Initial Statement of Beneficial Ownership (3)
February 27 2020 - 5:14PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HPS Investment Partners, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/20/2019
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3. Issuer Name and Ticker or Trading Symbol
Emerge Energy Services LP [EMESZ]
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(Last)
(First)
(Middle)
40 WEST 57TH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Units representing limited partner interests | 69176585 | I | See footnotes (1)(2) |
Preferred Interests representing limited partner interests | 75348837 | I | See footnotes (2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents 45,857,098 units held by EES Offshore II, LLC ("EES Offshore"), 19,795,463 units held by Mezzanine Partners III, L.P. ("Mezzanine Partners"), and 3,524,024 units held by AP Mezzanine Partners III, L.P. ("AP Mezzanine"). |
(2) | The Reporting Person is the sole managing member of HPS Mezzanine Management III, LLC, which is the investment manager of each of EES Offshore, Mezzanine Partners, and AP Mezzanine. The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest, if any. |
(3) | Represents 49,948,679 Preferred Interests held by EES Offshore, 21,561,705 Preferred Interests held by Mezzanine Partners, and 3,838,453 Preferred Interests held by AP Mezzanine. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HPS Investment Partners, LLC 40 WEST 57TH STREET NEW YORK, NY 10019 |
| X |
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Signatures
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HPS Investment Partners, LLC /s/ Joseph Virgilio, Managing Director | | 2/27/2020 |
**Signature of Reporting Person | Date |
EMERGE ENERGY SERVICES LP (NYSE:EMES)
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