Statement of Changes in Beneficial Ownership (4)
June 26 2020 - 11:22AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RANKIN CORBIN |
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC.
[
HY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of a Group |
(Last)
(First)
(Middle)
5875 LANDERBROOK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/25/2020 |
(Street)
MAYFIELD HEIGHTS, OH 44124
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 3/25/2020 | | G |
V
| 2070 | D | $0 | 31669 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P (1) |
Class A Common Stock | 3/25/2020 | | G |
V
| 11741 | A | $0 | 41931 | I | Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin |
Class A Common Stock | 3/25/2020 | | G |
V
| 11741 | A | $0 | 41931 | I | Spouse serves as trustee for GSTs for the benefit of James T. Rankin |
Class A Common Stock | 3/25/2020 | | G |
V
| 11741 | A | $0 | 41931 | I | Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin |
Class A Common Stock | | | | | | | | 11511 | D | |
Class A Common Stock | | | | | | | | 14343 | I | Reporting Person's LP interest in shares held in RA1 |
Class A Common Stock | | | | | | | | 1843 | I | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | | | | | | | | 377 | I | proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | | | | | | | | 635 | I | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | | 7 | I | Held by Spouse |
Class A Common Stock | | | | | | | | 19 | I | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust (1) |
Class A Common Stock | | | | | | | | 25324 | I | spouse's proportionate partnership interest in shares held by RA I LP (1) |
Class A Common Stock | | | | | | | | 65824 | I | Spouses proportionate LP interest in shares held in RA4 (1) |
Class A Common Stock | | | | | | | | 1057 | I | Spouse's proportionate interest in shares held by RAV |
Class A Common Stock | | | | | | | | 292 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | | | | | | | | 80 | I | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
Class A Common Stock | | | | | | | | 100 | I | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
Class A Common Stock | | | | | | | | 154036 | I | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin (2) |
Class A Common Stock | | | | | | | | 1975 | I | Spouse's proportionate interest in shares held in RMI (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (3) | 3/25/2020 | | G |
V
| | 2070 | (3) | (3) | Class A Common Stock | 2070 | $0 | 31669 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P (1) |
Class B Common Stock | (3) | 3/25/2020 | | G |
V
| 5209 | | (3) | (3) | Class A Common Stock | 5209 | $0 | 12098 | I | Spouse serves as trustee for GSTs for the benefit of James T. Rankin |
Class B Common Stock | (3) | 3/25/2020 | | G |
V
| 5209 | | (3) | (3) | Class A Common Stock | 5209 | $0 | 12098 | I | Spouse serves as trustee of GSTs for the benefit of Matthew M. Rankin |
Class B Common Stock | (3) | 3/25/2020 | | G |
V
| 5209 | | (3) | (3) | Class A Common Stock | 5209 | $0 | 12098 | I | Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 3622 | | 3622 | D | |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 25657 | | 25657 | I | Reporting Person's LP interest in shares held in RA1 |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 1843 | | 1843 | I | Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 7 | | 7 | I | Held by Spouse |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 31 | | 31 | I | spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust (1) |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 45300 | | 45300 | I | spouse's proportionate partnership interest in shares held by Rankin Associates I, L.P (1) |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 104286 | | 104286 | I | spouses proortionate LP interest in shares held in RA4 (1) |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 145912 | | 145912 | I | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin (1) |
Class B Common Stock | (3) | | | | | | | (3) | (3) | Class A Common Stock | 1975 | | 1975 | I | Spouse's proportionate interest in shares held in RMI (1) |
Explanation of Responses: |
(1) | Reporting Person disclaims beneficial ownership of all such shares. |
(2) | Reporting Person disclaims beneficial ownership of all such shares. |
(3) | N/A |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RANKIN CORBIN 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 |
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| Member of a Group |
Signatures
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/s/ Suzanne S. Taylor, attorney-in-fact | | 6/16/2020 |
**Signature of Reporting Person | Date |
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