Current Report Filing (8-k)
January 26 2023 - 04:32PM
Edgar (US Regulatory)
0001265131false00012651312023-01-262023-01-26
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported): January 26, 2023
Hilltop Holdings Inc.
(Exact name of registrant as specified in its charter)
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Maryland
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1-31987
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84-1477939
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(State or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer Identification
No.)
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6565 Hillcrest
Avenue
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Dallas, Texas
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75205
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number,
including area code: (214) 855-2177
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see
General Instruction A.2. below):
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☐
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Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to section 12(b) of the Act:
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Title of each class
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Trading symbol
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Name of each exchange on which
registered
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Common Stock, par value $0.01 per
share
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HTH
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 or
Rule 12b–2 of the Securities Exchange Act of 1934.
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Section 2 – Financial
Information
Item 2.02
Results of Operations and Financial Condition.
A copy of the Earnings Presentation of Hilltop Holdings Inc., or
the Company, for the quarter ended December 31, 2022 is set forth
in Exhibit 99.1 attached to this Current Report on Form 8-K and is
incorporated herein by reference. The Company intends to use the
Earnings Presentation, in whole or in part, in one or more meetings
with investors or analysts, including in a webcast on January 27,
2023 at 8:00 a.m. (central time).
The information in this Item (including Exhibit 99.1) is being
furnished pursuant to Item 2.02 and shall not be deemed to be
“filed” for the purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to liabilities of
that section, nor shall it be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, except as
expressly set forth in such filing.
Section 9 – Financial Statements and
Exhibits
Item 9.01
Financial Statements and Exhibits.
(a)Financial statements of businesses acquired.
Not applicable.
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(b) |
Pro forma financial information. |
Not applicable.
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(c) |
Shell company transactions. |
Not applicable.
The following exhibit(s) are filed or
furnished, depending on the relevant item requiring such exhibit,
in accordance with the provisions of Item 601 of Regulation S-K and
Instruction B.2 to this form.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Hilltop Holdings Inc.,
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a Maryland corporation
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Date:
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January 26, 2023
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By:
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/s/ COREY PRESTIDGE
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Name:
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Corey G. Prestidge
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Title:
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Executive Vice President,
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General Counsel & Secretary
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Hilltop (NYSE:HTH)
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