Statement of Changes in Beneficial Ownership (4)
June 26 2020 - 11:58AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RANKIN CLAIBORNE R JR |
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC.
[
HY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of a Group |
(Last)
(First)
(Middle)
5875 LANDERBROOK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/25/2020 |
(Street)
MAYFIELD HEIGHTS, OH 44124
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 3/25/2020 | | G |
V
| 207 | A | $0 | 11102 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 3/25/2020 | | G |
V
| 207 | A | $0 | 1061 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class A Common Stock | 3/25/2020 | | G |
V
| 69 | A | $0 | 1130 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class A Common Stock | 3/25/2020 | | G |
V
| 111 | D | $0 | 10991 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 3/25/2020 | | G |
V
| 111 | A | $0 | 1241 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class A Common Stock | 3/25/2020 | | G |
V
| 208 | A | $0 | 11199 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 3/25/2020 | | G |
V
| 651 | A | $0 | 1656 | I | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 3/25/2020 | | G |
V
| 650 | A | $0 | 757 | I | proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 3/25/2020 | | G |
V
| 84 | A | $0 | 461 | I | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 3/25/2020 | | G |
V
| 84 | A | $0 | 1740 | I | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 3/25/2020 | | G |
V
| 377 | D | $0 | 380 | I | proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 3/25/2020 | | G |
V
| 377 | A | $0 | 2117 | I | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | | | | | | | | 633 | I | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | | 242 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | | 769 | I | Held by a trust for the benefit of Reporting Person |
Class A Common Stock | | | | | | | | 377 | I | spouse's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | | | | | | | | 341 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| 207 | | (1) | (1) | Class A Common Stock | 207 | $0 | 11102 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| 207 | | (1) | (1) | Class A Common Stock | 207 | $0 | 1061 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| 69 | | (1) | (1) | Class A Common Stock | 69 | $0 | 1130 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| | 111 | (1) | (1) | Class A Common Stock | 111 | $0 | 10991 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| 111 | | (1) | (1) | Class A Common Stock | 111 | $0 | 1241 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
Class B Common Stock | (1) | 3/25/2020 | | G |
V
| 208 | | (1) | (1) | Class A Common Stock | 208 | $0 | 11199 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 10027 | | 10027 | I | Held by a trust for the benefit of Reporting Person |
Explanation of Responses: |
(1) | N/A |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RANKIN CLAIBORNE R JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 |
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| Member of a Group |
Signatures
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/s/ Suzanne S. Taylor, attorney-in-fact | | 6/16/2020 |
**Signature of Reporting Person | Date |
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