Eaton Vance Tax-Advantaged Global Dividend Income Fund
--------------------------------------------------------------------------------------------------------------------------
A2A SPA Agenda Number: 713746951
--------------------------------------------------------------------------------------------------------------------------
Security: T0579B105
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0001233417
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE BALANCE SHEET AS OF 31 DECEMBER Mgmt For For
2020; BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. TO PRESENT THE NON-FINANCIAL
CONSOLIDATED DECLARATION AS PER LEGISLATIVE
DECREE 254/2016 AND RELATED SUPPLEMENT -
2020 INTEGRATED BALANCE SHEET
O.1.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
O.2.1 AUREWARDING REPORT AND REPORT ON EMOLUMENT Mgmt For For
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO.
58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "FIRST
SECTION" (REWARDING POLICY)
O.2.2 REWARDING REPORT AND REPORT ON EMOLUMENT Mgmt For For
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998
N.58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "SECOND
SECTION" (EMOLUMENT PAID TO MEMBERS OF
MANAGEMENT AND CONTROL BOARDS, TO DIRECTORS
AND OTHER MANAGERS WITH STRATEGIC
RESPONSIBILITIES)
O.3 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES UPON REVOKING, AS FOR THE UNUSED
PART, OF THE PREVIOUS MEETING RESOLUTIONS
OF 13 MAY 2020
E.1 TO APPROVE MERGER BY INCORPORATION OF Mgmt For For
COMPANY "A2A TELECOMMUNICATIONS S.R.L" IN
THE COMPANY "A2A S.P.A": RESOLUTIONS
RELATED THERETO
E.2 TO APPROVE MERGER BY INCORPORATION OF Mgmt For For
COMPANY "SUNCITY ENERGY S.R.L" IN THE
COMPANY "A2A S.P.A": RESOLUTIONS RELATED
THERETO
CMMT 31 MAR 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 ARP 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
30 APR 2021 TO 29 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 02 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ABENGOA SA Agenda Number: 713246038
--------------------------------------------------------------------------------------------------------------------------
Security: E0002V203
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: ES0105200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE INFORMATION BY THE BOARD RE: UPDATE Non-Voting
OF THE RESTRUCTURING PLAN OF AUGUST 6, 2020
2 REJECT THE BOARD OF DIRECTORS IN CONNECTION Mgmt Against Against
TO ITS MANAGEMENT RE: RESTRUCTURING
AGREEMENTS REACHED IN AUGUST 2020 WITH
CERTAIN CREDITORS OF THE COMPANY
3 REVOKE BOARD'S REMUNERATION POLICY APPROVED Mgmt Against Against
AT THE MARCH 28, 2019 EGM
4 DISMISS DIRECTORS Mgmt Against Against
5 ELECT DIRECTORS Mgmt Against Against
6 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against
ITS CONDITION AS MANAGEMENT BODY OF ABENGOA
SA, TO CARRY OUT NEGOTIATIONS WITH
FINANCIAL ENTITIES, BONDHOLDERS, CREDITORS
AND SUPPLIERS OF THE ABENGOA GROUP TO
BECOME SHAREHOLDERS OF ABENEWCO 1 SAU
7 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against
ITS CONDITION AS MANAGEMENT BODY OF ABENGOA
SA, TO PREPARE A NEW BUSINESS PLAN OF THE
COMPANY
8 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against
ITS CONDITION AS MANAGEMENT BODY OF ABENGOA
SA, TO SIGN LICENSE AGREEMENTS IN RELATION
TO THE TRADEMARK ABENGOA WITH ITS
SUBSIDIARY ABENEWCO 1 SAU
9 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 NOV 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 21 OCT 2020: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"375" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 21 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ABENGOA SA Agenda Number: 713312293
--------------------------------------------------------------------------------------------------------------------------
Security: E0002V179
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: ES0105200416
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 481749 DUE TO RECEIPT OF
RESOLUTION 1 AS A SINGLE NON-VOTABLE ITEM.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 NOV 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 INFORMATION BY THE BOARD OF DIRECTORS ON Non-Voting
THE FOLLOWING ITEMS RELATED TO THE UPDATE
OF THE RESTRUCTURING PLAN OF 6 AUGUST 2020,
WHICH IS JUDICIALLY CHALLENGED BY A GROUP
OF MINORITY SHAREHOLDERS OF ABENGOA, S.A.
IN PARTICULAR, THE BOARD OF DIRECTORS WILL
INFORM OF THE FOLLOWING: 1.1 PRESENTATION
AND DELIVERY TO SHAREHOLDERS OF THE
VALUATION REPORT MADE BY AN INDEPENDENT
EXPERT (TO BE IDENTIFIED) OF THE COMPANY
ABENEWCO 2, S.A. WHICH HAS SUPPOSEDLY CAUSE
THE MANDATORY CAUSE FOR DISSOLUTION OF
ABENGOA, S.A. 1.2 CURRENT VALUATION OF
ABENEWCO 1, SAU AND CRITERIA USED FOR THE
SAME. 1.3 DELIVERY TO THE SHAREHOLDERS OF
THE DETAILS AND IDENTIFICATION OF THE 153MM
EUROS LIABILITIES WHICH, SUPPOSEDLY,
CONFORM THE TRADE LIABILITIES OF ABENGOA,
S.A. WHICH ARE UNDER NEGOTIATION IN THE
FILING UNDER ARTICLE 5 BIS OF LAW 22/2003,
9 JULY (BANKRUPTCY LAW) FILED WITH THE
MERCANTILE COURT OF SEVILLE. 1.4 LEVEL OF
ACCEPTANCE OF THE AGREEMENT TO CONVERT IN
FINANCIAL DEBT SUCH TRADE LIABILITIES IN
THE CONTEXT OF THE NEGOTIATION PROCEEDINGS
WITHIN THE MERCANTILE COURTS OF SEVILLE,
FOR WHICH AN ADHERENCE OF A MINIMUM OF 96%
IS REQUIRED. IDENTIFICATION OF CREDITORS
AND CONTACT DETAILS. 1.5 DELIVERY TO THE
SHAREHOLDERS OF INFORMATION ON THE JUDICIAL
AND/OR ARBITRAL PROCEEDINGS FOR AN AMOUNT
OF 99MM AND ITS SITUATION WITHIN THE
ABENGOA, S.A. PERIMETER. 1.6 EFFECTS ON THE
RESTRUCTURING PLAN OF THE WAIVER APPROVED
BY THE CREDITORS ON 29 MAY 2020 AS STATED
IN THE 2020 Q1 FINANCIAL STATEMENTS. 1.7
INFORMATION ON THE CURRENT STRATEGIC PLAN
IN WHICH THE SALE OF 24 SUBSIDIARIES AND
OTHER STRATEGIC ASSETS IS FORESEEN DURING
NEXT YEAR AS CONSIDERATION FOR CREDITORS
AND SUPPLIERS AND EXPECTED RETURNS FROM
SUCH SALES FOR THE GROUP
2 REJECTION, AS THE CASE MAY BE, OF THE BOARD Mgmt Against Against
OF DIRECTORS IN CONNECTION ITS MANAGEMENT
REGARDING THE RESTRUCTURING AGREEMENTS
REACHED IN AUGUST 2020 WITH CERTAIN
CREDITORS OF THE COMPANY TAKING INTO
CONSIDERATION THE SITUATION IN WHICH
ABENGOA, S.A. IS LEFT AS A RESULT OF THOSE
AGREEMENTS WHICH LEADS TO ITS EXIT FROM THE
ABENGOA GROUP AND THE LOSS OF ALL ITS
BUSINESS ACTIVITY
3 REVOCATION OF THE REMUNERATIONS POLICY OF Mgmt Against Against
THE BOARD OF DIRECTORS APPROVED BY THE
EXTRAORDINARY SHAREHOLDERS MEETING HELD ON
28 MARCH 2019 REESTABLISHING THE
APPLICATION OF THE FORMER REMUNERATIONS
POLICY APPROVED BY THE ORDINARY
SHAREHOLDERS MEETING HELD ON 30 JUNE 2017
4 CESSATION OF THE MEMBERS OF BOARD OF Mgmt Against Against
DIRECTORS
5 APPOINTMENT OF NEW MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS
6 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against
COMPANIES ACT, INSTRUCT THE BOARD OF
DIRECTORS SO THAT, IN ITS CONDITION AS
MANAGEMENT BODY OF THE COMPANY ABENGOA,
S.A., CARRIES OUT NEGOTIATIONS WITH
FINANCIAL ENTITIES, BONDHOLDERS, CREDITORS
AND SUPPLIERS OF THE ABENGOA GROUP, AS WELL
AS WITH THE PUBLIC AUTHORITIES INTERESTED
IN BECOMING SHAREHOLDERS OF ABENEWCO 1,
SAU, NEGOTIATIONS IN WHICH (I) THE 153MM
EUROS DEBT OF ABENGOA, S.A. MUST BE
INCLUDED AS PART OF THE RESTRUCTURING
PERIMETER AND (II) A MINIMUM 20% STAKE IN
ABENEWCO 1, AU SHALL BE GUARANTEED TO THE
HOLDING COMPANY ABENGOA, S.A. AS WELL AS
ITS PROPORTIONATE PARTICIPATION IN THE
MANAGEMENT BODIES OF SAID COMPANY; (III)
THE POSSIBILITY OF SELLING SUBSIDIARIES'
ASSETS AS WELL AS ACCESS TO THE GENERAL
DEBT MARKET TO SATISFY THE EXISTING DEBT
AND CORRESPONDING MATURITIES SHALL BE
GUARANTEED. IN ANY CASE, ONCE THOSE
NEGOTIATIONS HAVE CONCLUDED, THE AGREEMENT,
IF ANY, SHALL BE SUBMITTED TO THE GENERAL
SHAREHOLDERS MEETING OF ABENGOA, S.A. FOR
AUTHORIZATION
7 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against
COMPANIES ACT, INSTRUCT THE BOARD OF
DIRECTORS SO THAT, IN ITS CONDITION AS
MANAGEMENT BODY OF THE COMPANY ABENGOA,
S.A., PREPARES A NEW BUSINESS PLAN OF THE
COMPANY FOR ITS ULTERIOR AUTHORIZATION BY
THE SHAREHOLDERS MEETING WHICH, TAKING INTO
CONSIDERATION MARKET CIRCUMSTANCES, WILL
ESTABLISH AN URGENT TIMELINE FOR
DIVESTMENTS IN ONE YEAR WITH THE OBJECTIVE
OF BEING ABLE TO ATTEND PAYMENT OF THE
FINANCIAL DEBT OF THE GROUP, AS STATED IN
PARAGRAPH (III) OF ITEM TWELVE ABOVE
8 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against
COMPANIES ACT, INSTRUCT THE BOARD OF
DIRECTORS SO THAT, IN ITS CONDITION AS
MANAGEMENT BODY OF THE COMPANY ABENGOA,
S.A. SIGNS LICENSE AGREEMENTS WITH RESPECT
TO THE TRADEMARK "ABENGOA" WITH ITS
SUBSIDIARY ABENEWCO 1 SAU IN WHICH AN
ADEQUATE ANNUAL MARKET REMUNERATION FOR THE
LICENSE TO USE THE TRADEMARK "ABENGOA" IS
RECOGNIZED IN FAVOUR OF ABENGOA, S.A
9 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE INTERPRETATION,
CORRECTION, IMPLEMENTATION, FORMALIZATION
AND REGISTRATION OF THE RESOLUTIONS ADOPTED
--------------------------------------------------------------------------------------------------------------------------
ABENGOA SA Agenda Number: 713421078
--------------------------------------------------------------------------------------------------------------------------
Security: E0002V179
Meeting Type: EGM
Meeting Date: 21-Dec-2020
Ticker:
ISIN: ES0105200416
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 497266 DUE RECEIPT OF ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 DEC 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 FIX NUMBER OF DIRECTORS AT 3 Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
1.2 ELECT FRANCISCO PRADA GAYOSO AS DIRECTOR Mgmt No vote
1.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT MARGARIDA
ALEIDA S. DE LA RIVA SMITH AS DIRECTOR
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
1.3 ELECT JOAQUIN GARCIA ROMANILLOS VALVERDE AS Mgmt Against Against
DIRECTOR
1.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT JORDI SARRIA
PRATS AS DIRECTOR
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
1.4 ELECT ALEJANDRO SANCHEZ PEDRENO KENNAIRD AS Mgmt For For
DIRECTOR
1.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: ELECT JUAN PABLO
LOPEZ-BRAVO VELASCO AS DIRECTOR
2 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
3 AMEND REMUNERATION POLICY FOR 2018-2020 Mgmt For For
4 APPROVE REMUNERATION POLICY FOR 2021-2023 Mgmt Against Against
5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ABENGOA SA Agenda Number: 713421066
--------------------------------------------------------------------------------------------------------------------------
Security: E0002V203
Meeting Type: EGM
Meeting Date: 21-Dec-2020
Ticker:
ISIN: ES0105200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 497265 DUE RECEIPT OF ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 DEC 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
1.1 FIX NUMBER OF DIRECTORS AT 3 Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
1.2 ELECT FRANCISCO PRADA GAYOSO AS DIRECTOR Mgmt No vote
1.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT MARGARIDA
ALEIDA S. DE LA RIVA SMITH AS DIRECTOR
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
1.3 ELECT JOAQUIN GARCIA ROMANILLOS VALVERDE AS Mgmt Against Against
DIRECTOR
1.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT JORDI SARRIA
PRATS AS DIRECTOR
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
1.4 ELECT ALEJANDRO SANCHEZ PEDRENO KENNAIRD AS Mgmt For For
DIRECTOR
1.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: ELECT JUAN PABLO
LOPEZ-BRAVO VELASCO AS DIRECTOR
2 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
3 AMEND REMUNERATION POLICY FOR 2018-2020 Mgmt For For
4 APPROVE REMUNERATION POLICY FOR 2021-2023 Mgmt Against Against
5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 712830808
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 11-Aug-2020
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE PROPOSAL OF THE BOARD OF MDS ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 828,030,120.54 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION 20 OF Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTION 20 A
NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW
ELECTRONIC PARTICIPATION IN THE
SHAREHOLDERS' MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE Mgmt For For
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST
3, 2020
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713944026
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535853 DUE TO RECEIPT OF
POSTPONEMENT OF MEETING FROM 22 APR 2021 TO
19 MAY 2021 AND CHANGE IN RECORD DATE FROM
8 APR 2021 TO 5 MAY 2021. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPENING Non-Voting
2.1.1 DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2020
2.1.2 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR 2020
2.1.3 PROPOSAL TO APPROVE THE STATUTORY ANNUAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 AND ALLOCATION OF THE RESULTS
2.2.1 INFORMATION ON THE DIVIDEND POLICY Non-Voting
2.2.2 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE Mgmt For For
2020 FINANCIAL YEAR OF EUR 2.65 PER AGEAS
SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE
AS FROM 4 JUNE 2021. THE DIVIDEND WILL BE
FUNDED FROM THE AVAILABLE RESERVES, AS WELL
AS FROM AMOUNTS RESERVED FOR DIVIDENDS ON
FINANCIAL YEAR 2019, BUT WHICH HAD NOT BEEN
PAID OUT DUE TO THE PURCHASE OF OWN SHARES
2.3.1 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2020
2.3.2 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE AUDITOR FOR THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt For For
4.1 PROPOSAL TO APPOINT MR. JEAN-MICHEL Mgmt For For
CHATAGNY AS AN INDEPENDENT1 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.2 PROPOSAL TO RE-APPOINT MS. KATLEEN Mgmt For For
VANDEWEYER AS AN INDEPENDENT3 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.3 PROPOSAL TO RE-APPOINT MR. BART DE SMET AS Mgmt For For
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, FOR A PERIOD OF
FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS IN 2025
4.4 UPON RECOMMENDATION OF THE AUDIT COMMITTEE, Mgmt For For
PROPOSAL TO RE-APPOINT PWC
BEDRIJFSREVISOREN BV / PWC REVISEURS
D'ENTREPRISES SRL AS STATUTORY AUDITOR OF
THE COMPANY FOR A PERIOD OF THREE YEARS FOR
THE FINANCIAL YEARS 2021, 2022 AND 2023 AND
TO SET ITS REMUNERATION AT AN ANNUAL AMOUNT
OF EUR 700,650. FOR THE INFORMATION OF THE
GENERAL MEETING, PWC BEDRIJFSREVISOREN BV /
PWC REVISEURS D'ENTREPRISES SRL WILL
APPOINT MR KURT CAPPOEN AND MR ROLAND
JEANQUART AS ITS PERMANENT REPRESENTATIVES
5.1 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 1 Mgmt For For
BY ADDING "(IN SHORT AGEAS)", AS INDICATED
IN ITALICS BELOW: A) THE COMPANY: THE
COMPANY WITH LIMITED LIABILITY INCORPORATED
UNDER THE LAWS OF BELGIUM (SOCIETE
ANONYME/NAAMLOZE VENNOOTSCHAP) AGEAS SA/NV
(IN SHORT "AGEAS"), WITH REGISTERED OFFICE
ESTABLISHED IN THE BRUSSELS CAPITAL REGION
5.2.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE PROPOSED
AMENDMENTS TO THE PURPOSE CLAUSE IN
ACCORDANCE WITH ARTICLE 7:154 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE
5.2.2 PROPOSAL TO AMEND PARAGRAPH C) AND D) OF Mgmt For For
ARTICLE 4 BY ADDING "THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY" AS INDICATED IN
ITALICS BELOW: C) THE PURCHASE,
SUBSCRIPTION, EXCHANGE, ASSIGNMENT AND SALE
OF, AND ALL OTHER SIMILAR OPERATIONS
RELATING TO, EVERY KIND OF TRANSFERABLE
SECURITY, SHARE, STOCK, BOND, WARRANT AND
GOVERNMENT STOCK, AND, IN A GENERAL WAY,
ALL RIGHTS ON MOVABLE AND IMMOVABLE
PROPERTY, AS WELL AS ALL FORMS OF
INTELLECTUAL RIGHTS, THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY. D)
ADMINISTRATIVE, COMMERCIAL AND FINANCIAL
MANAGEMENT AND THE UNDERTAKING OF EVERY
KIND OF STUDY FOR THIRD PARTIES AND IN
PARTICULAR FOR COMPANIES, PARTNERSHIPS,
ENTERPRISES, ESTABLISHMENTS AND FOUNDATIONS
IN WHICH IT HOLDS A PARTICIPATING INTEREST,
EITHER DIRECTLY OR INDIRECTLY; THE GRANTING
OF LOANS, ADVANCES, GUARANTEES OR SECURITY
IN WHATEVER FORM, AND OF TECHNICAL,
ADMINISTRATIVE AND FINANCIAL ASSISTANCE IN
WHATEVER FORM, THAT SERVE TO REALIZE THE
PURPOSE OF THE COMPANY
5.3 PROPOSAL TO CANCEL 3,520,446 OWN SHARES Mgmt For For
ACQUIRED BY THE COMPANY. THE UNAVAILABLE
RESERVE CREATED FOR THE ACQUISITION OF THE
OWN SHARES AS REQUIRED BY ARTICLE 7:219 OF
THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS WILL BE CANCELLED. ARTICLE 5
OF THE ARTICLES OF ASSOCIATION WILL BE
ACCORDINGLY MODIFIED AND WORDED AS FOLLOWS:
THE COMPANY CAPITAL IS SET AT ONE BILLION,
FIVE HUNDRED AND TWO MILLION, THREE HUNDRED
SIXTY-FOUR THOUSAND, TWO HUNDRED
SEVENTY-TWO EUROS AND SIXTY CENTS (EUR
1,502,364,272.60) AND IS FULLY PAID UP. IT
IS REPRESENTED BY ONE HUNDRED AND
NINETY-ONE MILLION, THIRTY-THREE THOUSAND,
ONE HUNDRED AND TWENTY-EIGHT (191.033.128)
SHARES, WITHOUT INDICATION OF NOMINAL
VALUE. THE GENERAL MEETING RESOLVES TO
DELEGATE ALL POWERS TO THE COMPANY
SECRETARY, ACTING INDIVIDUALLY, WITH THE
POSSIBILITY OF SUB-DELEGATION, IN ORDER TO
TAKE ALL MEASURES AND CARRY OUT ALL ACTIONS
REQUIRED FOR THE EXECUTION OF THE DECISION
OF CANCELLATION
5.4.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE USE AND PURPOSE
OF THE AUTHORIZED CAPITAL PREPARED IN
ACCORDANCE WITH ARTICLE 7:199 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE.
