Statement of Changes in Beneficial Ownership (4)
February 08 2023 - 6:13AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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FISHBACK DONALD R |
2. Issuer Name and Ticker or Trading Symbol
MOOG INC.
[
MOGA/MOGB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
SENECA ST & JAMISON RD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/6/2023 |
(Street)
EAST AURORA, NY 14052
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common | 2/6/2023 | | S | | 2000 (1) | D | $97.6433 | 11273 | I | Trust (2) |
Class A Common | | | | | | | | 13753 | I | Trust (3) |
Class A Common | | | | | | | | 12500 | I | Trust (4) |
Class A Common | | | | | | | | 12500 | I | Trust (5) |
Class A Common | | | | | | | | 1970 | I | Trust (6) |
Class A Common | | | | | | | | 5702 | I | Trust (3) |
Class B Common (7) | | | | | | | | 309 | I | 401 (k) |
Class B Common | | | | | | | | 10460 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
SAR (8) | $61.69 | | | | | | | (9) | 11/11/2023 | Class A Common | 10000.0 | | 10000 | D | |
SAR (8) | $74.38 | | | | | | | (9) | 11/11/2024 | Class A Common | 10000.0 | | 10000 | D | |
SAR (10) | $63.04 | | | | | | | (9) | 11/17/2025 | Class A Common | 3333.0 | | 3333 | D | |
SAR (10) | $65.9 | | | | | | | (9) | 11/17/2025 | Class B Common | 6667.0 | | 6667 | D | |
SAR (10) | $71.648 | | | | | | | (9) | 11/15/2026 | Class B Common | 10000.0 | | 10000 | D | |
SAR (10) | $82.31 | | | | | | | (9) | 11/14/2027 | Class B Common | 6181.0 | | 6181 | D | |
SAR (10) | $80.19 | | | | | | | (9) | 11/13/2028 | Class B Common | 6988.0 | | 6988 | D | |
Explanation of Responses: |
(1) | This sale of Class A common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the irrevocable trust effective May 2, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.50 to $97.76, inclusive. The reporting person undertakes to provide to Moog Inc., any security holder of Moog Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
(2) | Shares held by an irrevocable trust of which the reporting person's spouse is the trustee. |
(3) | Shares held by a living trust of which the reporting person's spouse is the trustee. |
(4) | Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee. |
(5) | Shares held by a grantor retained annuity trust of which the reporting person is the trustee. |
(6) | Shares held by a living trust of which the reporting person is the trustee. |
(7) | Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. |
(8) | Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan. |
(9) | SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
(10) | Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FISHBACK DONALD R SENECA ST & JAMISON RD EAST AURORA, NY 14052 | X |
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Signatures
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/s/ Christopher P. Donnini, as Power of Attorney for Donald R. Fishback | | 2/8/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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