINT ERNST & YOUNG LLP AS THE COMPANY For For Management
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY S
FINANCIAL STATEMENTS FOR FISCAL YEAR 2008
AND AUTHORIZE THE DIRECTORS OF AIRCASTLE
LIMITED, ACTING BY THE AUDIT COMMITTEE.
--------------------------------------------------------------------------------
ARCELOR MITTAL N.V.
Ticker: MT Security ID: 03937E101
Meeting Date: AUG 28, 2007 Meeting Type: Special
Record Date: AUG 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO MERGE MITTAL STEEL COMPANY For For Management
N.V. INTO ARCELORMITTAL AS CONTEMPLATED
BY THE MERGER PROPOSAL (VOORSTEL TOT
FUSIE) AND THE EXPLANATORY MEMORANDUM
(TOELICHTING OP HET VOORSTEL TOT FUSIE)
DATED AS OF JUNE 25, 2007, INCLUDING THE
AUTHORITY OF THE BO
--------------------------------------------------------------------------------
CASTLEPOINT HOLDINGS LTD
Ticker: CPHL Security ID: G19522112
Meeting Date: JUL 30, 2007 Meeting Type: Annual
Record Date: JUN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Smith For For Management
2 APPROVAL OF 1,000,000 ADDITIONAL SHARES For For Management
FOR OUR 2006 LONG-TERM EQUITY PLAN.
3 AMENDMENT OF OUR BYE-LAWS TO AUTHORIZE For Against Management
THE BOARD TO DETERMINE THE NUMBER OF
AUTHORIZED DIRECTORS.
4 RECLASSIFICATION OF TERMS OF OUR BOARD OF For For Management
DIRECTORS.
5 REDUCTION OF SHARE PREMIUM AND CREDIT OF For For Management
CONTRIBUTED SURPLUS ACCOUNT WITH THE
DIFFERENCE.
6 Ratify Auditors For For Management
7 AUTHORIZATION OF ELECTION OF DIRECTORS OF For For Management
CASTLEPOINT REINSURANCE COMPANY, LTD.
8 Ratify Auditors For For Management
9 AUTHORIZATION OF ELECTION OF DIRECTORS OF For For Management
CASTLEPOINT BERMUDA HOLDINGS, LTD.
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 27, 2007 Meeting Type: Annual
Record Date: MAY 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Hackworth For Withhold Management
1.2 Elect Director D. James Guzy For Withhold Management
1.3 Elect Director Suhas S. Patil For For Management
1.4 Elect Director Walden C. Rhines For Withhold Management
1.5 Elect Director Jason P. Rhode For For Management
1.6 Elect Director William D. Sherman For Withhold Management
1.7 Elect Director Robert H. Smith For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS CO.
Ticker: CZN Security ID: 17453B101
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director Leroy T. Barnes, Jr. For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Michael T. Dugan For For Management
1.5 Elect Director Jeri B. Finard For For Management
1.6 Elect Director Lawton Wehle Fitt For For Management
1.7 Elect Director William M. Kraus For For Management
1.8 Elect Director Howard L. Schrott For For Management
1.9 Elect Director Larraine D. Segil For For Management
1.10 Elect Director David H. Ward For For Management
1.11 Elect Director Myron A. Wick, III For For Management
1.12 Elect Director Mary Agnes Wilderotter For For Management
2 Change Company Name For For Management
3 Replace Enumerated Purposes Clause For For Management
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 20, 2008 Meeting Type: Annual
Record Date: MAR 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Withhold Management
1.2 Elect Director Lawrence R. Dickerson For Withhold Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For Withhold Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Herbert C. Hofmann For Withhold Management
1.7 Elect Director Arthur L. Rebell For Withhold Management
1.8 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EVERGREEN ENERGY INC
Ticker: EEE Security ID: 30024B104
Meeting Date: JUL 10, 2007 Meeting Type: Annual
Record Date: JUN 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Stanford M. Adelstein For For Management
2 Elect Robert S. Kaplan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC
Ticker: FRP Security ID: 305560104
Meeting Date: AUG 22, 2007 Meeting Type: Annual
Record Date: JUL 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2.1 Elect Director David L. Hauser For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP.
Ticker: ZINC Security ID: 440694107
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: APR 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Van Roden For For Management
1.2 Elect Director Jack Shilling For For Management
--------------------------------------------------------------------------------
INPHONIC INC
Ticker: INPC Security ID: 45772G105
Meeting Date: JUL 18, 2007 Meeting Type: Annual
Record Date: JUN 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack F. Kemp For For Management
1.2 Elect Director John Sculley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MFA MORTGAGE INVESTMENTS INC
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 21, 2008 Meeting Type: Annual
Record Date: MAR 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Edison C. Buchanan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NNN REALTY ADVISORS INC.