5.4.2 PROPOSAL TO (I) AUTHORIZE, FOR A PERIOD OF Mgmt For For
THREE YEARS STARTING ON THE DATE OF THE
PUBLICATION IN THE BELGIAN STATE GAZETTE OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION RESOLVED BY THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS WHICH WILL
DELIBERATE ON THIS POINT, THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY CAPITAL,
IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM
AMOUNT OF EUR 150,000,000 AS MENTIONED IN
THE SPECIAL REPORT BY THE BOARD OF
DIRECTORS, (II) THEREFORE, CANCEL THE
UNUSED BALANCE OF THE AUTHORIZED CAPITAL,
AS MENTIONED IN ARTICLE 6 A) OF THE
ARTICLES OF ASSOCIATION, EXISTING AT THE
DATE MENTIONED UNDER (I) ABOVE AND (III)
MODIFY ARTICLE 6 A) OF THE ARTICLES OF
ASSOCIATION ACCORDINGLY, AS SET OUT IN THE
SPECIAL REPORT BY THE BOARD OF DIRECTORS
5.5 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE Mgmt For For
12 BY REPLACING THE END OF THAT PARAGRAPH
BY THE TEXT INDICATED IN ITALICS BELOW; A)
THE COMPANY HAS AN EXECUTIVE COMMITTEE IN
ACCORDANCE WITH ARTICLE 45 OF THE LAW
REGARDING THE STATUTE AND SUPERVISION OF
INSURANCE AND REINSURANCE COMPANIES TO
WHICH ALL MANAGEMENT POWERS DESCRIBED IN
ARTICLE 7:110 OF THE COMPANIES AND
ASSOCIATIONS CODE ARE DELEGATED BY THE
BOARD OF DIRECTORS
6 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A PERIOD OF 24
MONTHS STARTING AFTER THE PUBLICATION OF
THE ARTICLES OF ASSOCIATION IN THE ANNEXES
TO THE BELGIAN STATE GAZETTE, TO ACQUIRE
AGEAS SA/NV SHARES FOR A CONSIDERATION
EQUIVALENT TO THE CLOSING PRICE OF THE
AGEAS SA/NV SHARE ON EURONEXT ON THE DAY
IMMEDIATELY PRECEDING THE ACQUISITION, PLUS
A MAXIMUM OF FIFTEEN PER CENT (15%) OR
MINUS A MAXIMUM OF FIFTEEN PER CENT (15%).
THE NUMBER OF SHARES WHICH CAN BE ACQUIRED
BY THE BOARD OF DIRECTORS OF THE COMPANY
AND ITS DIRECT SUBSIDIARIES WITHIN THE
FRAMEWORK OF THIS AUTHORIZATION CUMULATED
WITH THE AUTHORIZATION GIVEN BY THE GENERAL
MEETING OF SHAREHOLDERS OF 20 MAY 2020 WILL
NOT REPRESENT MORE THAN 10% OF THE ISSUED
SHARE CAPITAL
7 CLOSE Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO MIX AND CHANGE IN
MEETING TYPE MIX TO AGM . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, FOR MID: 561291
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 935345199
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna J. Blank Mgmt For For
1B. Election of Director: Morris A. Davis Mgmt For For
1C. Election of Director: John D. Fisk Mgmt For For
1D. Election of Director: Prue B. Larocca Mgmt For For
1E. Election of Director: Paul E. Mullings Mgmt For For
1F. Election of Director: Frances R. Spark Mgmt For For
1G. Election of Director: Gary D. Kain Mgmt For For
2. Approval of the Amended and Restated AGNC Mgmt For For
Investment Corp. 2016 Equity and Incentive
Compensation Plan.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
ALCON SA Agenda Number: 713728953
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.10 PER SHARE
4.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against
4.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 3.3 MILLION
4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 38.4 MILLION
5.1 REELECT MICHAEL BALL AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
5.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For
5.3 REELECT ARTHUR CUMMINGS AS DIRECTOR Mgmt For For
5.4 REELECT DAVID ENDICOTT AS DIRECTOR Mgmt For For
5.5 REELECT THOMAS GLANZMANN AS DIRECTOR Mgmt For For
5.6 REELECT KEITH GROSSMANN AS DIRECTOR Mgmt For For
5.7 REELECT SCOTT MAW AS DIRECTOR Mgmt For For
5.8 REELECT KAREN MAY AS DIRECTOR Mgmt For For
5.9 REELECT INES POESCHEL AS DIRECTOR Mgmt For For
5.10 REELECT DIETER SPAELTI AS DIRECTOR Mgmt For For
6.1 REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REAPPOINT KEITH GROSSMANN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.3 REAPPOINT KAREN MAY AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.4 REAPPOINT INES POESCHEL AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7 DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW Mgmt For For
AS INDEPENDENT PROXY
8 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt For For
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt Against Against
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 714182906
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582439 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
3 APPROVE TREATMENT OF NET LOSS Mgmt For For
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt For For
5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt For For
5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt For For
5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt For For
5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt For For
5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt For For
5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt For For
5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt For For
5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt For For
DIRECTOR
5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt For For
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE PERFORMANCE SHARE PLAN Mgmt For For
10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt For For
10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt For For
10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt For For
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt For For
REMUNERATION
10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt For For
11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: COMPANY'S NAME AND
CORPORATE WEBSITE
11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt For For
REGULATIONS RE: RIGHT TO INFORMATION
11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: HOLDING OF THE GENERAL
MEETING
11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: CONSTITUTION AND START OF
THE SESSION
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr For Against
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Mgmt For For
Tod E. Carpenter
1B. Election of Director for three years term: Mgmt For For
Karleen M. Oberton
2. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713664464
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 72 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 19 MARCH 2021
3 TO ELECT ELISABETH BRINTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT HILARY MAXSON AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM 1 JUNE 2021
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT NONKULULEKO NYEMBEZI AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
18 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37,448,261.45 MILLION, WHICH
REPRESENTS NOT MORE THAN 5% OF THE TOTAL
ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2
MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT
THE EARLIER OF THE CONCLUSION OF THE ANNUAL
GENERAL MEETING IN 2022 OR AT THE CLOSE OF
BUSINESS ON 30 JUNE 2022 (WHICHEVER IS
EARLIER). SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006
19 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 18 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 18 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18,724,130.73 MILLION, WHICH REPRESENTS
NO MORE THAN 2.5% OF THE TOTAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY, IN
ISSUE AT 2 MARCH 2021 - AS IF SECTION
561(1) OF THE COMPANIES ACT 2006 DID NOT
APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY
SHALL EXPIRE AT THE EARLIER OF THE
CONCLUSION OF THE ANNUAL GENERAL MEETING IN
2022 OR THE CLOSE OF BUSINESS ON 30 JUNE
2022 BUT SO THAT THE COMPANY MAY, BEFORE
SUCH EXPIRY, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY
SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 561 OF THE
COMPANIES ACT 2006
20 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204,331,400
MILLION; B) THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 5486/91 US
CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF (I) 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATION FOR AN ORDINARY SHARE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT BID ON THE TRADING VENUES
WHERE THE PURCHASE IS CARRIED OUT; AND D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2022
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
21 TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK Mgmt For For
TIME) ON THE DAY OF THE ANGLO AMERICAN PLC
2021 ANNUAL GENERAL MEETING, THE ARTICLES
OF ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSES OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
22 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857538
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: CRT
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
CONTAINED IN THE NOTICE OF COURT MEETING
DATED 8 APRIL 2021
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857526
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: OGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE: A) THE REDUCTION OF THE SHARE Mgmt For For
PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY
USD1,800,000,000 AND THE REPAYMENT OF PART
OF SUCH AMOUNT TO BE SATISFIED BY ANGLO
AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED
SHARE CAPITAL OF THUNGELA RESOURCES LIMITED
TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE
DEMERGER RECORD TIME OF ONE THUNGELO
RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO
AMERICAN PLC SHARES HELD BY THEM; B) THE
AUTHORISCTION OF THE DIRECTORS OF ANGLO
AMERICAN PLC TO TAKE THE NECESSARY ACTIONS
TO CARRY THE SCHEME INTO EFFECT; AND C) THE
AMENDMENTS TO THE ANGLO AMERICAN PLC
ARTICLES OF ASSOCIATION IN CONNECTION WITH
(A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO
AMERICAN PLC GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 935361686
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ACGL
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt Against Against
three years: Eric W. Doppstadt
1B. Election of Class II Director for a term of Mgmt Against Against
three years: Laurie S. Goodman
1C. Election of Class II Director for a term of Mgmt Against Against
three years: John M. Pasquesi
1D. Election of Class II Director for a term of Mgmt For For
three years: Thomas R. Watjen
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4A. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Robert Appleby
4B. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Matthew Dragonetti
4C. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Seamus Fearon
4D. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: H. Beau Franklin
4E. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Jerome Halgan
4F. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: James Haney
4G. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chris Hovey
4H. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: W. Preston Hutchings
4I. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Pierre Jal
4J. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: FranCois Morin
4K. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: David J. Mulholland
4L. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chiara Nannini
4M. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Tim Peckett
4N. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Maamoun Rajeh
4O. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 713687234
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting
3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2020
3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2020,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE
4 DISCHARGE Non-Voting
4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2020
4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE SUPERVISORY
BOARD
8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting
9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting
2022
10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2022: KPMG Accountants N.V.
11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 20% OF THE ISSUED SHARE CAPITAL
12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14. ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAr 2021: Deletion of comment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713258172
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: EGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: JOHAN Non-Voting
AHLGREN
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting
MINUTES: AXEL MARTENSSON (MELKER SCHORLING
AB) AND MARIANNE NILSSON (SWEDBANK ROBUR
FONDER)
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE Mgmt For For
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713725337
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: LARS RENSTROM
2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting
GENERAL MEETING MINUTES: JOHAN HJERTONSSON
(INVESTMENT AB LATOUR), LISELOTT LEDIN
(ALECTA)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDIT REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP, AND B) THE AUDITOR'S
STATEMENT REGARDING WHETHER THE GUIDELINES
FOR REMUNERATION TO SENIOR EXECUTIVES
ADOPTED ON THE PREVIOUS ANNUAL GENERAL
MEETING HAVE BEEN COMPLIED WITH
7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: SEK 3.90 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LARS RENSTROM
(CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: CARL DOUGLAS (VICE
CHAIRMAN OF THE BOARD)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: EVA KARLSSON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BIRGITTA KLASEN
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LENA OLVING (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: SOFIA SCHORLING
HOGBERG (BOARD MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JAN SVENSSON (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS
(BOARD MEMBER)
7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: RUNE HJALM (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: MATS PERSSON (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BJARNE JOHANSSON
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NADJA WIKSTROM
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NICO DELVAUX (CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS
9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE
CHAIRMAN OF THE BOARD OF DIRECTORS:
RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS,
EVA KARLSSON, LENA OLVING, SOFIA SCHORLING
HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF
THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND
JAN SVENSSON HAVE DECLINED RE-ELECTION.
ELECTION OF JOHAN HJERTONSSON AND SUSANNE
PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD
OF DIRECTORS. RE-ELECTION OF LARS RENSTROM
AS CHAIRMAN OF THE BOARD OF DIRECTORS AND
CARL DOUGLAS AS VICE CHAIRMAN
11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For
REGISTERED AUDIT FIRM ERNST & YOUNG AB AS
AUDITOR FOR THE TIME PERIOD UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION. ERNST & YOUNG AB HAS
NOTIFIED THAT, PROVIDED THAT THE NOMINATION
COMMITTEE'S PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL REMAIN
APPOINTED AS AUDITOR IN CHARGE
12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt Against Against
PROGRAM
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A. Agenda Number: 713682993
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 26-Apr-2021
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.a ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
1.b APPROVE ALLOCATION OF INCOME Mgmt For For
2.a AMEND COMPANY BYLAWS RE: ARTICLES 8.1, 8.4, Mgmt For For
8.5, 8.6, AND 8.7
2.b AMEND COMPANY BYLAWS RE: ARTICLE 9.1 Mgmt For For
3.a APPROVE REMUNERATION POLICY Mgmt For For
3.b APPROVE SECOND SECTION OF THE REMUNERATION Mgmt For For
REPORT
4.a APPROVE GROUP LONG TERM INCENTIVE PLAN Mgmt For For
4.b AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES TO SERVICE
GROUP LONG TERM INCENTIVE PLAN
4.c AUTHORIZE BOARD TO INCREASE CAPITAL TO Mgmt For For
SERVICE GROUP LONG TERM INCENTIVE PLAN
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2021 (AND A THIRD CALL ON 29
APR 2021). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AVIVA PLC Agenda Number: 713727886
--------------------------------------------------------------------------------------------------------------------------
Security: G0683Q109
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB0002162385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 REMUNERATION REPORT Mgmt For For
3 REMUNERATION POLICY Mgmt For For
4 CLIMATE-RELATED REPORTING Mgmt For For
5 FINAL DIVIDEND: 14 PENCE PER ORDINARY SHARE Mgmt For For
6 TO ELECT MOHIT JOSHI AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO ELECT PIPPA LAMBERT AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO ELECT JIM MCCONVILLE AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT AMANDA BLANC AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT PATRICIA CROSS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT GEORGE CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT PATRICK FLYNN AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT BELEN ROMANA GARCIA AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO RE-ELECT MICHAEL MIRE AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-ELECT JASON WINDSOR AS A DIRECTOR OF Mgmt For For
THE COMPANY
16 RE-APPOINT PWC AS AUDITOR Mgmt For For
17 AUDITOR'S REMUNERATION Mgmt For For
18 POLITICAL DONATIONS Mgmt For For
19 ORDINARY SHARE ALLOTMENTS Mgmt For For
20 PRE-EMPTION RIGHTS - 5% Mgmt For For
21 PRE-EMPTION RIGHTS - +5% Mgmt For For
22 SII SHARE ALLOTMENTS Mgmt For For
23 PRE-EMPTION RIGHTS - SII Mgmt For For
24 ANNUAL BONUS PLAN Mgmt For For
25 LONG TERM INCENTIVE PLAN Mgmt For For
26 ALL EMPLOYEE SHARE PLAN Mgmt For For
27 PURCHASE ORDINARY SHARES Mgmt For For
28 PURCHASE 8 3/4 % SHARES Mgmt For For
29 PURCHASE 8 3/8 % SHARES Mgmt For For
30 GENERAL MEETINGS (NOTICE) Mgmt For For
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 6 TO 15. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 713636439
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK AND CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100647-36.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.43 EUROS PER SHARE
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt Against Against
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER
APPROVED BY THE 2019 AND 2020 GENERAL
MEETINGS
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt For For
DE OLIVEIRA AS DIRECTOR
13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE
SARSYNSKI
14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt For For
DIRECTOR
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS
OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERINGS (INCLUDING PUBLIC OFFERINGS
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), TO SET THE ISSUE PRICE IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN THE EVENT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN
REMUNERATION FOR CONTRIBUTIONS IN KIND,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, EXCEPT IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED BY THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED BY THE
COMPANY
25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A
SPECIFIC CATEGORY OF BENEFICIARIES
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
28 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AZIMUT HOLDING SPA Agenda Number: 713741583
--------------------------------------------------------------------------------------------------------------------------
Security: T0783G106
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0003261697
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020, BOARD OF DIRECTORS' REPORT
ON MANAGEMENT, INTERNAL AUDITORS' REPORT
AND EXTERNAL AUDITORS' REPORT. RESOLUTIONS
RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND RELATED ATTACHMENTS
O.2 TO ALLOCATE THE DIVIDEND FOR THE YEAR AS OF Mgmt For For
31 DECEMBER 2020. RESOLUTIONS RELATED
THERETO
O.3 TO PROPOSE THE PURCHASE AND DISPOSAL OF OWN Mgmt For For
SHARES. RESOLUTIONS RELATED THERETO
O.4.1 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID AS PER ART. 123-TER, ITEMS
3-BIS AND 6, OF THE LEGISLATIVE DECREE NO.
