1
|
NAMES OF REPORTING PERSONS
RM Futura Multimercado Fundo de Investimento Crédito
Privado Investimento no Exterior
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Brazil
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
—
|
6
|
SHARED VOTING POWER
1,303,309 Shares
|
7
|
SOLE DISPOSITIVE POWER
1,303,309 Shares
|
8
|
SHARED DISPOSITIVE POWER
—
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,303,309 Shares
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%*
|
12
|
TYPE OF REPORTING PERSON
OO
|
__________________________
|
*
|
Based on 1,375,018,140 Shares outstanding as of January 29, 2021.
|
1
|
NAMES OF REPORTING PERSONS
Sirius III Multimercado Fundo de Investimento Crédito
Privado Investimento no Exterior
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Brazil
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
—
|
6
|
SHARED VOTING POWER
4,997,397 Shares
|
7
|
SOLE DISPOSITIVE POWER
4,997,397 Shares
|
8
|
SHARED DISPOSITIVE POWER
—
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,997,397 Shares
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES ☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4%*
|
12
|
TYPE OF REPORTING PERSON
OO
|
__________________________
|
*
|
Based on 1,375,018,140 Shares outstanding as of January 29, 2021.
|
Item 1(a). Name of Issuer:
Natura &Co Holding S.A. (the “Issuer”)
Item 1(b). Address of Issuer’s Principal Executive
Offices:
Avenida Alexandre Colares, No. 1188, Sala A17,
Bloco A
Parque Anhanguera
São Paulo, São Paulo, 05106-000, Brazil
Item 2(a). Name of Persons Filing:
This
Statement is being filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
|
(i)
|
Passos Participações S.A.
|
|
(ii)
|
Antonio Luiz da Cunha Seabra
|
|
(iii)
|
Lucia Helena Rios Seabra
|
|
(iv)
|
Guilherme Peirão Leal
|
|
(v)
|
Pedro Luiz Barreiros Passos
|
|
(vii)
|
Ricardo Pedroso Leal
|
|
(viii)
|
Norma Regina Pinotti
|
|
(xi)
|
Maria Heli Dalla Colleta de Mattos
|
|
(xii)
|
Gustavo Dalla Colleta de Mattos
|
|
(xiii)
|
Fabio Dalla Colleta de Mattos
|
|
(xiv)
|
Fundo de Investimento de Ações Veredas—Investimento no Exterior
|
|
(xv)
|
Kairós Fundo de Investimento em Ações—Investimento no Exterior
|
|
(xvi)
|
Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
|
|
(xvii)
|
RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
|
The Reporting Persons are filing this Schedule 13G
jointly pursuant to their Shareholders Agreement (as defined in Item 4(a)), filed as Exhibit 2 hereto. Each of the Reporting Persons
is a shareholder of the Issuer. Each of the Reporting Persons, however, disclaims beneficial ownership with respect to any common
shares owned by the other Reporting Persons.
The Reporting
Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which
the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Act.
Item 2(b). Address of Principal Business Office:
|
(i)
|
The principal business address of each of
the Reporting Persons (except Pedro Luiz Barreiros Passos, Antonio Luiz da Cunha Seabra, Guilherme Peirão Leal, Felipe
Pedroso Leal, Ricardo Pedroso Leal,
|
Norma Regina Pinotti, Vinicius Pinotti, Fabricius
Pinotti, Passos Participações S.A. Kairós Fundo de Investimento em Ações—Investimento
no Exterior, Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior, RM Futura Multimercado
Fundo de Investimento Crédito Privado Investimento no Exterior and Fundo de Investimento de Ações Veredas—Investimento
no Exterior) is Avenida Alexandre Colares, No. 1188, Sala A17-Bloco A Parque
Anhanguera São Paulo, São Paulo 05106-000, Brazil.
|
(ii)
|
The principal business address of Pedro Luiz Barreiros Passos is Rua Amauri, No. 255, ninth floor, Jardim Europa, City of São
Paulo, State of São Paulo, 01448-000, Brazil.
|
|
(iii)
|
The principal business address of Antonio Luiz da Cunha Seabra and Guilherme Peirão Leal is Rua Amauri, No. 255, 17th
floor, Jardim Europa, City of São Paulo, State of São Paulo, 01448-000, Brazil.
|
|
(iv)
|
The principal business address of Felipe Pedroso Leal and Ricardo Pedroso Leal is Rua Rodésia, No. 106, Room No.
