Initial Statement of Beneficial Ownership (3)
March 10 2021 - 3:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Durbin Sean |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
LINDE PLC [LIN]
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(Last)
(First)
(Middle)
C/O LINDE PLC, THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive VP, EMEA / |
(Street)
GUILDFORD, SURREY, X0 GU2 XY7
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 8466 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Ordinary Shares | 580 | $0 | D | |
Restricted Stock Units | (2) | (2) | Ordinary Shares | 695 | $0 | D | |
Stock Options (right to buy) | (3) | 3/9/2030 | Ordinary Shares | 7045 | $173.13 | D | |
Stock Options (right to buy) | (4) | 3/20/2029 | Ordinary Shares | 7795 | $176.63 | D | |
Stock Options (right to buy) | (5) | 2/27/2028 | Ordinary Shares | 16170 | $154.00 | D | |
Stock Options (right to buy) | (6) | 2/28/2027 | Ordinary Shares | 5945 | $118.71 | D | |
Deferred Stock Units | (7) | (7) | Ordinary Shares | 129.977 | $0 (8) | D | |
Explanation of Responses: |
(1) | Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis. |
(2) | Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis. |
(3) | This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021. |
(4) | This option vests over three years in three consecutive equal annual installments beginning on March 20,2020. |
(5) | This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019. |
(6) | This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018. |
(7) | Deferred stock units acquired under the Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan. |
(8) | Conversion to Linde plc Ordinary Shares is on a one-to-one basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Durbin Sean C/O LINDE PLC THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD GUILDFORD, SURREY, X0 GU2 XY7 |
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| Executive VP, EMEA |
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Signatures
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Anthony M. Pepper, Attorney-in-fact | | 3/10/2021 |
**Signature of Reporting Person | Date |
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