58/98: TO APPROVE THE REWARDING POLICY,
"FIRST SECTION" OF THE REPORT, AS PER ART.
123-TER, ITEM 3-BIS, OF LEGISLATIVE DECREE
NO. 58/1998
O.4.2 REPORT ON THE REWARDING POLICY AND Mgmt Against Against
EMOLUMENT PAID AS PER ART. 123-TER, ITEMS
3-BIS AND 6, OF THE LEGISLATIVE DECREE NO.
58/98: RESOLUTIONS ON THE "SECOND SECTION"
OF THE REPORT, AS PER ART. 123-TER, ITEM 6,
OF LEGISLATIVE DECREE NO. 58/1998
CMMT 09 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA Agenda Number: 713146517
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: AGM
Meeting Date: 26-Oct-2020
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 'PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 OCT 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPLICATION OF RESULTS OBTAINED DURING Mgmt For For
FINANCIAL YEAR 2019
2.A SETTING OF THE NUMBER OF DIRECTORS Mgmt For For
2.B APPOINTMENT OF MR RAMON MARTIN CHAVEZ Mgmt For For
MARQUEZ AS A BOARD OF DIRECTOR
3.A EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE BALANCE SHEET OF BANCO SANTANDER,
S.A. AS AT 30 JUNE 2020
3.B INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS Mgmt For For
MAY BE DETERMINED PURSUANT TO THE TERMS OF
THE RESOLUTION, BY MEANS OF THE ISSUANCE OF
NEW ORDINARY SHARES HAVING A PAR VALUE OF
ONE-HALF (0.5) EURO EACH, WITH NO SHARE
PREMIUM, OF THE SAME CLASS AND SERIES AS
THOSE THAT ARE CURRENTLY OUTSTANDING, WITH
A CHARGE TO RESERVES. EXPRESS PROVISION FOR
THE POSSIBILITY OF LESS THAN FULL
ALLOTMENT. DELEGATION OF POWERS TO THE
BOARD OF DIRECTORS, WHICH MAY IN TURN
DELEGATE SUCH POWERS TO THE EXECUTIVE
COMMITTEE, TO: ESTABLISH THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL MEETING; TAKE
SUCH ACTIONS AS MAY BE REQUIRED FOR
IMPLEMENTATION THEREOF; AMEND THE TEXT OF
SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS
TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL;
AND TO EXECUTE SUCH PUBLIC AND PRIVATE
DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT
THE INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH
SPAIN'S AUTOMATED QUOTATION SYSTEM (MERCADO
CONTINUO) AND ON THE FOREIGN STOCK
EXCHANGES ON WHICH THE SHARES OF BANCO
SANTANDER ARE LISTED IN THE MANNER REQUIRED
BY EACH OF SUCH STOCK EXCHANGES
4 CONDITIONAL DISTRIBUTION OF THE GROSS FIXED Mgmt For For
AMOUNT OF 10 EURO CENTS (0.10) PER SHARE
WITH A CHARGE TO THE SHARE PREMIUM RESERVE.
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH
POWERS TO THE EXECUTIVE COMMITTEE, TO:
ESTABLISH THE TERMS AND CONDITIONS OF THE
DISTRIBUTION AS TO ALL MATTERS NOT PROVIDED
FOR BY THE SHAREHOLDERS AT THIS GENERAL
MEETING; TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR IMPLEMENTATION THEREOF; AND TO
EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS
AS MAY BE NECESSARY TO IMPLEMENT THE
RESOLUTION
5 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INTERPRET, REMEDY, SUPPLEMENT, IMPLEMENT
AND DEVELOP THE RESOLUTIONS APPROVED BY THE
SHAREHOLDERS AT THE MEETING, AS WELL AS TO
DELEGATE THE POWERS RECEIVED FROM THE
SHAREHOLDERS AT THE MEETING, AND GRANT OF
POWERS TO CONVERT SUCH RESOLUTIONS INTO
NOTARIAL INSTRUMENTS
CMMT 12 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
27 OCT 2020 TO 26 OCT 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal requesting a report to
stockholders describing any benefits to the
company related to employee participation
in company governance.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 712995731
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: OGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 AUG 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202007312003534-92 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202008192003789-100; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 DISTRIBUTION OF A DIVIDEND Mgmt For For
2 APPROVAL OF THE UPDATE OF THE COMPENSATION Mgmt Against Against
POLICY FOR EXECUTIVE CORPORATE OFFICERS
3 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 713660721
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 06 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103052100426-28
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS
6 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Against Against
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Against Against
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST
2020
10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY
2020
11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Against Against
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY
CHIEF EXECUTIVE OFFICER
12 RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN Mgmt For For
BOUYGUES AS DIRECTOR
13 APPOINTMENT OF MRS. PASCALINE DE DREUZY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
ANNE-MARIE IDRAC
14 RENEWAL OF THE TERM OF OFFICE OF ERNST Mgmt For For
&YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL BY CAPITALISATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER
THAN THOSE REFERRED TO IN ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFERINGS AS
REFERRED TO IN ARTICLE L. 411-2 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE, WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO
SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt Against Against
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND
CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A
PUBLIC EXCHANGE OFFER
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
OF SECURITIES IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT
OF THE ISSUE, BY A SUBSIDIARY, OF
TRANSFERABLE SECURITIES GRANTING ACCESS TO
SHARES OF THE COMPANY
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR
CORPORATE OFFICERS OF THE COMPANY OR
RELATED COMPANIES, WHO ARE MEMBERS OF A
COMPANY SAVINGS PLAN
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES OR CORPORATE OFFICERS OF THE
COMPANY OR RELATED COMPANIES
28 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR
THE BENEFIT OF EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
29 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED DEDICATED TO RETIREMENT BENEFITS,
WITH WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE
BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
30 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF
25% OF THE SHARE CAPITAL, DURING A PERIOD
OF PUBLIC OFFERING FOR THE COMPANY
31 AMENDMENT TO ARTICLE 13 OF THE COMPANY'S Mgmt For For
BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT
FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS
32 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr Against For
9. Special Meetings. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: RenEe J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Against For
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713030396
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: AGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 1.00 PER REGISTERED A SHARE AND CHF
0.10 PER REGISTERED B SHARE
3 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CONDITIONAL CAPITAL TO COVER EXERCISE OF
WARRANTS
4 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
5.1 REELECT JOHANN RUPERT AS DIRECTOR AND BOARD Mgmt Against Against
CHAIRMAN
5.2 REELECT JOSUA MALHERBE AS DIRECTOR Mgmt Against Against
5.3 REELECT NIKESH ARORA AS DIRECTOR Mgmt Against Against
5.4 REELECT NICOLAS BOS AS DIRECTOR Mgmt Against Against
5.5 REELECT CLAY BRENDISH AS DIRECTOR Mgmt For For
5.6 REELECT JEAN-BLAISE ECKERT AS DIRECTOR Mgmt Against Against
5.7 REELECT BURKHART GRUND AS DIRECTOR Mgmt Against Against
5.8 REELECT KEYU JIN AS DIRECTOR Mgmt For For
5.9 REELECT JEROME LAMBERT AS DIRECTOR Mgmt For For
5.10 REELECT RUGGERO MAGNONI AS DIRECTOR Mgmt Against Against
5.11 REELECT JEFF MOSS AS DIRECTOR Mgmt For For
5.12 REELECT VESNA NEVISTIC AS DIRECTOR Mgmt For For
5.13 REELECT GUILLAUME PICTET AS DIRECTOR Mgmt For For
5.14 REELECT ALAN QUASHA AS DIRECTOR Mgmt Against Against
5.15 REELECT MARIA RAMOS AS DIRECTOR Mgmt For For
5.16 REELECT ANTON RUPERT AS DIRECTOR Mgmt Against Against
5.17 REELECT JAN RUPERT AS DIRECTOR Mgmt Against Against
5.18 REELECT GARY SAAGE AS DIRECTOR Mgmt Against Against
5.19 REELECT CYRILLE VIGNERON AS DIRECTOR Mgmt Against Against
5.20 ELECT WENDY LUHABE AS DIRECTOR Mgmt For For
6.1 REAPPOINT CLAY BRENDISH AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REPPOINT KEYU JIN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.3 REAPPOINT GUILLAUME PICTET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.4 REAPPOINT MARIA RAMOS AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
8 DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS Mgmt For For
INDEPENDENT PROXY
9.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 6.7 MILLION
9.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 15.8 MILLION
9.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against
COMMITTEE IN THE AMOUNT OF CHF 38.3 MILLION
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713248979
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 27 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 NOV 2020 TO 09 NOV 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 713451021
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208
Meeting Type: AGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORT THEREON
2 RECEIVE AND ADOPT THE REMUNERATION POLICY Mgmt For For
3 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
4 ELECT IAN MEAKINS AS A DIRECTOR Mgmt For For
5 RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 RE-ELECT KAREN WITTS AS A DIRECTOR Mgmt For For
8 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
9 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
10 RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
11 RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
12 RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For
DIRECTOR
13 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
14 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
17 DONATIONS TO POLITICAL ORGANISATIONS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For
20 ADDITIONAL AUTHORITY TO ALLOT SHARES FOR Mgmt For For
CASH IN LIMITED CIRCUMSTANCES
21 AUTHORITY TO PURCHASE SHARES Mgmt For For
22 ADOPTION OF ARTICLES OF ASSOCIATION Mgmt For For
23 REDUCE GENERAL MEETING NOTICE PERIODS: TO Mgmt For For
AUTHORISE THE DIRECTORS TO CALL A GENERAL
MEETING OF THE COMPANY, OTHER THAN AN
ANNUAL GENERAL MEETING, ON NOT LESS THAN 14
CLEAR WORKING DAYS' NOTICE, PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE DATE OF
THE PASSING OF THIS RESOLUTION
CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 23. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COVESTRO AG Agenda Number: 712846003
--------------------------------------------------------------------------------------------------------------------------
Security: D15349109
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: DE0006062144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT, THE REPORT OF
THE SUPERVISORY BOARD, THE EXPLANATORY
REPORT BY THE BOARD OF MANAGEMENT ON
TAKEOVER-RELATED INFORMATION AND THE
PROPOSAL OF THE BOARD OF MANAGEMENT ON THE
USE OF THE DISTRIBUTABLE PROFIT, EACH FOR
THE FISCAL YEAR ENDING ON DECEMBER 31, 2019
2 RESOLUTION ON THE USE OF THE DISTRIBUTABLE Mgmt For For
PROFIT: THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD PROPOSE USING THE
DISTRIBUTABLE PROFIT OF EUR 439,200,000.00
FOR FISCAL 2019 REPORTED IN THE ANNUAL
FINANCIAL STATEMENTS TO DISTRIBUTE EUR
219,437,622.00 AS A DIVIDEND TO
SHAREHOLDERS AND TO CARRY THE REMAINDER OF
EUR 219,762,378.00 FORWARD TO NEW ACCOUNT.
THIS CORRESPONDS TO A DIVIDEND OF EUR 1.20
PER NO-PAR VALUE SHARE CARRYING DIVIDEND
RIGHTS FOR 2019. IF THE NUMBER OF NO-PAR
VALUE SHARES CARRYING DIVIDEND RIGHTS FOR
FISCAL 2019 CHANGES BEFORE THE ANNUAL
GENERAL MEETING, AN AMENDED RESOLUTION WILL
BE PRESENTED TO THE ANNUAL GENERAL MEETING
FOR A VOTE. IN SUCH A CASE, THE PROPOSED
DIVIDEND WILL REMAIN AT EUR 1.20 PER NO-PAR
VALUE SHARE CARRYING DIVIDEND RIGHTS WITH A
CORRESPONDING ADJUSTED PROFIT TO BE CARRIED
FORWARD
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE BOARD OF MANAGEMENT
4 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD
5 ELECTION OF THE AUDITOR FOR THE AUDIT OF Mgmt For For
THE ANNUAL FINANCIAL STATEMENTS AND FOR THE
REVIEW OF THE INTERIM FINANCIAL STATEMENTS:
IN LINE WITH THE RECOMMENDATION MADE BY THE
AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES THAT THE ANNUAL GENERAL MEETING
ELECT KPMG AG
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
DUSSELDORF, AS THE AUDITOR FOR FISCAL 2020,
AS THE AUDITOR FOR THE REVIEW OF THE
CONDENSED INTERIM FINANCIAL STATEMENTS AND
THE INTERIM MANAGEMENT REPORT AS OF JUNE
30, 2020, AND FOR ANY REVIEW OF ADDITIONAL
FINANCIAL INFORMATION OF COVESTRO AG DURING
FISCAL 2020 AND THE FIRST QUARTER OF FISCAL
2021
6.1 ELECTION TO THE SUPERVISORY BOARD: DR. Mgmt For For
CHRISTINE MARIA BORTENLANGER
6.2 ELECTION TO THE SUPERVISORY BOARD: PROF. Mgmt For For
DR. ROLF NONNENMACHER
6.3 ELECTION TO THE SUPERVISORY BOARD: DR. Mgmt For For
RICHARD POTT
6.4 ELECTION TO THE SUPERVISORY BOARD: REGINE Mgmt For For
STACHELHAUS
6.5 ELECTION TO THE SUPERVISORY BOARD: PATRICK Mgmt For For
W. THOMAS
6.6 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
FERDINANDO FALCO BECCALLI
7 RESOLUTION ON RESCINDING THE EXISTING Mgmt For For
AUTHORIZED CAPITAL 2015, CREATING
AUTHORIZED CAPITAL 2020 IN RETURN FOR CASH
CONTRIBUTIONS AND/OR CONTRIBUTIONS IN KIND
WITH THE OPTION TO DISAPPLY SUBSCRIPTION
RIGHTS, AND ON THE CORRESPONDING AMENDMENTS
TO THE ARTICLES OF INCORPORATION
8 RESOLUTION ON RESCINDING THE EXISTING AND Mgmt For For
GRANTING THE BOARD OF MANAGEMENT A NEW
AUTHORIZATION TO ISSUE CONVERTIBLE/WARRANT
BONDS, TO DISAPPLY SUBSCRIPTION RIGHTS, TO
RESCIND THE EXISTING CONDITIONAL CAPITAL
2015 AND TO CREATE A CONDITIONAL CAPITAL
2020, AND TO AMEND THE ARTICLES OF
INCORPORATION ACCORDINGLY
9 AMENDMENT OF SECTIONS 3, 14 AND 15, Mgmt For For
PARAGRAPH 2 OF THE ARTICLES OF
INCORPORATION TO ADAPT TO THE GERMAN ACT
IMPLEMENTING THE SECOND SHAREHOLDER RIGHTS
DIRECTIVE ("ARUG II")
10 AMENDMENT OF SECTIONS 10, 15 AND 16 OF THE Mgmt For For
ARTICLES OF INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA Agenda Number: 713725185
--------------------------------------------------------------------------------------------------------------------------
Security: F22797108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000045072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU AND PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104262100066-50 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW Mgmt For For
THE PAYMENT OF THE DIVIDEND IN SHARES
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
5 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt For For
SHARES
6 APPROVAL OF THE LOAN AGREEMENT BETWEEN Mgmt For For
CREDIT AGRICOLE S.A. AND CREDIT DU MAROC,
TO RESPOND TO THE REQUEST OF THE MOROCCAN
SUPERVISOR THAT THE INSTITUTIONS UNDER ITS
SUPERVISION RETAIN THE 2019 DIVIDEND,
ISSUED AFTER THE GENERAL MEETING, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018,
SPECIFYING THE RULES OF GOVERNANCE OF
CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE AMENDMENT TO THE AGREEMENT Mgmt For For
FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S
DSB ACTIVITY TO CACIB, RELATING TO THE
MODIFICATION OF THE SCOPE OF THE TRANSFER
OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND
CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE
WITH ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE FOUR TAX CONSOLIDATION Mgmt For For
AGREEMENTS RENEWED BY THE BOARD ON 10
FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE AMENDMENT TO THE AMENDING Mgmt For For
LOAN AGREEMENT DATED 10 OCTOBER 2017,
CONCLUDED BETWEEN CREDIT AGRICOLE SA AND
CAISSE REGIONALE DE NORMANDIE, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
11 APPOINTMENT OF MRS. AGNES AUDIER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
LAURENCE DORS
12 APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA
MONDARDINI
13 APPOINTMENT OF MRS. ALESSIA MOSCA AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
CAROLINE CATOIRE
14 APPOINTMENT OF MR. OLIVIER AUFFRAY AS Mgmt Against Against
DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE
DE WAAL
15 APPOINTMENT OF MR. CHRISTOPHE LESUR AS Mgmt For For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
AND MRS. CAROLINE CORBIERE AS HIS DEPUTY,
AS A REPLACEMENT FOR THE POSITION OF
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
OF REGIONAL FUNDS (CAISSES REGIONALES)
OCCUPIED BY MRS. PASCALE BERGER
16 RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS Mgmt Against Against
TERCINIER AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF SAS, RUE Mgmt Against Against
DE LA BOETIE AS DIRECTOR
18 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt Against Against
NICOLE GOURMELON AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENE TALAMONA, WHO
RESIGNED
19 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
NICOLE GOURMELON AS DIRECTOR
20 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
21 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
22 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
DEPUTY CHIEF EXECUTIVE OFFICER
23 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
24 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 OR GRANTED FOR THE SAME
FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE,
CHAIRMAN OF THE BOARD OF DIRECTORS
25 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. PHILIPPE BRASSAC, CHIEF
EXECUTIVE OFFICER
26 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF
EXECUTIVE OFFICER
27 APPROVAL OF THE COMPENSATION REPORT Mgmt For For
28 OPINION ON THE TOTAL AMOUNT OF COMPENSATION Mgmt For For
PAID DURING THE PAST FINANCIAL YEAR TO
CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL
ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE
RISK PROFILE OF THE COMPANY OR GROUP, AS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR ARRANGE FOR THE
PURCHASE OF THE COMPANY'S SHARES
30 AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF Mgmt For For
THE RENUMBERING OF THE FRENCH COMMERCIAL
CODE RESULTING FROM ORDER NO. 2020-1142 OF
16 SEPTEMBER 2020 CREATING, WITHIN THE
FRENCH COMMERCIAL CODE, A CHAPTER RELATING
TO COMPANIES WHOSE SECURITIES ARE ADMITTED
TO TRADING ON A REGULATED MARKET OR ON A
MULTILATERAL TRADING FACILITY
31 AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO Mgmt For For
DETERMINE THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-27-1 OF THE FRENCH COMMERCIAL CODE
32 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES
OF THE COMPANIES OF THE CREDIT AGRICOLE
GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN
33 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, RESERVED FOR A CATEGORY OF
BENEFICIARIES, IN THE CONTEXT OF AN
EMPLOYEE SHAREHOLDING OPERATION
34 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713544814
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: EGM
Meeting Date: 09-Feb-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
MIGRATION
4 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
PROVIDE FOR THE SURRENDER FOR NIL
CONSIDERATION, AND AUTHORISE THE
CANCELLATION OF, THE INCOME SHARES OF THE
COMPANY OF E0.02 EACH
5 SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO Mgmt For For
DIMINISH THE AUTHORISED SHARE CAPITAL OF
THE COMPANY BY E25,000,000 FROM
E426,297,940 TO E401,297,940
6 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
DELETE ALL REFERENCES TO THE INCOME SHARES
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713896201
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539798 DUE TO RECEIPT OF
ADDITIONAL SEDOL. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 TO REVIEW THE COMPANY'S AFFAIRS AND Mgmt For For