Ticker: Security ID: 62935Q102
Meeting Date: DEC 6, 2007 Meeting Type: Special
Record Date: OCT 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ORION MARINE GROUP INC
Ticker: OMGI Security ID: 68628V308
Meeting Date: MAY 22, 2008 Meeting Type: Annual
Record Date: APR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOURCE CAPITAL CORP.
Ticker: RSO Security ID: 76120W302
Meeting Date: JUL 25, 2007 Meeting Type: Annual
Record Date: JUN 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter T. Beach For For Management
1.2 Elect Director Edward E. Cohen For For Management
1.3 Elect Director Jonathan Z. Cohen For For Management
1.4 Elect Director William B. Hart For For Management
1.5 Elect Director Gary Ickowicz For For Management
1.6 Elect Director Murray S. Levin For For Management
1.7 Elect Director P. Sherrill Neff For For Management
2 Approve Omnibus Stock Plan For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
STAR ASIA FIN LTD
Ticker: Security ID: 855082103
Meeting Date: FEB 4, 2008 Meeting Type: Special
Record Date: JAN 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 IN ACCORDANCE WITH ARTICLE 40 OF THE For Against Management
COMPANY S ARTICLES OF ASSOCIATION AND
SECTION 37(1)(A) OF THE COMPANIES
(GUERNSEY) LAW, 1994 (AS AMENDED), THE
AUTHORISED SHARE CAPITAL OF THE COMPANY
BE INCREASED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
2 CONDITIONAL UPON RESOLUTION 1 HAVING BEEN For Against Management
PASSED BY THE REQUIRED MAJORITY, THE
DIRECTORS BE GRANTED ABSOLUTE DISCRETION
TO DETERMINE THE RIGHTS ATTACHING TO THE
CUMULATIVE CONVERTIBLE REDEEMABLE
PREFERENCE SHARES IN ACCORDANCE WITH
ARTICLE 5 OF THE COMPA
3 CONDITIONAL UPON RESOLUTION 2 HAVING BEEN For Against Management
PASSED BY THE REQUISITE MAJORITY AND THE
COMPANY SUCCESSFULLY ISSUING AND
RECEIVING FULL CONSIDERATION FOR SUCH
NUMBER OF THE CUMULATIVE CONVERTIBLE
REDEEMABLE PREFERENCE SHARES AS THE
DIRECTORS DETERMINE TO ISSU
4 CONDITIONAL UPON RESOLUTION 2 HAVING BEEN For Against Management
PASSED BY THE REQUISITE MAJORITY AND THE
COMPANY SUCCESSFULLY ISSUING AND
RECEIVING FULL CONSIDERATION FOR SUCH
NUMBER OF THE CUMULATIVE CONVERTIBLE
REDEEMABLE PREFERENCE SHARES AS THE
DIRECTORS IN THE ABSOLUTE D
--------------------------------------------------------------------------------
STAR ASIA FIN LTD
Ticker: Security ID: 855082103
Meeting Date: JUN 25, 2008 Meeting Type: Annual
Record Date: MAY 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE ANNUAL FINANCIAL STATEMENTS FOR For For Management
THE PERIOD FROM 21ST FEBRUARY 2007
(INCEPTION) TO 31ST DECEMBER 2007
2.1 ELECT NORIO SAIDA AS A DIRECTOR For Withhold Management
2.2 ELECT PETER DI CIERO AS A DIRECTOR For Withhold Management
2.3 ELECT TALMAI MORGAN AS A DIRECTOR For Withhold Management
2.4 ELECT PATRICK FIRTH AS A DIRECTOR For Withhold Management
2.5 ELECT DANIEL COHEN AS A DIRECTOR For Withhold Management
2.6 ELECT DAVID JARVIS AS A DIRECTOR For Withhold Management
2.7 ELECT DIRECTOR MALCOLM MACLEAN IV AS A For Withhold Management
DIRECTOR
3 RE-APPOINT ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR 2008 AND FIX
THEIR COMPENSATION
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM Security ID: 874039100
Meeting Date: JUN 13, 2008 Meeting Type: Annual
Record Date: APR 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2007 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2007 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2007 For For Management
DIVIDENDS, 2007 EMPLOYEE PROFIT SHARING,
AND CAPITAL SURPLUS.
--------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 8, 2008 Meeting Type: Annual
Record Date: MAR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. Frantz For For Management
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Frank E. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
==
SIGNATURES
Pursuant
to the requirements of the Investment Company Act of 1940, the Registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
(Registrant) RMK
STRATEGIC INCOME FUND, INC.
By (Signature and
Title)
|
/s/
|
John J. Feeney,
Jr.
|
|
|
John J. Feeney, Jr.,
President
|
Date:
August 25, 2008
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