Statement of Changes in Beneficial Ownership (4)
August 03 2021 - 5:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cirne Lewis |
2. Issuer Name and Ticker or Trading Symbol
NEW RELIC, INC.
[
NEWR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman |
(Last)
(First)
(Middle)
C/O NEW RELIC, INC., 188 SPEAR ST., STE. 1000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2021 |
(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/2/2021 | | M | | 30000 | A | $16.93 | 30000 | D | |
Common Stock | 8/2/2021 | | S | | 27200 (1) | D | $68.85 (2) | 2800 | D | |
Common Stock | 8/2/2021 | | S | | 2800 (1) | D | $67.67 (3) | 0 | D | |
Common Stock | 8/2/2021 | | S | | 18188 (1) | D | $68.82 (4) | 5645288 | I | By Trust (5) |
Common Stock | 8/2/2021 | | S | | 2312 (1) | D | $67.87 (6) | 5642976 | I | By Trust (5) |
Common Stock | | | | | | | | 274000 | I | By Trust (7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $16.93 | 8/2/2021 | | M | | | 30000 | (8) | 5/14/2024 | Common Stock | 30000.0 | $0 | 505000 | D | |
Explanation of Responses: |
(1) | Shares sold pursuant to a 10b5-1 plan. |
(2) | The shares were sold at prices ranging from $68.17 to $69.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(3) | The shares were sold at prices ranging from $67.23 to $68.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(4) | The shares were sold at prices ranging from $68.23 to $69.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(5) | Shares are held directly by Lewis Cirne and Kirsten L. Vliet, as Trustees of the Cirne Family Revocable Trust UAD March 20, 2012. |
(6) | The shares were sold at prices ranging from $67.23 to $68.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(7) | The shares are held directly by J.P. Morgan Trust Company of Delaware, as Trustee of the Cirne Family 2012 Irrevocable Trust. |
(8) | Fully vested and exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cirne Lewis C/O NEW RELIC, INC. 188 SPEAR ST., STE. 1000 SAN FRANCISCO, CA 94105 | X | X | Executive Chairman |
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Signatures
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Lewis Cirne, by /s/ Hannah E. Back, Attorney-in-Fact | | 8/3/2021 |
**Signature of Reporting Person | Date |
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