CONSIDER THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS (INCLUDING
THE GOVERNANCE APPENDIX1) AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A DIVIDEND ON THE ORDINARY Mgmt For For
SHARES
3 TO CONSIDER THE 2020 DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE 2019
DIRECTORS' REMUNERATION POLICY SUMMARY
SECTION), THE FULL TEXT OF WHICH IS SET OUT
ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT
AND FORM 20-F
4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt Against Against
BOUCHER
4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. Mgmt For For
DOWLING
4.C TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For
FEARON
4.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. Mgmt For For
KARLSTROM
4.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For
KELLY
4.F TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. Mgmt For For
MCKAY
4.G TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. Mgmt For For
MANIFOLD
4.H TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt Against Against
G.L. PLATT
4.I TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt Against Against
M.K. RHINEHART
4.J TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. Mgmt For For
TALBOT
5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
6 TO CONSIDER THE CONTINUATION OF DELOITTE Mgmt For For
IRELAND LLP AS AUDITORS OF THE COMPANY
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY
7 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
ALLOT UNISSUED SHARE CAPITAL OF THE
COMPANY: THAT, IN ACCORDANCE WITH THE
POWERS, PROVISIONS AND LIMITATIONS OF
ARTICLE 11(D) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, THE DIRECTORS
BE AND THEY ARE HEREBY AUTHORISED TO ALLOT
RELEVANT SECURITIES (WITHIN THE MEANING OF
SECTION 1021 OF THE COMPANIES ACT 2014):
(A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR
83,966,000; AND (B) UP TO A FURTHER
AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000
PROVIDED THAT ANY ORDINARY SHARES ALLOTTED
PURSUANT TO THIS AUTHORITY ARE OFFERED BY
WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE
ISSUE TO THE HOLDERS OF ORDINARY SHARES TO
THE EXTENT PERMITTED BY PARAGRAPH (B) IN
RESOLUTION 8 IN THE NOTICE OF THIS MEETING.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
8 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO
ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR
CASH EQUIVALENT TO 5% OF THE ISSUED
ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021
AND ALLOW THE DIRECTORS TO DISAPPLY
PRE-EMPTION RIGHTS IN A RIGHTS ISSUE OR
OTHER PRE-EMPTIVE ISSUE IN ORDER TO
ACCOMMODATE ANY REGULATORY RESTRICTIONS IN
CERTAIN JURISDICTIONS: THAT THE DIRECTORS
BE AND THEY ARE HEREBY EMPOWERED TO ALLOT
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH TO THE EXTENT PERMITTED BY RESOLUTION
7 IN THE NOTICE OF THIS MEETING PROVIDED
THAT THIS AUTHORITY MAY ONLY BE USED FOR:
(A) THE ALLOTMENT OF EQUITY SECURITIES UP
TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT
THAT THIS LIMIT SHALL BE REDUCED BY THE
NOMINAL VALUE OF ALL TREASURY SHARES (AS
DEFINED IN SECTION 1078 OF THE COMPANIES
ACT 2014) REISSUED WHILE THIS AUTHORITY
REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT
OF EQUITY SECURITIES BY WAY OF A RIGHTS
ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE
HOLDERS OF ORDINARY SHARES IN ACCORDANCE
WITH ARTICLE 11(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY ON THE BASIS
THAT THE REFERENCE TO A RIGHTS ISSUE IN
ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES
AND OTHER PRE-EMPTIVE ISSUES. THIS
AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
9 SUBJECT TO THE PASSING OF RESOLUTION 8, TO Mgmt For For
CONSIDER AND, IF THOUGHT FIT, PASS AS A
SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN
RELATION TO ALLOTMENTS OF NEW SHARES FOR
CASH UP TO A FURTHER 5% OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT
3 MARCH 2021 IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT: THAT THE DIRECTORS BE AND THEY
ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH AS PERMITTED BY RESOLUTION 7 IN THE
NOTICE OF THIS MEETING AS IF SECTION 1022
OF THE COMPANIES ACT 2014 DID NOT APPLY TO
ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE
PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE
USED ONLY FOR THE PURPOSES OF FINANCING (OR
RE-FINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE
DIRECTORS DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; AND (B)
THE NOMINAL VALUE OF ALL EQUITY SECURITIES
ALLOTTED PURSUANT TO THIS AUTHORITY
TOGETHER WITH THE NOMINAL VALUE OF ALL
TREASURY SHARES (AS DEFINED IN SECTION 1078
OF THE COMPANIES ACT 2014) REISSUED WHILE
THIS AUTHORITY REMAINS OPERABLE MAY NOT
EXCEED EUR 12,722,000. THIS AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE
EARLIER OF THE DATE OF THE ANNUAL GENERAL
MEETING IN 2022 OR 28 JULY 2022 SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY DATE AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH OFFER OR AGREEMENT AS IF SUCH POWER
HAD NOT EXPIRED
10 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF
THE COMPANY TO PURCHASE UP TO 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL:
THAT THE COMPANY AND/OR ANY OF ITS
SUBSIDIARIES BE AND ARE HEREBY AUTHORISED
TO PURCHASE ORDINARY SHARES ON A SECURITIES
MARKET (AS DEFINED IN SECTION 1072 OF THE
COMPANIES ACT 2014), AT PRICES PROVIDED FOR
IN ARTICLE 8A OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY UP TO A MAXIMUM
OF 10% OF THE ORDINARY SHARES IN ISSUE AT
THE DATE OF THE PASSING OF THIS RESOLUTION.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022. THE COMPANY OR ANY SUBSIDIARY MAY
BEFORE SUCH EXPIRY ENTER INTO A CONTRACT
FOR THE PURCHASE OF ORDINARY SHARES WHICH
WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED
AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH
CONTRACT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
11 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO REISSUE TREASURY SHARES: THAT
THE COMPANY BE AND IS HEREBY AUTHORISED TO
REISSUE TREASURY SHARES (AS DEFINED IN
SECTION 1078 OF THE COMPANIES ACT 2014), IN
THE MANNER PROVIDED FOR IN ARTICLE 8B OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
12 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS:
THAT THE DIRECTORS BE AND THEY ARE HEREBY
AUTHORISED, PURSUANT TO ARTICLE 138(B) OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO EXERCISE THE POWERS CONTAINED IN THE
SAID ARTICLE SO THAT THE DIRECTORS MAY
OFFER TO THE SHAREHOLDERS THE RIGHT TO
ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL
SHARES CREDITED AS FULLY PAID INSTEAD OF
CASH IN RESPECT OF ALL OR PART OF ANY
DIVIDEND OR DIVIDENDS FALLING TO BE
DECLARED OR PAID BY THE COMPANY. UNLESS
RENEWED AT THE ANNUAL GENERAL MEETING IN
2022, THIS AUTHORITY SHALL EXPIRE AT THE
CLOSE OF BUSINESS ON 28 JULY 2022
13 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION: THAT APPROVAL BE
AND IS HEREBY GIVEN FOR THE ESTABLISHMENT
BY THE COMPANY OF SAVINGS-RELATED SHARE
OPTION SCHEMES (THE "2021 SAVINGS-RELATED
SHARE OPTION SCHEMES"), THE PRINCIPAL
FEATURES OF WHICH ARE SUMMARISED IN THE
CIRCULAR TO SHAREHOLDERS DATED 24 MARCH
2021 THAT ACCOMPANIES THE NOTICE CONVENING
THIS MEETING AND THAT THE DIRECTORS BE AND
ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH
ACTION OR STEPS (INCLUDING THE MAKING OF
AMENDMENTS TO THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES AND THE RULES THEREOF)
AS MAY BE NECESSARY TO OBTAIN THE APPROVAL
OF THE RELEVANT REVENUE AUTHORITIES FOR THE
SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN
OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO
THE 2021 SAVINGS-RELATED SHARE OPTION
SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
ANY SHARES MADE AVAILABLE UNDER ANY SUCH
SCHEME WILL BE TREATED AS COUNTING TOWARDS
ANY LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES
14 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO REDUCE THE SHARE PREMIUM OF
THE COMPANY: THAT SUBJECT TO AND WITH THE
CONSENT OF THE IRISH HIGH COURT IN
ACCORDANCE WITH THE PROVISIONS OF SECTIONS
84 AND 85 OF THE COMPANIES ACT 2014, THE
COMPANY CAPITAL OF THE COMPANY BE REDUCED
BY THE CANCELLATION OF THE ENTIRE AMOUNT
STANDING TO THE CREDIT OF THE COMPANY'S
SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER
2020 OR SUCH OTHER LESSER AMOUNT AS THE
BOARD OF DIRECTORS OF THE COMPANY OR THE
IRISH HIGH COURT MAY DETERMINE AND THAT THE
RESERVE RESULTING FROM THE CANCELLATION OF
THE SHARE PREMIUM BE TREATED AS PROFITS
AVAILABLE FOR DISTRIBUTION AS DEFINED BY
SECTION 117 OF THE IRISH COMPANIES ACT 2014
--------------------------------------------------------------------------------------------------------------------------
CSL LTD Agenda Number: 713081759
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT MR BRUCE BROOK AS DIRECTOR Mgmt For For
2.B TO ELECT MS CAROLYN HEWSON AO AS DIRECTOR Mgmt For For
2.C TO ELECT MR PASCAL SORIOT AS DIRECTOR Mgmt For For
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt Against Against
UNITS TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR PAUL PERREAULT
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2.B AND 2.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS,INC. Agenda Number: 714172070
--------------------------------------------------------------------------------------------------------------------------
Security: J09748112
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3476480003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Koichiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inagaki, Seiji
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Teramoto,
Hideo
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kikuta,
Tetsuya
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shoji, Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Akashi, Mamoru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumino,
Toshiaki
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member George Olcott
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Maeda, Koichi
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inoue, Yuriko
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shingai,
Yasushi
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 712846407
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 08-Jul-2020
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
2 ALLOCATION OF DISTRIBUTABLE PROFIT: IN THE Mgmt For For
EVENT THAT THE COMPANY DIRECTLY OR
INDIRECTLY HOLDS ANY TREASURY SHARES AT THE
DATE OF THE ANNUAL MEETING, THAT ARE NOT
ENTITLED TO A DIVIDEND PURSUANT TO SECTION
71B OF THE GERMAN STOCK CORPORATION ACT
(AKTIENGESETZ), IT IS RECOMMENDED TO THE
ANNUAL MEETING THAT WITH AN UNCHANGED
DIVIDEND OF EUR 0.90 PER NO-PAR VALUE SHARE
ENTITLED TO DIVIDENDS THE PORTION OF THE
DISTRIBUTABLE PROFIT ATTRIBUTABLE TO NO-PAR
VALUE SHARES NOT ENTITLED TO DIVIDENDS
SHALL BE TRANSFERRED TO RETAINED EARNINGS
3 RATIFICATION OF BOARD OF MANAGEMENT Mgmt For For
MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR
4 RATIFICATION OF SUPERVISORY BOARD MEMBERS' Mgmt For For
ACTIONS IN THE 2019 FINANCIAL YEAR
5.A APPOINTMENT OF AUDITORS FOR THE COMPANY AND Mgmt For For
FOR THE GROUP: 2020 FINANCIAL YEAR
INCLUDING INTERIM FINANCIAL REPORTS: BASED
ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE (PRUFUNGSAUSSCHUSS), THE
SUPERVISORY BOARD PROPOSES THAT KPMG AG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN,
BE APPOINTED AS THE AUDITOR FOR THE ANNUAL
FINANCIAL STATEMENTS, THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
AUDITOR FOR THE REVIEW OF THE INTERIM
FINANCIAL REPORTS FOR THE 2020 FINANCIAL
YEAR
5.B APPOINTMENT OF AUDITORS FOR THE COMPANY AND Mgmt For For
FOR THE GROUP: INTERIM FINANCIAL REPORTS
FOR THE 2021 FINANCIAL YEAR UNTIL ANNUAL
MEETING 2021: BASED ON THE RECOMMENDATION
OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS),
THE SUPERVISORY BOARD PROPOSES THAT KPMG AG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN,
BE APPOINTED AS THE AUDITOR FOR THE REVIEW
OF THE INTERIM FINANCIAL REPORTS FOR THE
2021 FINANCIAL YEAR IN THE PERIOD UNTIL THE
NEXT ANNUAL MEETING OF THE SHAREHOLDERS IN
THE 2021 FINANCIAL YEAR
6 APPROVAL OF THE REMUNERATION SYSTEM FOR THE Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT
7 ELECTION OF TIMOTHEUS HOETTGES TO THE Mgmt For For
SUPERVISORY BOARD
8 AUTHORIZATION TO ACQUIRE AND USE OWN SHARES Mgmt For For
AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION
RIGHTS AND RIGHTS TO SELL SHARES TO THE
COMPANY
9 AUTHORIZATION TO USE DERIVATIVE FINANCIAL Mgmt For For
INSTRUMENTS IN THE CONTEXT OF ACQUIRING OWN
SHARES AND TO EXCLUDE SHAREHOLDERS'
SUBSCRIPTION RIGHTS AND RIGHTS TO SELL
SHARES TO THE COMPANY
10 AUTHORIZATION TO ISSUE CONVERTIBLE BONDS Mgmt For For
AND/OR BONDS WITH WARRANTS AND TO EXCLUDE
SHAREHOLDERS' SUBSCRIPTION RIGHTS; CREATION
OF CONDITIONAL CAPITAL 2020 AND AMENDMENT
TO THE ARTICLES OF INCORPORATION
11.A AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
BY NEW ARTICLE 11A AND NEW SECTION 5 TO
ARTICLE 13: AMENDMENT BY NEW ARTICLE 11A
(ANNUAL MEETING - VIDEO AND AUDIO
TRANSMISSION)
11.B AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
BY NEW ARTICLE 11A AND NEW SECTION 5 TO
ARTICLE 13: AMENDMENT BY NEW SECTION 5 TO
ARTICLE 13 (ANNUAL MEETING - ELECTRONIC
PARTICIPATION OF SHAREHOLDERS)
12.A AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF Mgmt For For
INCORPORATION (ANNUAL MEETING -
RESOLUTION): DELETION OF ARTICLE 16 SEC. 2
12.B AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF Mgmt Against Against
INCORPORATION (ANNUAL MEETING -
RESOLUTION): AMENDMENT AND REVISION OF
ARTICLE 16 SEC. 1
13 APPROVAL OF THE CONCLUSION OF A PROFIT Mgmt For For
TRANSFER AGREEMENT BETWEEN DAIMLER AG AND
MERCEDES-BENZ BANK AG
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RELATED-PARTY AGREEMENTS Mgmt For For
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt Against Against
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt Against Against
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For
24 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DCC PLC Agenda Number: 712847942
--------------------------------------------------------------------------------------------------------------------------
Security: G2689P101
Meeting Type: AGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: IE0002424939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO REVIEW THE COMPANY'S AFFAIRS AND TO Mgmt For For
RECEIVE AND CONSIDER THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 MARCH
2020, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE A FINAL DIVIDEND OF 95.79 PENCE Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 MARCH 2020
3 TO CONSIDER THE REMUNERATION REPORT Mgmt For For
(EXCLUDING THE REMUNERATION POLICY) AS SET
OUT ON PAGES 108 TO 133 OF THE 2020 ANNUAL
REPORT AND ACCOUNTS
4 TO CONSIDER THE REMUNERATION POLICY AS SET Mgmt For For
OUT ON PAGES 113 TO 120 OF THE 2020 ANNUAL
REPORT AND ACCOUNTS
5.A TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against
FOLLOWING DIRECTOR: MARK BREUER
5.B TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: CAROLINE DOWLING
5.C TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: TUFAN ERGINBILGIC
5.D TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: DAVID JUKES
5.E TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against
FOLLOWING DIRECTOR: PAMELA KIRBY
5.F TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: JANE LODGE
5.G TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: CORMAC MCCARTHY
5.H TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against
FOLLOWING DIRECTOR: JOHN MOLONEY
5.I TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: DONAL MURPHY
5.J TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For
FOLLOWING DIRECTOR: MARK RYAN
6 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
8 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES
(RELATING TO RIGHTS ISSUES OR OTHER ISSUES
UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL
(EXCLUDING TREASURY SHARES))
9 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES
(RELATING TO ACQUISITIONS OR OTHER CAPITAL
INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED
SHARE CAPITAL (EXCLUDING TREASURY SHARES))
10 TO AUTHORISE THE DIRECTORS TO MAKE MARKET Mgmt For For
PURCHASES OF THE COMPANY'S OWN SHARES
11 TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S Mgmt For For
SHARES HELD AS TREASURY SHARES
12 TO AMEND THE DCC PLC LONG TERM INCENTIVE Mgmt For For
PLAN 2009
--------------------------------------------------------------------------------------------------------------------------
DCC PLC Agenda Number: 713497736
--------------------------------------------------------------------------------------------------------------------------
Security: G2689P101
Meeting Type: EGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: IE0002424939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO AMEND AND ADOPT THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS TO IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 713039407
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2020 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2020 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF LADY MENDELSOHN AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF KATHRYN MIKELLS AS A Mgmt For For
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For
12 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR Mgmt For For
14 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AMENDMENT OF THE DIAGEO 2001 SHARE Mgmt For For
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN Mgmt For For
18 ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE Mgmt For For
PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For
PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
22 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT Mgmt For For
AND SHARE OWNERSHIP TRUST TRANSACTIONS
CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E.ON SE Agenda Number: 713834174
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.47 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR HALF-YEAR Mgmt For For
AND QUARTERLY REPORTS 2021
5.3 RATIFY KPMG AG AS AUDITORS FOR THE FIRST Mgmt For For
QUARTER OF FISCAL YEAR 2022
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT ERICH CLEMENTI TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT ANDREAS SCHMITZ TO THE SUPERVISORY Mgmt For For
BOARD
8.3 ELECT EWALD WOSTE TO THE SUPERVISORY BOARD Mgmt For For
9.1 APPROVE AFFILIATION AGREEMENTS WITH E.ON Mgmt For For
45. VERWALTUNGS GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH E.ON 46. Mgmt For For
VERWALTUNGS GMBH
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ELISA CORPORATION Agenda Number: 713575578
--------------------------------------------------------------------------------------------------------------------------
Security: X1949T102
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FI0009007884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JUKKA Non-Voting
LAITASALO
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: ANNE VAINIO
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.95 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 REMUNERATION REPORT Mgmt Against Against
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS AND ON
THE GROUNDS FOR REIMBURSEMENT OF EXPENSES
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS WOULD BE EIGHT (SEVEN
MEMBERS IN 2020)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES TO THE GENERAL MEETING THAT
MS CLARISSE BERGGARDH, MR KIM IGNATIUS, MR
TOPI MANNER, MS EVA-LOTTA SJOSTEDT, MS
SEIJA TURUNEN, MR ANSSI VANJOKI AND MR
ANTTI VASARA BE RE-ELECTED AS MEMBERS OF
THE BOARD. THE SHAREHOLDERS' NOMINATION
BOARD FURTHER PROPOSES THAT MR MAHER CHEBBO
IS ELECTED AS A NEW MEMBER OF THE BOARD.
