Statement of Changes in Beneficial Ownership (4)
December 01 2022 - 06:19PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * LORES ENRIQUE |
2. Issuer Name and Ticker or Trading
Symbol HP INC [ HPQ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President and CEO |
(Last)
(First)
(Middle)
C/O HP INC, 1501 PAGE MILL RD |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/29/2022
|
(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/29/2022 |
|
M |
|
418430 |
A |
$0.00 |
935634 |
D |
|
Common Stock |
11/29/2022 |
|
F |
|
202847 (1) |
D |
$28.88 |
732787 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Adjusted Restricted Stock
Units |
(2) |
11/29/2022 |
|
M |
|
|
418430 (3) |
(3) |
(3) |
Common Stock |
418430 |
(3) |
0 |
D |
|
Explanation of
Responses: |
(1) |
Shares withheld by HP to
satisfy tax withholding upon vesting. |
(2) |
Each performance adjusted
restricted stock unit ("PARSU") represents a contingent right to
receive one share of HP common stock. |
(3) |
As previously reported, on
12/6/2019 the reporting person was granted 300,664 PARSUs. On
11/29/2022, 381,092 PARSUs vested based on the achievement of
certain earnings per share. Dividend equivalent units accrued with
respect to these PARSUs when and as dividends were paid on HP
common stock. The number of derivative securities in column 5
includes 37,338 vested dividend equivalent units. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
LORES ENRIQUE
C/O HP INC
1501 PAGE MILL RD
PALO ALTO, CA 94304 |
X |
|
President and CEO |
|
Signatures
|
/s/ Rick Hansen as Attorney-in-Fact for Enrique
Lores |
|
12/1/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
HP (NYSE:HPQ)
Historical Stock Chart
From Mar 2023 to Mar 2023
HP (NYSE:HPQ)
Historical Stock Chart
From Mar 2022 to Mar 2023