13, Sumarezinho, City of São Paulo, State of São Paulo, 05435-020, Brazil.
|
|
(v)
|
The principal business address of Norma Regina Pinotti, Vinicius Pinotti and Fabricius Pinotti is Av. Nova Independência,
No. 87, conj. 61, Brooklin, City of São Paulo, State of São Paulo, 01318-002, Brazil.
|
|
(vi)
|
The principal business address of each of Kairós Fundo de Investimento em Ações—Investimento no
Exterior and Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior is Avenida Brigadeiro
Faria Lima, No. 3400, 10th floor, Itaim Bibi, City of São Paulo, State of São Paulo, 04.538-132, Brazil.
|
|
(vii)
|
The principal business address of RM Futura Multimercado Fundo de Investimento Crédito
Privado Investimento no Exterior is Praça Alfredo Egydio de Souza Aranha, No. 100, Tower Itaúsa, Parque Jabaquara,
City of São Paulo, State of São Paulo, 04344-902, Brazil.
|
|
(viii)
|
The principal business address of Passos Participações S.A. is Rua Amauri,
255, 9th floor, 01448-000, Jd. Europa, City of São Paulo, State of São Paulo, Brazil.
|
|
(ix)
|
The principal business address of Fundo de Investimento de Ações Veredas—Investimento
no Exterior is Praia de Botafogo, 501, 5th floor, parte Torre Corcovado, 22250-040, City of Rio de Janeiro, State of Rio de Janeiro,
Brazil.
|
Item 2(c). Citizenship:
The citizenship
of each of the Reporting Persons is as follows:
|
(i)
|
Passos Participações S.A. is a corporation (sociedade por ações)
organized under the laws of Brazil.
|
|
(ii)
|
Each of Fundo de Investimento de Ações Veredas—Investimento no Exterior,
Kairós Fundo de Investimento em Ações—Investimento no Exterior, Sirius III Multimercado Fundo
de Investimento Crédito Privado Investimento no Exterior and RM Futura Multimercado
Fundo de Investimento Crédito Privado Investimento no Exterior is a stock fund (fundo de investimento) organized
under the laws of Brazil.
|
|
(iii)
|
All other Reporting Persons are natural persons holding Brazilian citizenship.
|
Item 2(d). Title of Class of Securities:
Common shares, no par value (the “Shares”)
American Depositary Shares (as evidenced by American Depositary Receipts), each representing two Shares.
Item 2(e). CUSIP Number:
63884N108
Item 3. If this statement is filed pursuant to Rule 13d-1(b),
or 13d-2(b) or (c), check whether the person filing is a(n):
Not applicable.
Item 4. Ownership.
The information set forth in
Item 2 above is incorporated by reference for each Reporting Person.
|
(a)
|
Amount Beneficially Owned:
|
See the cover pages for each of the reporting persons.
Passos Participações
S.A. is controlled by Pedro Luiz Barreiros Passos.
Mr. Guilherme Peirão Leal owns a total of 99,342,778
Shares (equivalent to 7.2% of Shares outstanding as of January 29, 2021) with respect to which he has sole dispositive power. In
addition, Mr. Guilherme Peirão Leal can individually exercise voting rights with respect to the Shares held by Mr. Felipe
Pedroso Leal and Mr. Ricardo Pedroso Leal (which together amount to an aggregate of 90,698,984 Shares) and also benefits from a
lifelong right to receive dividends and other distributions on such Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso
Leal. Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal may not be disposed of by such persons without Mr. Guilherme
Peirão Leal’s consent.
Passos Participações S.A., Antonio Luiz
da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso Leal, Ricardo
Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo Dalla Colleta
de Mattos, Fabio Dalla Colleta de Mattos and Fundo de Investimento de Ações Veredas—Investimento no Exterior
are parties to a shareholders’ agreement dated September 4, 2019 relating to their stakes in the Issuer indicated in such
agreement (the “Shareholders’ Agreement”). In addition, the
following investment vehicles acceded to the Shareholders’ Agreement after its execution: (i) Kairós Fundo de Investimento
em Ações—Investimento no Exterior, which is indirectly beneficially owned by Mr. Antonio Luiz da Cunha Seabra;
(ii) Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior, in which Mr. Guilherme Peirão
Leal has a direct beneficial ownership interest in excess of 50%; and (iii) RM Futura Multimercado Fundo de Investimento Crédito
Privado Investimento no Exterior, in which Mrs. Maria Heli Dalla Colletta de Mattos has a direct beneficial ownership interest
over 50%.
As a result, Passos Participações S.A.,
Antonio Luiz da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso
Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo
Dalla Colleta de Mattos, Fabio Dalla Colleta de Mattos, Fundo de Investimento de Ações Veredas—Investimento
no Exterior, Kairós Fundo de Investimento em Ações—Investimento no Exterior, RM Futura Multimercado
Fundo de Investimento Crédito Privado Investimento no Exterior and Sirius III Multimercado Fundo de Investimento Crédito
Privado Investimento no Exterior are deemed to have shared voting power with respect to 38.8% of the Shares. The Shareholders’
Agreement, as amended, is incorporated herein by reference as Exhibit 2.
See the cover pages for each of the reporting persons.