THE SHAREHOLDERS' NOMINATION BOARD PROPOSES
TO THE GENERAL MEETING THAT MR ANSSI
VANJOKI BE ELECTED AS THE CHAIR OF THE
BOARD AND MS CLARISSE BERGGARDH BE ELECTED
AS THE DEPUTY CHAIR
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR AND ON THE GROUNDS FOR
REIMBURSEMENT OF TRAVEL EXPENSES
15 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt For For
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD'S AUDIT COMMITTEE, TO THE GENERAL
MEETING THAT KPMG OY AB, AUTHORIZED PUBLIC
ACCOUNTANTS ORGANIZATION, BE RE-ELECTED AS
THE COMPANY'S AUDITOR FOR THE FINANCIAL
PERIOD 2021. KPMG OY AB HAS INFORMED THE
COMPANY THAT THE AUDITOR WITH PRINCIPAL
RESPONSIBILITY WOULD BE MR TONI AALTONEN,
AUTHORIZED PUBLIC ACCOUNTANT
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
18 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 714067483
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 571213 DUE TO RECEIVED CHANGE IN
SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET LOSS
AMOUNTING TO EUR (3,928,252,423.00). THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,238,685.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET CONSOLIDATED LOSS
(GROUP SHARE) AMOUNTING TO EUR
(1,536,305,773.00)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO RECORD THE NET LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT
(THE RETAINED EARNINGS AMOUNTING TO EUR
0.00), AND DECIDES TO TRANSFER THE AMOUNT
OF EUR 1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE
DIVIDENDS, AFTER WHICH, THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW
BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.53 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM. THE DIVIDEND AND
EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY
26, 2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
OTHER RESERVES. FOR THE LAST 3 FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR
1.12 PER SHARE FOR FISCAL YEAR 2018 EUR
0.00 PER SHARE FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE OF THE AGREEMENTS
REFERRED TO THEREIN ENTERED INTO AND
PREVIOUSLY APPROVED WHICH REMAINED IN FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
7,300,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
6 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS CATHERINE MACGREGOR, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt Against Against
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MR STEVEN LAMBERT, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
PAID AND AWARDED TO THE CORPORATE OFFICERS
FOR THE 2020 FISCAL YEAR, IN ACCORDANCE
WITH THE ARTICLE L.22-10-9 I OF THE FRENCH
COMMERCIAL CODE
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-PIERRE CLAMADIEU AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ISABELLE KOCHER AS MANAGING
DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL
THE 24TH OF FEBRUARY 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CLAIRE WAYSAND AS MANAGING
DIRECTOR FROM THE 24TH OF FEBRUARY 2020
UNTIL THE 31ST OF DECEMBER 2020
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR
SEVERAL COMPANY SAVINGS PLANS SET UP BY THE
GROUP COMPOSED OF THE COMPANY AND THE
FRENCH OR FOREIGN COMPANIES WITHIN THE
COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY
ISSUANCE OF SHARES OR SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL
COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER 24 GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 14TH OF MAY 2020 IN ITS
RESOLUTION NUMBER 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF ANY LEGAL PERSON,
UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY
FINANCIAL INSTITUTION OR ITS SUBSIDIARIES,
ACTING ON BEHALF OF THE COMPANY TO SET UP
AN INTERNATIONAL EMPLOYEE SHAREHOLDING
SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF
SHARES AND OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 0.5 PER CENT OF THE
SHARE CAPITAL. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 16 OF THE PRESENT SHAREHOLDERS'
MEETING AND RESOLUTION 24 OF THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL
POWERS TO THE BOARD OF DIRECTORS TO
ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY AND THE EMPLOYEES
AND CORPORATE OFFICERS OF THE RELATED
COMPANIES OR GROUPINGS, THE CORPORATE
OFFICERS OF THE COMPANY BEING EXCLUDED,
BEING REMINDED THAT THE ALLOCATION WILL BE
GRANTED EITHER TO ALL THE EMPLOYEES WITHIN
A SCHEME OF FREE SHARES ALLOCATION OR TO
THE EMPLOYEES WHO ARE MEMBERS OF AN
INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME
OF THE ENGIE GROUP . THEY MAY NOT REPRESENT
MORE THAN 0.75 PER CENT OF THE SHARE
CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF
THE SHARE CAPITAL PER YEAR. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 19. THIS
AUTHORIZATION IS GIVEN FOR 38 MONTHS,
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 18TH OF MAY 2018 IN ITS
RESOLUTION NUMBER 28. ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF
SOME EMPLOYEES OF THE COMPANY AND SOME
EMPLOYEES AND CORPORATE OFFICERS OF THE
RELATED COMPANIES OR GROUPINGS, THE
CORPORATE OFFICERS OF THE COMPANY BEING
EXCLUDED. THEY MAY NOT REPRESENT MORE THAN
0.75 PER CENT OF THE SHARE CAPITAL WITHOUT
EXCEEDING 0.25 PER CENT OF THE SHARE
CAPITAL PER YEAR. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 18TH OF MAY
2018 IN ITS RESOLUTION NUMBER 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RESOLVES TO RECORD THE LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT,
TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR
1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A
NEW BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.35 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM FOR AT LEAST 2 YEARS
BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION
UNTIL MAY 26, 2021. IF SOME OF THE
261,035,225 SHARES UNDER REGISTERED FORM
WERE TO CEASE TO BE REGISTERED AS SUCH
BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE
AMOUNT CORRESPONDING TO THE EXCEPTIONAL
DIVIDEND WOULD BE ALLOCATED TO THE OTHER
RESERVES. THE DIVIDEND AND EXCEPTIONAL
DIVIDEND WILL BE PAID ON MAY 26, 2021.
DIVIDENDS PAID FOR THE LAST YEARS: FISCAL
YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR
2018: EUR 1.12 PER SHARE FISCAL YEAR 2019:
EUR 0.00 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 935414603
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angela M. Aman Mgmt For For
Raymond Bennett Mgmt For For
Linda Walker Bynoe Mgmt For For
Connie K. Duckworth Mgmt For For
Mary Kay Haben Mgmt For For
Tahsinul Zia Huque Mgmt For For
John E. Neal Mgmt For For
David J. Neithercut Mgmt For For
Mark J. Parrell Mgmt For For
Mark S. Shapiro Mgmt For For
Stephen E. Sterrett Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for 2021.
3. Approval of Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 712958656
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 PROVISION OF DOCUMENTS FOR THE ANNUAL Non-Voting
SHAREHOLDERS' MEETING IN ACCORDANCE WITH
SECTION 176 PARAGRAPH 1 SENTENCE 1 OF THE
GERMAN STOCK CORPORATION ACT (AKTIENGESETZ
- "AKTG")
2 RESOLUTION ON THE ALLOCATION OF THE NET Mgmt For For
PROFIT: DIVIDENDS OF EUR 0.58 PER SHARE
3 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE EXECUTIVE
BOARD IN FISCAL YEAR 2019
4 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE SUPERVISORY
BOARD IN FISCAL YEAR 2019
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND OF THE GROUP AUDITOR FOR FISCAL
YEAR 2020 AND OF THE AUDITOR FOR AN AUDIT
REVIEW OF ADDITIONAL FINANCIAL INFORMATION
DURING FISCAL YEAR 2020 PURSUANT TO SECTION
115 PARAGRAPH 7 OF THE GERMAN SECURITIES
TRADING ACT (WERTPAPIERHANDELSGESETZ -
"WPHG"): PRICEWATERHOUSECOOPERS GMBH.
RESOLUTION ON THE APPOINTMENT OF THE
AUDITOR FOR ANY REVIEW FOR ADDITIONAL
FINANCIAL INFORMATION DURING FISCAL YEAR
2021 UP TO THE NEXT ANNUAL SHAREHOLDERS'
MEETING: KPMG AG
6 RESOLUTION ON AUTHORIZATION TO ACQUIRE AND Mgmt For For
UTILIZE TREASURY SHARES IN THE COMPANY,
WITH POSSIBLE EXCLUSION OF SUBSCRIPTION
RIGHT AND ANY TENDER RIGHT
7 RESOLUTION APPROVING THE REMUNERATION Mgmt For For
SYSTEM FOR MEMBERS OF THE EXECUTIVE BOARD
8 RESOLUTION APPROVING THE REMUNERATION Mgmt For For
SYSTEM FOR MEMBERS OF THE SUPERVISORY BOARD
CMMT 11 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION Agenda Number: 713898748
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPEN MEETING Non-Voting
2 CALL THE MEETING TO ORDER Non-Voting
3 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting
REPRESENTATIVE(S) OF MINUTES OF MEETING
4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
5 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.12 PER SHARE
9 APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
10 APPROVE REMUNERATION REPORT Mgmt For For
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF EUR 77,200 FOR CHAIR, EUR 57,500
FOR DEPUTY CHAIR AND EUR 40,400 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE MEETING FEES
12 FIX NUMBER OF DIRECTORS AT SEVEN Mgmt For For
13 REELECT ESSIMARI KAIRISTO, ANJA MCALISTER Mgmt For For
(DEPUTY CHAIR), TEPPO PAAVOLA, VELI-MATTI
REINIKKALA (CHAIR), PHILIPP ROSLER AND
ANNETTE STUBE AS DIRECTORS; ELECT LUISA
DELGADO AS NEW DIRECTOR
14 APPROVE REMUNERATION OF AUDITORS Mgmt For For
15 RATIFY DELOITTE AS AUDITORS Mgmt For For
16 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
17 AUTHORIZE REISSUANCE OF REPURCHASED SHARES Mgmt For For
18 APPROVE CHARITABLE DONATIONS Mgmt For For
19 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC Agenda Number: 712982289
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS (INCLUDING THE STRATEGIC
REPORT) AND THE AUDITOR FOR THE YEAR ENDED
31 MARCH 2020
2 TO DECLARE A FINAL DIVIDEND OF 9.96P PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 MARCH 2020,
PAYABLE ON 1 OCTOBER 2020 TO SHAREHOLDERS
ON THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 28 AUGUST 2020
3 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 MARCH 2020 AS SET OUT ON
PAGES 77 TO 95 OF THE ANNUAL REPORT AND
ACCOUNTS 2020
4 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
6 TO RE-ELECT ADAM MEYERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROY TWITE AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
9 TO RE-ELECT TONY RICE AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
10 TO RE-ELECT CAROLE CRAN AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
11 TO RE-ELECT JO HARLOW AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
12 TO RE-ELECT JENNIFER WARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT MARC RONCHETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITOR
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For
367 OF THE 2006 ACT, THE COMPANY AND ANY
COMPANY WHICH IS, OR BECOMES, A SUBSIDIARY
OF THE COMPANY AT ANY TIME DURING THE
PERIOD FOR WHICH THIS RESOLUTION HAS
EFFECT, BE AUTHORISED TO: A. MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 100,000 IN TOTAL; B. MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS, OTHER THAN POLITICAL
PARTIES, NOT EXCEEDING GBP 100,000 IN
TOTAL; AND C. INCUR POLITICAL EXPENDITURE
NOT EXCEEDING GBP 100,000 IN TOTAL, (AS
SUCH TERMS ARE DEFINED IN PART 14 OF THE
2006 ACT) DURING THE PERIOD BEGINNING ON
THE DATE OF THE PASSING OF THIS RESOLUTION
AND ENDING ON THE EARLIER OF (I) THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2021 AND (II) 30
SEPTEMBER 2021, PROVIDED THAT THE AGGREGATE
AMOUNT OF ALL POLITICAL DONATIONS AND
POLITICAL EXPENDITURE MADE OR INCURRED
UNDER PARAGRAPHS A., B. AND C. ABOVE SHALL
NOT EXCEED GBP 100,000 IN TOTAL
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
22 THAT THE ARTICLES OF ASSOCIATION AS Mgmt For For
PRODUCED TO THE MEETING AND INITIALLED BY
THE CHAIRMAN (FOR THE PURPOSE OF
IDENTIFICATION) BE ADOPTED AS THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION, WITH
EFFECT FROM THE CONCLUSION OF THE AGM
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 712875612
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: AGM
Meeting Date: 18-Jul-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (STANDALONE) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (CONSOLIDATED) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORT OF THE AUDITORS THEREON
3 TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF Mgmt For For
INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE
VALUE OF INR 2/- EACH FULLY PAID-UP, FOR
THE FINANCIAL YEAR 2019-20, APPROVED BY THE
BOARD OF DIRECTORS AND ALREADY PAID TO
ELIGIBLE SHAREHOLDERS
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 TO APPROVE THE FEES / REMUNERATION OF THE Mgmt For For
STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES,
CHARTERED ACCOUNTANTS AND IN THIS REGARD TO
CONSIDER, AND IF THOUGHT FIT, TO PASS, THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO
SECTION 142 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF,
APPROVAL OF THE MEMBERS OF THE BANK BE AND
IS HEREBY ACCORDED FOR PAYMENT OF
REMUNERATION OF INR 26,500,000 (RUPEES TWO
CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA &
ASSOCIATES, STATUTORY AUDITORS OF THE BANK,
FOR THE PURPOSE OF AUDIT OF THE BANK'S
ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND
OTHER OFFICES INCLUDING REPORTING ON
INTERNAL FINANCIAL CONTROLS AND ADDITIONAL
CERTIFICATION AS REQUIRED BY THE RESERVE
BANK OF INDIA ("RBI"), AND ADDITIONAL FEES
OF INR 2,500,000 (RUPEES TWENTY FIVE LACS
ONLY) FOR THE PURPOSE OF REVIEW /
FINALIZATION OF THE 'FIT FOR CONSOLIDATION'
INFORMATION FOR THE LIMITED PURPOSE OF
SUBMITTING SUCH 'FIT FOR CONSOLIDATION'
INFORMATION TO HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED") FOR
FACILITATING CONSOLIDATION OF FINANCIAL
STATEMENTS OF THE BANK WITH THAT OF HDFC
LIMITED UNDER IND-AS, PLUS EXPENSES,
OUTLAYS AND TAXES AS APPLICABLE, FOR THE
FINANCIAL YEAR 2020-21, AND FOR SUCH
REMUNERATION AND EXPENSES THEREAFTER AS MAY
BE MUTUALLY AGREED BETWEEN THE BANK AND THE
SAID STATUTORY AUDITORS AND AS MAY BE
FURTHER APPROVED BY THE BOARD FROM TIME TO
TIME, WITH POWER TO THE BOARD, INCLUDING
RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND
VARY THE TERMS AND CONDITIONS OF
APPOINTMENT ETC., INCLUDING BY REASON OF
NECESSITY ON ACCOUNT OF CONDITIONS AS MAY
BE STIPULATED BY THE RBI AND / OR ANY OTHER
AUTHORITY, IN SUCH MANNER AND TO SUCH
EXTENT AS MAY BE MUTUALLY AGREED WITH THE
STATUTORY AUDITORS."
