SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O ABRDN |
1900 MARKET STREET, SUITE 200 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INDIA FUND, INC.
[ IFN ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 05/14/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
05/14/2024 |
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X |
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333 |
A |
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1,333 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Transferable Subscription Right (right to buy)
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05/14/2024 |
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X |
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1,000 |
04/18/2024 |
05/14/2024 |
Common Stock |
333 |
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0 |
D |
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Explanation of Responses: |
Remarks: |
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/s/ Katherine A. Corey, by POA from Reporting Person |
05/16/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
Know all by these presents,
that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, Jennifer Rogers,
Joseph Andolina, Lisa Kupper, Katherine Corey, Robert Hepp and Jeffrey Cotton as the undersigned's true and lawful attorneys-in-fact
to:
1. execute for and on behalf of the undersigned, in the undersigned's capacity as a reporting person pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder of ABERDEEN AUSTRALIA EQUITY FUND, INC., ABERDEEN
ASIA-PACIFIC INCOME FUND, INC., ABERDEEN GLOBAL INCOME FUND, INC., ABERDEEN EMERGING MARKETS SMALLER COMPANY OPPORTUNITIES FUND, INC.,
ABERDEEN CHILE FUND, INC., ABERDEEN ISRAEL FUND, INC., ABERDEEN INDONESIA FUND, INC., ABERDEEN LATIN AMERICA EQUITY FUND, INC., ABERDEEN
SINGAPORE FUND, INC., THE INDIA FUND, INC., THE ASIA TIGERS FUND, INC., ABERDEEN JAPAN EQUITY FUND, INC., ABERDEEN GREATER CHINA FUND,
INC., FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND, and/or FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (together, the "Funds"),
Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act;
2. do and perform any and all acts for and on behalf of the undersigned
that may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities
and Exchange Commission and any stock exchange or similar authority, including without limitation, completing and filing an application
for EDGAR codes (i.e., CIK and CCC codes); and
3. take any other action of any type whatsoever in connection with the foregoing that,
in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned,
it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion
of any of such attorneys-in-fact.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform
any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any rights and powers herein granted,
as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact,
shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor are the Funds
assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney is automatically
revoked with respect to any above-named attorney-in-fact in the event of such attorney-in-fact's resignation or cessation of employment
with Aberdeen Asset Management Inc.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required
to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by each of the Funds, unless
earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be executed as of this 8th day of August 2017.
Signature: |
/s/ Luis Rubio |
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Name: |
Luis Rubio |
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Exhibit 24
POWER OF ATTORNEY
Know all by these presents,
that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, Jennifer Rogers,
Joseph Andolina, Lisa Kupper, Katherine Corey, Robert Hepp and Jeffrey Cotton as the undersigned's true and lawful attorneys-in-fact
to:
1. execute for and on behalf of the undersigned, in the undersigned's capacity as a reporting person pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder of ABERDEEN AUSTRALIA EQUITY FUND, INC., ABERDEEN
ASIA-PACIFIC INCOME FUND, INC., ABERDEEN GLOBAL INCOME FUND, INC., ABERDEEN EMERGING MARKETS SMALLER COMPANY OPPORTUNITIES FUND, INC.,
ABERDEEN CHILE FUND, INC., ABERDEEN ISRAEL FUND, INC., ABERDEEN INDONESIA FUND, INC., ABERDEEN LATIN AMERICA EQUITY FUND, INC., ABERDEEN
SINGAPORE FUND, INC., THE INDIA FUND, INC., THE ASIA TIGERS FUND, INC., ABERDEEN JAPAN EQUITY FUND, INC., ABERDEEN GREATER CHINA FUND,
INC., FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND, and/or FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (together, the "Funds"),
Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act;
2. do and perform any and all acts for and on behalf of the undersigned
that may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities
and Exchange Commission and any stock exchange or similar authority, including without limitation, completing and filing an application
for EDGAR codes (i.e., CIK and CCC codes); and
3. take any other action of any type whatsoever in connection with the foregoing that,
in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned,
it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in the discretion
of any of such attorneys-in-fact.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform
any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any rights and powers herein granted,
as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact,
shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor are the Funds
assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney is automatically
revoked with respect to any above-named attorney-in-fact in the event of such attorney-in-fact's resignation or cessation of employment
with Aberdeen Asset Management Inc.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required
to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by each of the Funds, unless
earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be executed as of this 8th day of August 2017.
Signature: |
/s/ Luis Rubio |
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Name: |
Luis Rubio |
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