Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 6:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gautier Todd W. |
2. Issuer Name and Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/
[
LHX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, Aviation Systems |
(Last)
(First)
(Middle)
C/O L3HARRIS TECHNOLOGIES, INC., 1025 WEST NASA BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2020 |
(Street)
MELBOURNE, FL 32919
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, Par Value $1.00 | 12/31/2020 | | F | | 391 (1) | D | $189.02 | 16739.99 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2020 of 1,602 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of share in settlement thereof. |
(2) | Includes 101.86 shares acquired through Issuer's retirement plan for quarters ended 1/3/2020, 4/3/2020, 7/3/2020, 10/2/2020 and 1/1/2021. |
Remarks: Exhibit List:
Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gautier Todd W. C/O L3HARRIS TECHNOLOGIES, INC. 1025 WEST NASA BOULEVARD MELBOURNE, FL 32919 |
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| President, Aviation Systems |
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Signatures
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By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: Todd W. Gautier | | 1/5/2021 |
**Signature of Reporting Person | Date |
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