6 TO RATIFY THE ADDITIONAL FEES / Mgmt For For
REMUNERATION TO THE STATUTORY AUDITORS,
M/S. MSKA & ASSOCIATES, CHARTERED
ACCOUNTANTS AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 142 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, IN ADDITION TO THE RESOLUTION
PASSED BY THE MEMBERS OF THE BANK ON JULY
12, 2019, FOR PAYMENT OF REMUNERATION OF
INR 25,000,000 (RUPEES TWO CRORES FIFTY
LACS ONLY) FOR THE FINANCIAL YEAR 2019-20
TO M/S. MSKA & ASSOCIATES, STATUTORY
AUDITORS OF THE BANK, FURTHER APPROVAL OF
THE MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR RATIFYING THE FEES OF INR
6,000,000 (RUPEES SIXTY LACS ONLY) FOR
ADDITIONAL CERTIFICATION AS REQUIRED BY THE
RBI, FOR THE FINANCIAL YEAR 2019-20."
7 TO RE-APPOINT MR. MALAY PATEL (DIN Mgmt For For
06876386) AS AN INDEPENDENT DIRECTOR AND IN
THIS REGARD TO CONSIDER, AND IF THOUGHT
FIT, TO PASS, THE FOLLOWING RESOLUTION AS A
SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT
TO SECTIONS 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER READ
WITH SCHEDULE IV TO THE COMPANIES ACT, 2013
AND PURSUANT TO SECTION 10A(2)(A) OF THE
BANKING REGULATION ACT, 1949, AND RELEVANT
CIRCULARS ISSUED BY THE RBI FROM TIME TO
TIME, INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE OF
DIRECTORS AND THE BOARD OF DIRECTORS OF THE
BANK, MR. MALAY PATEL (DIN 06876386), BE
AND IS HEREBY RE-APPOINTED AS AN
INDEPENDENT DIRECTOR OF THE BANK HAVING
SPECIALIZED KNOWLEDGE AND PRACTICAL
EXPERIENCE IN MATTERS RELATING TO SMALL
SCALE INDUSTRIES, TO HOLD OFFICE FOR A
PERIOD OF THREE (3) YEARS COMMENCING FROM
MARCH 31, 2020 AND THAT HE SHALL NOT BE
LIABLE TO RETIRE BY ROTATION AND THAT HE
SHALL BE PAID SITTING FEES AND REIMBURSED
EXPENSES FOR ATTENDING BOARD AND COMMITTEE
MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW
FROM TIME TO TIME, AS WELL AS PROFIT
RELATED COMMISSION AS MAY BE ALLOWED BY
RELEVANT RBI GUIDELINES AND OTHER
APPLICABLE LAWS, FROM TIME TO TIME."
8 TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD Mgmt For For
BHARUCHA (DIN 02490648) AS AN EXECUTIVE
DIRECTOR AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION;
"RESOLVED THAT PURSUANT TO SECTIONS 196,
197, 203 AND OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT, 2013 AND THE
RELEVANT RULES THEREUNDER, THE BANKING
REGULATION ACT, 1949, RELEVANT CIRCULARS
ISSUED BY THE RESERVE BANK OF INDIA ("RBI")
FROM TIME TO TIME, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF AND RECOMMENDATION OF
THE NOMINATION AND REMUNERATION COMMITTEE
OF DIRECTORS AND THE BOARD OF DIRECTORS OF
THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION), AND PURSUANT
TO THE APPROVAL RECEIVED FROM THE RBI AND
SUBJECT TO THE APPROVALS, AS MAY BE
NECESSARY FROM CONCERNED AUTHORITIES OR
BODIES AND SUBJECT TO THE CONDITIONS AS MAY
BE PRESCRIBED BY ANY OF THEM WHILE GRANTING
SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN
02490648), BE AND IS HEREBY RE-APPOINTED AS
EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO
RETIRE BY ROTATION, FOR A PERIOD OF THREE
(3) YEARS COMMENCING FROM JUNE 13, 2020 UP
TO JUNE 12, 2023 UPON SUCH TERMS AND
CONDITIONS INCLUDING REMUNERATION AS SET
OUT IN THE EXPLANATORY STATEMENT TO THE
RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE
OF THE ANNUAL GENERAL MEETING AND WHICH IS
SPECIFICALLY APPROVED AND SANCTIONED WITH
AUTHORITY TO THE BOARD TO ALTER AND VARY
THE TERMS AND CONDITIONS OF THE SAID
APPOINTMENT AND / OR AGREEMENT INCLUDING
INCREMENTS AND / OR ANY OTHER COMPONENTS OF
THE REMUNERATION, AS MAY BE NECESSARY FROM
TIME TO TIME, IN VIEW OF ANY APPROVALS AND
CONDITIONS AS MAY BE GIVEN / STIPULATED BY
THE RBI OR ANY OTHER STATUTORY AUTHORITY,
(INCLUDING AUTHORITY, FROM TIME TO TIME TO
DETERMINE THE AMOUNT OF SALARY AS ALSO THE
TYPE AND AMOUNT OF PERQUISITES AND OTHER
BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH
MANNER AS MAY BE DECIDED BY THE BOARD;
RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORIZED TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AND TO EXECUTE
ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND
WRITINGS AS MAY BE REQUIRED, WITH POWER TO
SETTLE ALL QUESTIONS, DIFFICULTIES OR
DOUBTS THAT MAY ARISE IN REGARD TO THE SAID
APPOINTMENT AS IT MAY IN ITS SOLE
DISCRETION DEEM FIT AND NECESSARY AND TO
DELEGATE ALL OR ANY OF ITS POWERS CONFERRED
HEREIN TO ANY DIRECTOR(S) AND / OR
OFFICER(S) OF THE BANK TO GIVE EFFECT TO
THIS RESOLUTION."
9 TO APPOINT MRS. RENU KARNAD (DIN 00008064) Mgmt Against Against
AS A NON- EXECUTIVE DIRECTOR AND IN THIS
REGARD TO CONSIDER, AND IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO SECTION 152 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, THE BANKING REGULATION ACT,
1949, RELEVANT CIRCULARS ISSUED BY THE RBI
FROM TIME TO TIME INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE AND
THE BOARD OF DIRECTORS OF THE BANK
(HEREINAFTER REFERRED TO AS THE "BOARD",
WHICH TERM SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE CONSTITUTED / EMPOWERED / TO BE
CONSTITUTED BY THE BOARD FROM TIME TO TIME
TO EXERCISE ITS POWERS CONFERRED BY THIS
RESOLUTION), MRS. RENU KARNAD (DIN
00008064), WHO HAS BEEN APPOINTED AS AN
ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE
BANK BY THE BOARD WITH EFFECT FROM MARCH 3,
2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS
I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE
WITH SECTION 161(1) OF THE COMPANIES ACT,
2013 AND THE ARTICLES OF ASSOCIATION OF THE
BANK AND WHOSE TERM OF OFFICE EXPIRES AT
THE ANNUAL GENERAL MEETING, BE AND IS
HEREBY APPOINTED AS A NON- EXECUTIVE
DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED, PROMOTER OF
THE BANK), AND THAT SHE SHALL BE LIABLE TO
RETIRE BY ROTATION AND SHALL BE PAID
SITTING FEES AND REIMBURSED EXPENSES FOR
ATTENDING BOARD AND COMMITTEE MEETINGS, AS
MAY BE PERMISSIBLE UNDER LAW FROM TIME TO
TIME, AS WELL AS PROFIT RELATED COMMISSION
AS MAY BE ALLOWED BY RELEVANT RBI
GUIDELINES AND OTHER APPLICABLE LAWS, FROM
TIME TO TIME."
10 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED AND IN THIS
REGARD TO CONSIDER AND, IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
("LISTING REGULATIONS") AND ANY OTHER
APPLICABLE PROVISIONS OF LAW, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF, THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION) FOR CARRYING
OUT AND / OR CONTINUING WITH ARRANGEMENTS
AND TRANSACTIONS (WHETHER INDIVIDUAL
TRANSACTION OR TRANSACTIONS TAKEN TOGETHER
OR SERIES OF TRANSACTIONS OR OTHERWISE)
WITH HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED"), BEING
A RELATED PARTY, WHETHER BY WAY OF
RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, INCLUDING
BANKING TRANSACTIONS, TRANSACTIONS FOR
SOURCING OF HOME LOANS FOR HDFC LIMITED
AGAINST THE CONSIDERATION OF THE COMMISSION
AGREED UPON OR AS MAY BE MUTUALLY AGREED
UPON FROM TIME TO TIME, PURCHASE /
SECURITIZATION OF SUCH PERCENTAGE OF HOME
LOANS SOURCED AND DISBURSED AS MAY BE
AGREED FROM TIME TO TIME MUTUALLY BETWEEN
THE BANK AND HDFC LIMITED, SERVICING BY
HDFC LIMITED OF HOME LOANS ASSIGNED BY IT /
SECURITIZED AGAINST THE CONSIDERATION
AGREED UPON OR AS MAY BE AGREED UPON FROM
TIME TO TIME AND ANY OTHER TRANSACTIONS
INCLUDING THOSE AS MAY BE DISCLOSED IN THE
NOTES FORMING PART OF THE FINANCIAL
STATEMENTS FOR THE RELEVANT PERIOD,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
11 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HDB FINANCIAL SERVICES
LIMITED AND IN THIS REGARD TO CONSIDER, AND
IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO THE SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 ("LISTING REGULATIONS")
AND ANY OTHER APPLICABLE PROVISIONS OF LAW,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF, THE
MEMBERS OF THE BANK DO HEREBY RATIFY AND
ALSO ACCORD FURTHER APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK (HEREINAFTER
REFERRED TO AS THE "BOARD", WHICH TERM
SHALL BE DEEMED TO INCLUDE ANY COMMITTEE
CONSTITUTED / EMPOWERED / TO BE CONSTITUTED
BY THE BOARD FROM TIME TO TIME TO EXERCISE
ITS POWERS CONFERRED BY THIS RESOLUTION)
FOR CARRYING OUT AND/OR CONTINUING WITH
ARRANGEMENTS AND THE TRANSACTIONS (WHETHER
INDIVIDUAL TRANSACTIONS OR TRANSACTIONS
TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR
OTHERWISE) WITH HDB FINANCIAL SERVICES
LIMITED ("HDBFSL"), BEING A RELATED PARTY,
INCLUDING TRANSACTIONS OF PURCHASE /
SECURITIZATION OF LOANS, SERVICING
ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS
AND ANY OTHER ARRANGEMENTS / TRANSACTIONS
AS DISCLOSED IN THE NOTES FORMING PART OF
THE FINANCIAL STATEMENTS, WHETHER BY WAY OF
CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, AGAINST SUCH
CONSIDERATION AS AGREED UPON OR AS MAY BE
MUTUALLY AGREED UPON FROM TIME TO TIME
BETWEEN THE BANK AND HDBFSL,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
12 TO ISSUE UNSECURED PERPETUAL DEBT Mgmt For For
INSTRUMENTS (PART OF ADDITIONAL TIER I
CAPITAL), TIER II CAPITAL BONDS AND LONG
TERM BONDS (FINANCING OF INFRASTRUCTURE AND
AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT
BASIS AND IN THIS REGARD TO CONSIDER AND,
IF THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION, AS A SPECIAL RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 42 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, RULE 14 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES (PROSPECTUS AND ALLOTMENT OF
SECURITIES) RULES, 2014, THE COMPANIES
(SHARE CAPITAL AND DEBENTURE) RULES, 2014,
ANY OTHER APPLICABLE RULES, SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE AND LISTING
OF DEBT SECURITIES) REGULATIONS, 2008, ANY
OTHER APPLICABLE PROVISIONS OF LAW, ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
REENACTMENTS THERETO FROM TIME TO TIME, AND
THE PROVISIONS OF THE MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE BANK AND
SUBJECT TO SUCH OTHER APPROVAL(S),
CONSENT(S), PERMISSION(S) AND SANCTION(S)
AS MAY BE NECESSARY FROM THE CONCERNED
AUTHORITIES / REGULATORS / STATUTORY
AUTHORITY(IES), INCLUDING THE RESERVE BANK
OF INDIA ("RBI"), THE APPROVAL OF THE
MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "BOARD"
AND WHICH TERM SHALL BE DEEMED TO INCLUDE
ANY COMMITTEE OF THE BOARD OR ANY OTHER
PERSONS TO WHOM POWERS ARE DELEGATED BY THE
BOARD AS PERMITTED UNDER THE COMPANIES ACT,
2013 OR RULES THEREUNDER) FOR BORROWING /
RAISING FUNDS IN INDIAN CURRENCY BY ISSUE
OF UNSECURED PERPETUAL DEBT INSTRUMENTS
(PART OF ADDITIONAL TIER I CAPITAL), TIER
II CAPITAL BONDS AND LONG TERM BONDS
(FINANCING OF INFRASTRUCTURE AND AFFORDABLE
HOUSING) IN DOMESTIC MARKET ON A PRIVATE
PLACEMENT BASIS AND / OR FOR MAKING OFFERS
AND / OR INVITATIONS THEREFOR AND / OR
ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE
PLACEMENT BASIS, FOR A PERIOD OF ONE (1)
YEAR FROM THE DATE HEREOF, IN ONE OR MORE
TRANCHES AND / OR SERIES AND UNDER ONE OR
MORE SHELF DISCLOSURE DOCUMENTS AND / OR
ONE OR MORE ISSUES / LETTERS OF OFFER OR
SUCH OTHER DOCUMENTS OR AMENDMENTS /
REVISIONS THEREOF AND ON SUCH TERMS AND
CONDITIONS FOR EACH SERIES / TRANCHES
INCLUDING THE PRICE, COUPON, PREMIUM,
DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE
BOARD, AS PER THE STRUCTURE AND WITHIN THE
LIMITS PERMITTED BY THE RBI, OF AN AMOUNT
IN AGGREGATE NOT EXCEEDING INR 50,000
CRORES (RUPEES FIFTY THOUSAND CRORES ONLY);
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY ACCORD APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK TO SIGN AND
EXECUTE ALL SUCH DOCUMENTS, DEEDS AND
WRITINGS AND TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE DEEMED
NECESSARY, EXPEDIENT AND INCIDENTAL THERETO
WITH POWER TO SETTLE ALL QUESTIONS,
DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH
REGARD TO ANY OF THE SAID MATTERS, AND TO
DELEGATE ALL OR ANY OF ITS POWERS HEREIN
CONFERRED TO ANY COMMITTEE OF DIRECTORS AND
/ OR DIRECTOR(S) AND / OR OFFICER(S) /
EMPLOYEE(S) OF THE BANK / ANY OTHER
PERSON(S) TO GIVE EFFECT TO THE AFORESAID
RESOLUTION."