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
|
(iv)
|
Shared power to dispose or direct the disposition of:
|
See the cover pages for each of the reporting persons.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
See Item 4,
which states the identity of the members of the group filing this Schedule 13G.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.
EXHIBIT
INDEX
Exhibit
|
Exhibit
Description
|
Exhibit 1
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended
|
Exhibit 2
|
Shareholders’ Agreement dated September 4, 2019
|
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2021
|
Passos Participações S.A.
|
|
|
|
|
|
By:
|
/s/ Pedro Luiz Barreiros Passos
|
|
|
Name: Pedro Luiz Barreiros Passos
|
|
|
Title: Managing Director
|
|
Antonio Luiz da Cunha Seabra
|
|
|
|
|
|
By:
|
/s/ Antonio Luiz da Cunha Seabra
|
|
|
Name: Antonio Luiz da Cunha Seabra
|
|
Lucia Helena Rios Seabra
|
|
|
|
|
|
By:
|
/s/ Lucia Helena Rios Seabra
|
|
|
Name: Lucia Helena Rios Seabra
|
|
Guilherme Peirão Leal
|
|
|
|
|
|
By:
|
/s/ Guilherme Peirão Leal
|
|
|
Name: Guilherme Peirão Leal
|
|
Pedro Luiz Barreiros Passos
|
|
|
|
|
|
By:
|
/s/ Pedro Luiz Barreiros Passos
|
|
|
Name: Pedro Luiz Barreiros Passos
|
|
Felipe Pedroso Leal
|
|
|
|
|
|
Bay:
|
/s/ Felipe Pedroso Leal
|
|
|
Name: Felipe Pedroso Leal
|
|
Ricardo Pedroso Leal
|
|
|
|
|
|
By:
|
/s/ Ricardo Pedroso Leal
|
|
|
Name: Ricardo Pedroso Leal
|
|
Norma Regina Pinotti
|
|
|
|
|
|
By:
|
/s/ Norma Regina Pinotti
|
|
|
Name: Norma Regina Pinotti
|
|
Vinicius Pinotti
|
|
|
|
|
|
By:
|
/s/ Vinicius Pinotti
|
|
|
Name: Vinicius Pinotti
|
|
Fabricius Pinotti
|
|
|
|
|
|
By:
|
/s/ Fabricius Pinotti
|
|
|
Name: Fabricius Pinotti
|
|
Maria Heli Dalla Colleta de Mattos
|
|
|
|
|
|
By:
|
/s/ Maria Heli Dalla Colleta de Mattos
|
|
|
Name: Maria Heli Dalla Colleta de Matto
|
|
Gustavo Dalla Colleta de Mattos
|
|
|
|
|
|
By:
|
/s/ Gustavo Dalla Colleta de Mattos
|
|
|
Name: Gustavo Dalla Colleta de Mattos
|
|
Fabio Dalla Colleta de Mattos
|
|
|
|
|
|
By:
|
/s/ Fabio Dalla Colleta de Mattos
|
|
|
Name: Fabio Dalla Colleta de Mattos
|
|
Fundo de Investimento de Ações Veredas—Investimento no Exterior
|
|
|
|
|
|
By:
|
/s/ Guilherme Ruggiero Passos
|
|
|
Name: Guilherme Ruggiero Passos
|
|
|
Title: Director to SPN Gestão — Fund’s IM
|
|
Kairós Fundo de Investimento em Ações—Investimento no Exterior
|
|
|
|
By: Pragma Gestão de Patrimônio Ltda.
|
|
|
|
|
|
By:
|
/s/ Aloísio Pereira Camargo
|
|
|
Name: Aloísio Pereira Camargo
|
|
|
Title: Officer
|
|
|
|
|
By:
|
/s/ Alexandre Quintas da Rocha Braga
|
|
|
Name: Alexandre Quintas da Rocha Braga
|
|
|
Title: Officer
|
|
RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
|
|
|
|
By: Pragma Gestão de Patrimônio Ltda.
|
|
|
|
|
|
By:
|
/s/ Aloísio Pereira Camargo
|
|
|
Name: Aloísio Pereira Camargo
|
|
|
Title: Officer
|
|
|
|
|
By:
|
/s/ Alexandre Quintas da Rocha Braga
|
|
|
Name: Alexandre Quintas da Rocha Braga
|
|
|
Title: Officer
|
|
Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
|
|
|
|
By: Pragma Gestão de Patrimônio Ltda.
|
|
|
|
|
|
By:
|
/s/ Aloísio Pereira Camargo
|
|
|
Name: Aloísio Pereira Camargo
|
|
|
Title: Officer
|
|
|
|
|
By:
|
/s/ Alexandre Quintas da Rocha Braga
|
|
|
Name: Alexandre Quintas da Rocha Braga
|
|
|
Title: Officer
|
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