Irwin Financial Corp - Statement of Changes in Beneficial Ownership (4)
February 06 2008 - 11:25AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MILLER WILLIAM I
|
2. Issuer Name
and
Ticker or Trading Symbol
IRWIN FINANCIAL CORP
[
IFC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO, Chairman and President
|
(Last)
(First)
(Middle)
IRWIN FINANCIAL CORPORATION, 500 WASHINGTON STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/4/2008
|
(Street)
COLUMBUS, IN 47201
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
COMMON STOCK
|
2/4/2008
|
|
A
|
|
19582
(1)
|
A
|
$0
|
144465
|
D
|
|
COMMON STOCK
|
|
|
|
|
|
|
|
22812
|
I
|
BY DAUGHTER
(2)
|
COMMON STOCK
|
|
|
|
|
|
|
|
5160592
|
I
|
BY IFC TRUST
(3)
|
COMMON STOCK
|
|
|
|
|
|
|
|
5176038
|
I
|
BY MARITAL TRUST II
(4)
|
COMMON STOCK
|
|
|
|
|
|
|
|
24775
|
I
|
BY TRUST
(5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)
|
$10.21
|
2/4/2008
|
|
A
|
|
18655
|
|
(6)
|
2/3/2018
|
COMMON STOCK
|
18655
|
$0
|
18655
|
D
|
|
Explanation of Responses:
|
(
1)
|
The performance vesting on the restricted stock shares is determined by a three-year average of the Irwin Financial Corporation Short Term Incentive Plan multiple.
|
(
2)
|
As custodian for daughters of reporting person under the Uniform Transfers to Minors Act, reporting person expressly disclaims any beneficial ownership of the securities held for his children.
|
(
3)
|
The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the securities held in this trust except to the extent of his potential remainder interest therein.
|
(
4)
|
The reporting person is a trustee of the J. Irwin Miller Marital Trust II (Marital Trust II). The reporting person disclaims beneficial ownership of the securities held in this trust except to the extent of his potential remainder interest therein.
|
(
5)
|
Lynne M. Maguire, trustee of the 1998 William I. Miller Annual Exclusion trust U/A dated 12/15/98. Mr. Miller disclaims beneficial ownership of the securities held by this Trust.
|
(
6)
|
The Plan provides for phased-in vesting of rights to exercise granted stock options. In the year of the grant, optionee may exercise 25% of total options granted. In each of the three years immediately following the year of the grant, optionee may exercise an additional 25% of the options granted. Grant of option was made to reporting person in transaction exempt under Rule 16b-3.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
MILLER WILLIAM I
IRWIN FINANCIAL CORPORATION
500 WASHINGTON STREET
COLUMBUS, IN 47201
|
X
|
X
|
CEO, Chairman and President
|
|
Signatures
|
/s/ Matthew F. Souza, Attorney in Fact for William I. Miller
|
|
2/6/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Irwin Financial (NYSE:IFC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Irwin Financial (NYSE:IFC)
Historical Stock Chart
From Jul 2023 to Jul 2024