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 713329440
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: OTH
Meeting Date: 01-Dec-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS A DIRECTOR OF THE BANK
2 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS THE MANAGING DIRECTOR &
CHIEF EXECUTIVE OFFICER OF THE BANK, FOR A
PERIOD OF THREE (3) YEARS, W.E.F. OCTOBER
27, 2020, ON THE TERMS AND CONDITIONS
RELATING TO THE SAID APPOINTMENT, INCLUDING
REMUNERATION, AS APPROVED BY THE RBI
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 713725743
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3.A TO ELECT JAMES FORESE AS A DIRECTOR Mgmt For For
3.B TO ELECT STEVEN GUGGENHEIMER AS A DIRECTOR Mgmt For For
3.C TO ELECT EILEEN MURRAY AS A DIRECTOR Mgmt For For
3.D TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt For For
3.E TO RE-ELECT DR JOSE ANTONIO MEADE KURIBRENA Mgmt For For
AS A DIRECTOR
3.F TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3.G TO RE-ELECT NOEL QUINN AS A DIRECTOR Mgmt For For
3.H TO RE-ELECT EWEN STEVENSON AS A DIRECTOR Mgmt For For
3.I TO RE-ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3.J TO RE-ELECT MARK E TUCKER AS A DIRECTOR Mgmt For For
3.K TO RE-ELECT PAULINE VAN DER MEER MOHR AS A Mgmt For For
DIRECTOR
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES
14 TO CALL GENERAL MEETINGS (OTHER THAN AN Mgmt For For
AGM) ON 14 CLEAR DAYS' NOTICE
15 CLIMATE CHANGE RESOLUTION Mgmt For For
16 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: SHAREHOLDER
REQUISITIONED RESOLUTION REGARDING THE
MIDLAND BANK DEFINED BENEFIT PENSION SCHEME
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ICA GRUPPEN AB Agenda Number: 713794229
--------------------------------------------------------------------------------------------------------------------------
Security: W4241E105
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SE0000652216
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE ANNUAL GENERAL Non-Voting
MEETING : CLAES-GORAN SYLVEN
3 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES JOINTLY WITH THE CHAIRMAN:
ANNA-KARIN LILJEHOLM AND TOMMI SAUKKORIIPI
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS REPORT, AND OF THE CONSOLIDATED
ACCOUNTS AND AUDITOR'S REPORT ON THE
CONSOLIDATED ACCOUNTS
8 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND BALANCE
SHEET
9 RESOLUTION ON DISPOSITION OF THE COMPANY'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ON RECORD DATE FOR
DIVIDENDS: SEK 13.00 PER SHARE
10.A RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: CLAES-GORAN SYLVEN, CHAIRMAN
10.B RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: CECILIA DAUN WENNBORG, BOARD
MEMBER
10.C RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: LENNART EVRELL, BOARD MEMBER
10.D RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANDREA GISLE JOOSEN, BOARD MEMBER
10.E RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: FREDRIK HAGGLUND, BOARD MEMBER
10.F RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: JEANETTE JAGER, BOARD MEMBER
10.G RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MAGNUS MOBERG, BOARD MEMBER
10.H RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: FREDRIK PERSSON, BOARD MEMBER
10.I RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: BO SANDSTROM, BOARD MEMBER
10.J RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANETTE WIOTTI, BOARD MEMBER
10.K RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: JONATHON CLARKE, BOARD MEMBER,
EMPLOYEE REPRESENTATIVE
10.L RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MAGNUS REHN, BOARD MEMBER,
EMPLOYEE REPRESENTATIVE
10.M RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: DANIELA FAGERNAS, DEPUTY BOARD
MEMBER FOR EMPLOYEE REPRESENTATIVE FROM AND
INCLUDING 3 DECEMBER 2020
10.N RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANN LINDH, DEPUTY BOARD MEMBER FOR
EMPLOYEE REPRESENTATIVE UP UNTIL AND
INCLUDING 3 DECEMBER 2020
10.O RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MARCUS STRANDBERG, DEPUTY BOARD
MEMBER FOR EMPLOYEE REPRESENTATIVE
10.P RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: PER STROMBERG, CEO
10.Q RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANDERS SVENSSON, DEPUTY CEO
11 APPROVAL OF REMUNERATION REPORT Mgmt For For
12 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS: (10) AND DEPUTY MEMBERS (0)
OF BOARD DETERMINE NUMBER OF AUDITORS (1)
AND DEPUTY AUDITORS (0)
13 RESOLUTION ON BOARD MEMBERS' AND AUDITOR'S Mgmt For For
FEE
14.A ELECTION OF BOARD MEMBER: CHARLOTTE Mgmt For For
SVENSSON
14.B ELECTION OF BOARD MEMBER: CECILIA DAUN Mgmt Against Against
WENNBORG
14.C ELECTION OF BOARD MEMBER: LENNART EVRELL Mgmt For For
14.D ELECTION OF BOARD MEMBER: ANDREA GISLE Mgmt For For
JOOSEN
14.E ELECTION OF BOARD MEMBER: FREDRIK HAGGLUND Mgmt For For
14.F ELECTION OF BOARD MEMBER: MAGNUS MOBERG Mgmt For For
14.G ELECTION OF BOARD MEMBER: FREDRIK PERSSON Mgmt For For
14.H ELECTION OF BOARD MEMBER: BO SANDSTROM Mgmt For For
14.I ELECTION OF BOARD MEMBER: CLAES-GORAN Mgmt For For
SYLVEN
14.J ELECTION OF BOARD MEMBER: ANETTE WIOTTI Mgmt For For
15 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: CLAES-GORAN SYLVEN
16 ELECTION OF AUDITOR: KPMG AB Mgmt For For
17 APPOINTMENT OF THE NOMINATION COMMITTEE Mgmt For For
18 CONCLUSION OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529301 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt Against Against
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt For For
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt For For
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV Agenda Number: 713687068
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2b. SUSTAINABILITY Non-Voting
2c. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2d. REMUNERATION REPORT FOR 2020 Mgmt For For
2e. FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR Mgmt For For
2020
3a. PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3b. DIVIDEND FOR 2020: EUR 0.12 PER SHARE Mgmt For For
4a. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD IN RESPECT OF THEIR
DUTIES PERFORMED DURING THE YEAR 2020
4b. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2020
5. VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6. AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
7a. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF STEVEN VAN RIJSWIJK
7b. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF LJILJANA CORTAN
8a. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HANS WIJERS
8b. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF MARGARETE HAASE
8c. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF LODEWIJK HIJMANS VAN DEN
BERGH
9a. AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
9b. AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
10. AUTHORISATION TO ACQUIRE ORDINARY SHARES IN Mgmt For For
THE COMPANY'S OWN CAPITAL
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 3b. AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL RAND INC. Agenda Number: 935424490
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IR
ISIN: US45687V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the amendment of Article VI of Mgmt For For
the Amended and Restated Certificate of
Ingersoll Rand Inc., as amended (the
"Certificate of Incorporation"), to
declassify the board of directors and to
provide for the immediate election of all
directors.
2. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required to amend, alter, repeal or
rescind provisions of the Certificate of
Incorporation and to make a corresponding
change to the title of such Article V.
3. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required for stockholders to amend,
alter, repeal or rescind, in whole or in
part, any provision of the Bylaws of the
Company or to adopt any provision
inconsistent therewith.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
6. DIRECTOR
Peter M. Stavros* Mgmt For For
Kirk E. Arnold* Mgmt For For
Elizabeth Centoni* Mgmt For For
William P. Donnelly* Mgmt For For
Gary D. Forsee* Mgmt For For
John Humphrey* Mgmt For For
Marc E. Jones* Mgmt For For
Vicente Reynal* Mgmt For For
Joshua T. Weisenbeck* Mgmt For For
Tony L. White* Mgmt For For
Peter M. Stavros# Mgmt For For
Elizabeth Centoni# Mgmt For For
Gary D. Forsee# Mgmt For For
Tony L. White# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
JAPAN POST BANK CO.,LTD. Agenda Number: 714204067
--------------------------------------------------------------------------------------------------------------------------
Security: J2800C101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3946750001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ikeda, Norito Mgmt For For
1.2 Appoint a Director Tanaka, Susumu Mgmt For For
1.3 Appoint a Director Masuda, Hiroya Mgmt For For
1.4 Appoint a Director Onodera, Atsuko Mgmt For For
1.5 Appoint a Director Ikeda, Katsuaki Mgmt For For
1.6 Appoint a Director Chubachi, Ryoji Mgmt For For
1.7 Appoint a Director Takeuchi, Keisuke Mgmt For For
1.8 Appoint a Director Kaiwa, Makoto Mgmt For For
1.9 Appoint a Director Aihara, Risa Mgmt For For
1.10 Appoint a Director Kawamura, Hiroshi Mgmt For For
1.11 Appoint a Director Yamamoto, Kenzo Mgmt For For
1.12 Appoint a Director Urushi, Shihoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN POST INSURANCE CO.,LTD. Agenda Number: 714204055
--------------------------------------------------------------------------------------------------------------------------
Security: J2800E107
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3233250004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Senda, Tetsuya Mgmt For For
1.2 Appoint a Director Ichikura, Noboru Mgmt For For
1.3 Appoint a Director Nara, Tomoaki Mgmt For For
1.4 Appoint a Director Masuda, Hiroya Mgmt For For
1.5 Appoint a Director Suzuki, Masako Mgmt For For
1.6 Appoint a Director Saito, Tamotsu Mgmt For For
1.7 Appoint a Director Yamada, Meyumi Mgmt For For
1.8 Appoint a Director Harada, Kazuyuki Mgmt For For
1.9 Appoint a Director Yamazaki, Hisashi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For
2.2 Appoint a Director Nakata, Yu Mgmt For For
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Miki, Masayuki Mgmt For For
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713716580
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
02 TO DECLARE A FINAL DIVIDEND Mgmt No vote
03A TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Mgmt No vote
03B TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Mgmt No vote
03C TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Mgmt No vote
03D TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Mgmt No vote
03E TO RE-ELECT LINDA HICKEY AS A DIRECTOR Mgmt No vote
03F TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt No vote
03G TO RE-ELECT JOHN CRONIN AS A DIRECTOR Mgmt No vote
03H TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Mgmt No vote
03I TO RE-ELECT ANNE HERATY AS A DIRECTOR Mgmt No vote
04 TO AUTHORISE THE REMUNERATION OF THE Mgmt No vote
AUDITORS
05 TO RECEIVE THE REPORT OF THE REMUNERATION Mgmt No vote
COMMITTEE
06 TO INCREASE THE LIMIT FOR NON-EXECUTIVE Mgmt No vote
DIRECTORS' FEES
07 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
SECURITIES
08 DIS-APPLICATION OF PRE-EMPTION RIGHTS Mgmt No vote
09 ADDITIONAL 5% DIS-APPLICATION OF Mgmt No vote
PRE-EMPTION RIGHTS
10 PURCHASE OF COMPANY SHARES Mgmt No vote
11 RE-ISSUE OF TREASURY SHARES Mgmt No vote
12 TO APPROVE THE CONVENING OF CERTAIN EGMS ON Mgmt No vote
14 DAYS' NOTICE
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN RECORD DATE FROM 28 APR 2021 TO
26 APR 2021 AND DUE TO MODIFICATION OF TEXT
IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ Agenda Number: 713575516
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: ATTORNEY Non-Voting
MERJA KIVELA WILL SERVE AS CHAIRPERSON OF
THE MEETING. IN THE EVENT MERJA KIVELA IS
PREVENTED FROM SERVING AS THE CHAIRPERSON
FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL APPOINT THE PERSON THEY DEEM
THE MOST SUITABLE TO SERVE AS THE
CHAIRPERSON
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: THE COMPANY'S LEGAL COUNSEL HETA
RONKKO WILL SCRUTINIZE THE MINUTES AND
SUPERVISE THE COUNTING OF THE VOTES. IN THE
EVENT HETA RONKKO IS PREVENTED FROM
SCRUTINIZING THE MINUTES AND SUPERVISING
THE COUNTING OF THE VOTES FOR A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL APPOINT
THE PERSON THEY DEEM THE MOST SUITABLE TO
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES
THAT FOR THE FINANCIAL YEAR 2020 A DIVIDEND
OF EUR 1.7475 IS PAID FOR EACH CLASS A
SHARE AND A DIVIDEND OF EUR 1.75 IS PAID
FOR EACH CLASS B SHARE. FURTHER, THE BOARD
PROPOSES THAT AN EXTRA DIVIDEND OF EUR
0.4975 IS PAID FOR EACH CLASS A SHARE AND
AN EXTRA DIVIDEND OF EUR 0.50 IS PAID FOR
EACH CLASS B SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 CONSIDERATION OF THE REMUNERATION REPORT Mgmt Against Against
FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND COMPENSATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT EIGHT BOARD MEMBERS ARE ELECTED
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against
DIRECTORS: THE NOMINATION AND COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES TO THE GENERAL MEETING THAT MATTI
ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN,
IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND
JUHANI KASKEALA ARE RE-ELECTED TO THE BOARD
OF DIRECTORS AND JENNIFER XIN-ZHE LI IS
ELECTED AS A NEW MEMBER TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITORS
15 RESOLUTION ON THE NUMBER OF AUDITORS: IN Mgmt For For
THE BEGINNING OF 2020, KONE FINALIZED THE
MANDATORY AUDIT FIRM SELECTION PROCEDURE
CONCERNING THE AUDIT FOR THE FINANCIAL YEAR
2021. CONSEQUENTLY, AUDIT FIRM ERNST &
YOUNG OY WAS ELECTED AS THE AUDITOR OF THE
COMPANY FOR THE FINANCIAL YEAR 2021 ALREADY
IN THE GENERAL MEETING 2020 AND IN THE SAME
CONTEXT ALSO THE NUMBER OF AUDITORS FOR THE
FINANCIAL YEAR 2021 WAS RESOLVED.
THEREFORE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS NOW PROPOSES TO THE GENERAL
MEETING THAT ONE AUDITOR IS ELECTED FOR THE
COMPANY FOR A TERM ENDING AT THE CONCLUSION
OF THE FOLLOWING ANNUAL GENERAL MEETING
16 ELECTION OF AUDITORS: IN THE BEGINNING OF Mgmt For For
2020, KONE FINALIZED THE MANDATORY AUDIT
FIRM SELECTION PROCEDURE CONCERNING THE
AUDIT FOR THE FINANCIAL YEAR 2021.
CONSEQUENTLY, AUDIT FIRM ERNST & YOUNG OY
WAS ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEAR 2021 ALREADY IN THE
GENERAL MEETING 2020. THEREFORE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS NOW
PROPOSES TO THE GENERAL MEETING THAT AUDIT
FIRM ERNST & YOUNG OY BE ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE FOLLOWING ANNUAL
GENERAL MEETING
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONICA MINOLTA,INC. Agenda Number: 714196397
--------------------------------------------------------------------------------------------------------------------------
Security: J36060119
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3300600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Matsuzaki, Masatoshi Mgmt For For
1.2 Appoint a Director Yamana, Shoei Mgmt For For
1.3 Appoint a Director Fujiwara, Taketsugu Mgmt For For
1.4 Appoint a Director Hodo, Chikatomo Mgmt For For
1.5 Appoint a Director Tachibana Fukushima, Mgmt For For
Sakie
1.6 Appoint a Director Sakuma, Soichiro Mgmt For For
1.7 Appoint a Director Ichikawa, Akira Mgmt For For
1.8 Appoint a Director Ito, Toyotsugu Mgmt For For
1.9 Appoint a Director Suzuki, Hiroyuki Mgmt For For
1.10 Appoint a Director Taiko, Toshimitsu Mgmt For For
1.11 Appoint a Director Hatano, Seiji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 712988988
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: EGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF A MEMBER OF THE SUPERVISORY
BOARD OF KPN: MR. ALEJANDRO PLATER
3 PROPOSAL TO APPOINT MR. ALEJANDRO DOUGLASS Mgmt For For
PLATER AS MEMBER OF THE SUPERVISORY BOARD
4 ANY OTHER BUSINESS AND CLOSURE OF THE Non-Voting
MEETING
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 713650706
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2020
3. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2020
4. REMUNERATION REPORT IN THE FISCAL YEAR 2020 Mgmt For For
(ADVISORY VOTE)
5. EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
6. PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt For For
FISCAL YEAR 2020: EUR 13.00 PER SHARE
7. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY
8. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
9. PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2022: ERNST AND YOUNG
ACCOUNTANTS LLP
10. OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF MEMBERS OF THE SUPERVISORY
BOARD
11. PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
12. PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
13. ANNOUNCEMENT CONCERNING VACANCIES IN THE Non-Voting
SUPERVISORY BOARD ARISING IN 2022
14. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
15. PROPOSAL TO REDUCE THE CAPITAL BY Mgmt For For
CANCELLING OWN SHARES
16. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
17. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
18. ANY OTHER BUSINESS Non-Voting
19. VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG Agenda Number: 713023909
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: EGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 RESOLUTION REGARDING THE DISTRIBUTION OF Mgmt For For
DIVIDENDS UPON APPROVAL BY THE
EXTRAORDINARY GENERAL MEETING, PAYMENT OF
THE DIVIDEND FOR THE BUSINESS YEAR 2019
WILL BE EFFECTED AS OF 8 SEPTEMBER 2020
CMMT 13 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVED SPACES FROM THE
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713718560
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
12 TO ELECT MARTIN BRAND AS A DIRECTOR Mgmt For For
13 TO ELECT ERIN BROWN AS A DIRECTOR Mgmt For For
14 TO ELECT ANNA MANZ AS A DIRECTOR Mgmt For For
15 TO ELECT DOUGLAS STEENLAND AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
17 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
19 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
UK SAYE
21 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSES OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 713733170
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531517 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTION: CHF
3.00 PER SHARE
5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
DOROTHEE DEURING
5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ANGELICA KOHLMANN
5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
CHRISTOPH MADER
5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
BARBARA RICHMOND
5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
JURGEN STEINEMANN
5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
OLIVIER VERSCHEURE
5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: ANGELICA KOHLMANN
5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: CHRISTOPH MADER
5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: JURGEN STEINEMANN
6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For
7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For
INDEPENDENT PROXY
8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
AGGREGATE AMOUNT OF VARIABLE SHORT-TERM
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF VARIABLE
LONG-TERM COMPENSATION OF THE EXECUTIVE
COMMITTEE
10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For
11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE ANNUAL GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PORPOSAL; ABSTAIN)
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr For Against
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTOINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
NICOLAS BAZIRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CHARLES DE CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For
DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT
FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For
FINANCIAL YEAR 2020 TO THE DIRECTORS'
COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against
2020 TO THE COMPENSATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
THE DEPUTY CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS
16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE
COMPANY'S SHARES FOR A MAXIMUM PURCHASE
PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION
EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO REDUCE THE
SHARE CAPITAL BY CANCELLING SHARES HELD BY
THE COMPANY FOLLOWING THE REPURCHASE OF ITS
OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE CAPITAL BY
INCORPORATING PROFITS, RESERVES, PREMIUMS
OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, BY WAY OF A PUBLIC
OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT
OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE NUMBER OF SHARES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF
SUBSCRIPTION IN THE CONTEXT OF
OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF
SECURITIES PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES AS REMUNERATION OF SECURITIES
CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE
SUBSCRIPTION OPTIONS WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE
COMPANY AND RELATED ENTITIES, WITHIN THE
LIMIT OF 1% OF THE CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF
THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR Mgmt For For
IMMEDIATE OR FUTURE CAPITAL INCREASES
DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For
CONCERNING THE STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: OGM
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101411-55 AND PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
OGM AND ADDITTION OF CDI COMMENT AND CHANGE
IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED
TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY
CARRY A HEIGHTENED RISK OF BEING REJECTED.
THANK YOU AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt For For
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 714265281
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Fujii, Mariko Mgmt For For
2.2 Appoint a Director Honda, Keiko Mgmt For For
2.3 Appoint a Director Kato, Kaoru Mgmt For For
2.4 Appoint a Director Kuwabara, Satoko Mgmt For For
2.5 Appoint a Director Toby S. Myerson Mgmt For For
2.6 Appoint a Director Nomoto, Hirofumi Mgmt Against Against
2.7 Appoint a Director Shingai, Yasushi Mgmt For For
2.8 Appoint a Director Tsuji, Koichi Mgmt For For
2.9 Appoint a Director Tarisa Watanagase Mgmt For For
2.10 Appoint a Director Ogura, Ritsuo Mgmt For For
2.11 Appoint a Director Miyanaga, Kenichi Mgmt For For
2.12 Appoint a Director Mike, Kanetsugu Mgmt For For
2.13 Appoint a Director Araki, Saburo Mgmt For For
2.14 Appoint a Director Nagashima, Iwao Mgmt For For
2.15 Appoint a Director Hanzawa, Junichi Mgmt For For
2.16 Appoint a Director Kamezawa, Hironori Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of a plan
outlining the company's business strategy
to align its financing and investments with
the goals of the Paris Agreement)
4 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Early Submission of
Securities Reports)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Parental
Child Abduction)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Financing and
Other Inappropriate or Irregular
Transactions with Antisocial Forces or the
Parties that Provide Benefit Thereto)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Helpline
for Whistle-Blowers)
8 Shareholder Proposal: Appoint a Director Shr Against For
Ino, Tatsuki
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 714218509
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakai, Tatsufumi Mgmt For For
1.2 Appoint a Director Imai, Seiji Mgmt For For
1.3 Appoint a Director Umemiya, Makoto Mgmt For For
1.4 Appoint a Director Wakabayashi, Motonori Mgmt For For
1.5 Appoint a Director Kaminoyama, Nobuhiro Mgmt For For
1.6 Appoint a Director Sato, Yasuhiro Mgmt For For
1.7 Appoint a Director Hirama, Hisaaki Mgmt For For
1.8 Appoint a Director Kainaka, Tatsuo Mgmt For For
1.9 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
1.10 Appoint a Director Sato, Ryoji Mgmt For For
1.11 Appoint a Director Tsukioka, Takashi Mgmt For For
1.12 Appoint a Director Yamamoto, Masami Mgmt For For
1.13 Appoint a Director Kobayashi, Izumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-FranCois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO.,LTD. Agenda Number: 714243855
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Murata, Tsuneo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakajima,
Norio
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwatsubo,
Hiroshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishitani,
Masahiro
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Ryuji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minamide,
Masanori
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shigematsu,
Takashi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasuda, Yuko
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 713620563
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE BOARD OF DIRECTORS' ORAL REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES IN THE PAST FINANCIAL
YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT 2020
3 RESOLUTION TO DISTRIBUTE THE PROFIT Mgmt For For
ACCORDING TO THE ADOPTED ANNUAL REPORT 2020
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
OF THE BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
LEVEL FOR 2021
6.1 ELECTION OF HELGE LUND AS CHAIR Mgmt For For
6.2 ELECTION OF JEPPE CHRISTIANSEN AS Mgmt For For
VICE-CHAIR
6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HENRIK POULSEN
7 APPOINTMENT OF AUDITOR: DELOITTE Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB
8.1 REDUCTION OF THE COMPANY'S B SHARE CAPITAL Mgmt For For
BY NOMINALLY DKK 8,000,000 BY CANCELLATION
OF B SHARES
8.2 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
8.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES
OF ASSOCIATION
8.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
EXTENSION OF AUTHORISATION TO THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITA
8.4.A INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF THE BOARD OF DIRECTORS
8.4.B INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF EXECUTIVE MANAGEMENT
8.5 AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For
8.6.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt Against Against
VIRTUAL GENERAL MEETINGS
8.6.B AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL
MEETINGS
8.6.C AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
DIFFERENTIATION OF VOTES
8.7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER KRITISKE AKTIONAERER ON MAKING
A PLAN FOR CHANGED OWNERSHIP
9 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.2, 6.3.A TO
6.3.F AND 7. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 713059334
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
460645, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458200 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE MEETING HAS BEEN SET Non-Voting
UP USING THE RECORD DATE 18 SEP 2020, SINCE
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 19 SEP 2020. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
BALANCE SHEET PROFIT REPORTED IN THE
FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR
1.75 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2019
5 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2019
6 APPOINTMENT OF THE AUDITOR AND GROUP Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST
YOUNG AS AUDITORS FOR FISCAL 2020
7 RESOLUTION ON THE REMUNERATION POLICY FOR Mgmt For For
THE EXECUTIVE BOARD AND THE SUPERVISORY
BOARD
8.I RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN Mgmt For For
8.II RESOLUTIONS ON THE EQUITY DEFERRAL Mgmt For For
9.A ELECTION TO THE SUPERVISORY BOARD: MS. Mgmt For For
GERTRUDE TUMPEL-GUGERELL
9.B ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt For For
WOLFGANG C. BERNDT
10 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt For For
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL ACCORDING TO SECTION 169 AUSTRIAN
STOCK CORPORATION ACT WITH THE POSSIBILITY
TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO
ADJUST FRACTIONAL AMOUNTS OR (II) TO
SATISFY STOCK TRANSFER PROGRAMS, IN
PARTICULAR LONG TERM INCENTIVE PLANS,
EQUITY DEFERRALS OR OTHER PARTICIPATION
PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS
(AUTHORIZED CAPITAL) AND ON THE AMENDMENT
OF THE ARTICLES OF ASSOCIATION IN SECTION 3
AND AUTHORIZATION OF THE SUPERVISORY BOARD
TO ADOPT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION RESULTING FROM THE ISSUANCE OF
SHARES ACCORDING TO THE AUTHORIZED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 713953455
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524608 DUE TO RECEIVED
ADDITIONAL RESOLUTION A. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 2,387,482,026.44. APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
TO ALLOCATE THE EARNINGS AS FOLLOWS:
ORIGIN: EARNINGS FOR THE FINANCIAL YEAR:
EUR 2,387,482,026.44 RETAINED EARNINGS: EUR
9,107,533,866.28 DISTRIBUTABLE INCOME: EUR
11,495,015,892.72 ALLOCATION: DIVIDENDS:
EUR 0.90 PER SHARES (INCLUDING EUR 0.20
PAID ON AN ON-OFF BASIS) RETAINED EARNINGS:
THE BALANCE THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.90 PER
SHARE INCLUDING THE DEPOSIT DIVIDEND OF EUR
0.40 PAID ON DECEMBER 9TH 2020, WHICH WILL
BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND BALANCE OF EUR 0.50 WILL BE
PAID ON JUNE 17TH 2021. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65
PER SHARE FOR FISCAL YEAR 2017 EUR 0.70 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2019 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS. RESULTS
APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, AND
NOTES THAT NO SUCH AGREEMENT WAS ENTERED
INTO DURING SAID FISCAL YEAR. SPECIAL
REPORT
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY BPIFRANCE
PARTICIPATIONS AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
RENEWAL OF A TERM OF OFFICE
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY KPMG S.A. AS
STATUTORY AUDITOR FOR A 6-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY SALUSTRO REYDEL
AS ALTERNATE AUDITOR FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
STATUTORY AUDITOR, THE COMPANY DELOITTE FOR
A 6-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2026 FISCAL
YEAR, TO REPLACE THE COMPANY ERNST AND
YOUNG AUDIT AFTER THE END OF ITS TERM.
APPOINTMENT
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
ALTERNATE AUDITOR, THE COMPANY BEAS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR, TO
REPLACE THE COMPANY AUDITEX AFTER THE END
OF ITS TERM. APPOINTMENT
10 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
TRANSFER THE HEAD OFFICE OF THE COMPANY TO
111 QUAI DU PRESIDENT ROOSEVELT, 92130
ISSY-LES-MOULINEAUX, FRANCE, AS DECIDED
DURING THE SHAREHOLDERS' MEETING ON
FEBRUARY 17TH 2021. NEW REGISTERED OFFICE
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 22-10-34
I. OF THE FRENCH COMMERCIAL CODE, APPROVES
SECTIONS 5.4.1.2, 5.4.2.1 AND 5.4.2.3 OF
THE UNIVERSAL REGISTRATION DOCUMENT OF THE
COMPANY FOR THE 2020 FISCAL YEAR. SPECIAL
REPORT
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
STEPHANE RICHARD AS CEO FOR THE 2020
FINANCIAL YEAR. COMPENSATION
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
RAMON FERNANDEZ AS DEPUTY MANAGING DIRECTOR
FOR THE 2020 FINANCIAL YEAR. COMPENSATION
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
GERVAIS PELLISSIER AS DEPUTY MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR.
COMPENSATION
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTORS, FOR THE 2020
FISCAL YEAR. APPROVAL OF THE COMPENSATION
POLICY
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
NON-MANAGERS DIRECTORS, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 24.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 6,384,135,837.60. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORIZATION TO BUY BACK SHARES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 2,000,000,000.00, BY
ISSUANCE, WITH THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF: -SHARES; -EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF THE COMPANY -SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OR TO BE ISSUED BY A SUBSIDIARY
-EQUITIES GIVING ACCESS TO EXISTING EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF A COMPANY
OF WHICH THE COMPANY HOLDS RIGHTS IN THE
SHARE CAPITAL HOWEVER, IT CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER, UNLESS
AUTHORIZED IN APPLICATION OF RESOLUTION 20
SUBMITTED TO THIS MEETING. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 16. CAPITAL INCREASE THROUGH
ISSUANCE, WITH PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND/OR
SECURITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 19 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
1,000,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 22 SUBMITTED TO
THIS MEETING. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 18. CAPITAL INCREASE BY
ISSUING SHARES WITHOUT PREFERRED
SUBSCRIPTION RIGHT BY OFFERS
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 21 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL UP TO EUR 1,000,000,000.00 (OR 20
PERCENT OF THE SHARE CAPITAL) COUNTING
AGAINST RESOLUTION 21, BY WAY OF A PRIVATE
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 24 SUBMITTED TO
THIS MEETING. THIS AUTHORIZATION SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
21TH 2019 IN RESOLUTION NR 20. CAPITAL
INCREASE BY ISSUING SHARES WITHOUT
PREFERRED SUBSCRIPTION RIGHT BY OFFERS
24 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 23 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 19 TO 24 HEREIN EXCEED
THE INITIAL NUMBER OF SECURITIES TO BE
ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD. AUTHORIZATION TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION)
26 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO ISSUE SHARES,
EQUITY SECURITIES GIVING ACCESS TO EXISTING
SHARES OR GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND SECURITIES GIVING
RIGHTS TO SHARES TO BE ISSUED, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE AMOUNT OF SHARES TO BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00 AND COUNT AGAINST
RESOLUTION 21 OF THIS MEETING. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER, UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 27 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 21TH 2019 IN RESOLUTION NR
23. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. ISSUE OF EQUITY
SECURITIES AND SECURITIES IN THE EVENT OF A
PUBLIC EXCHANGE OFFER
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 26 (SUBJECT TO
ITS APPROVAL BY THIS MEETING)AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
28 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL, UP TO EUR 1,000,000,000.00 (OR 10
PERCENT OF THE SHARE CAPITAL), BY ISSUING
SHARES, EQUITY SECURITIES GIVING ACCESS TO
EXISTING SHARES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES AND
SECURITIES GIVING ACCESS TO SHARES TO BE
ISSUED, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
RESOLUTION NUMBER 21. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER,
UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 29 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 28 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
30 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt For For
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 19 TO 29 TO EUR
3,000,000,000.00. DETERMINATION OF OVERALL
VALUE OF THE CAPITAL INCREASE
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE, FREE OF
CHARGE, EXISTING OR TO BE ISSUED COMPANY
SHARES, IN FAVOR OF MANAGING CORPORATE
OFFICERS AND SOME EMPLOYEES OF THE COMPANY
OR A RELATED COMPANY, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, THIS
DELEGATION IS GIVEN FOR A 12-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED 0.07 PERCENT OF THE SHARE CAPITAL,
NOTED THAT THE SHARES GIVEN TO THE MANAGING
CORPORATE OFFICERS CANNOT EXCEED 100,000
SHARES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 19. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE RESERVED FOR
EMPLOYEES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES, EQUITY
SECURITIES GIVING ACCESS TO EXISTING SHARES
OR GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND SECURITIES GIVING ACCESS TO
SHARES TO BE ISSUED. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
200,000,000.00. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 19TH 2020 IN RESOLUTION NR
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
33 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
2,000,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 30. SHARE CAPITAL INCREASE BY
CAPITALIZING RESERVES, PROFITS OR PREMIUMS
34 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 18, UP TO 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DECIDES TO CHARGE
THE EXCESS OF THE PURCHASE PRICE OVER THE
SHARE'S NOMINAL VALUE ON THE ISSUANCE
PREMIUM ACCOUNT, OR ANY OTHER AVAILABLE
RESERVE ACCOUNT, WITHIN THE LIMIT OF 10
PERCENT OF THE CAPITAL REDUCTION. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 21. AUTHORIZATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
35 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, SUBJECT TO THE ADOPTION OF
RESOLUTION 31, AUTHORIZES THE BOARD OF
DIRECTORS TO GRANT, FOR FREE EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.4 PERCENT OF THE SHARE
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR A 12-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AMENDMENT TO THE RESOLUTION 31 - SHARE
CAPITAL INCREASE RESERVED FOR EMPLOYEES
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING DECIDES TO AMEND ARTICLE 13 OF THE
BYLAWS, IN ORDER TO SET A MAXIMUM NUMBER OF
TERMS OF OFFICE THAT THE DIRECTORS OF THE
COMPANY CAN ACCEPT TO EXERCISE THE
FUNCTIONS OF DIRECTOR OF THE COMPANY.
AMENDMENT TO ARTICLES OF THE BYLAWS
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104192101016-47
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIs) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND INTERMEDIARY
CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ORION CORPORATION Agenda Number: 713598122
--------------------------------------------------------------------------------------------------------------------------
Security: X6002Y112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: FI0009014377
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING: JUKKA Non-Voting
LAITASALO, ATTORNEY-AT-LAW, WILL ACT AS THE
CHAIRMAN. IF JUKKA LAITASALO IS NOT ABLE TO
ACT AS CHAIRMAN DUE TO A WEIGHTY REASON,
THE BOARD OF DIRECTORS WILL APPOINT A
PERSON IT DEEMS MOST SUITABLE TO ACT AS
CHAIRMAN. THE CHAIRMAN MAY APPOINT A
SECRETARY FOR THE ANNUAL GENERAL MEETING
3 ELECTION OF THE PERSON TO CONFIRM THE Non-Voting
MINUTES AND THE PERSONS TO VERIFY THE
COUNTING OF VOTES: OLLI HUOTARI, SENIOR
VICE PRESIDENT, CORPORATE FUNCTIONS, WILL
ACT AS THE PERSON TO CONFIRM THE MINUTES
AND VERIFY THE COUNTING OF VOTES. IF OLLI
HUOTARI IS UNABLE TO ACT AS THE PERSON TO
CONFIRM THE MINUTES AND VERIFY THE COUNTING
OF THE VOTES DUE TO A WEIGHTY REASON, THE
BOARD OF DIRECTORS WILL APPOINT A PERSON IT
DEEMS MOST SUITABLE TO ACT AS THE PERSON TO
CONFIRM THE MINUTES AND SUPERVISE THE
COUNTING OF VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE LIST OF VOTES: SHAREHOLDERS WHO HAVE
VOTED IN ADVANCE WITHIN THE ADVANCE VOTING
PERIOD AND HAVE THE RIGHT TO ATTEND THE
ANNUAL GENERAL MEETING UNDER CHAPTER 5,
SECTIONS 6 AND 6 A OF THE FINNISH COMPANIES
ACT WILL BE DEEMED TO HAVE PARTICIPATED AT
IN THE ANNUAL GENERAL MEETING
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
2020, THE REPORT OF THE BOARD OF DIRECTORS
AND THE AUDITOR'S REPORT - REVIEW BY THE
PRESIDENT AND CEO: REVIEW BY THE PRESIDENT
AND CEO. THE COMPANY'S FINANCIAL STATEMENT
DOCUMENTS FOR THE FINANCIAL YEAR 2020,
WHICH INCLUDE THE COMPANY'S FINANCIAL
STATEMENTS, THE REPORT OF THE BOARD OF
DIRECTORS AND THE AUDITOR'S REPORT AND
WHICH ARE AVAILABLE ON THE COMPANY'S
WEBSITE NO LATER THAN THREE WEEKS PRIOR TO
THE ANNUAL GENERAL MEETING, WILL BE DEEMED
TO HAVE BEEN PRESENTED TO THE ANNUAL
GENERAL MEETING UNDER THIS ITEM
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 DECISION ON THE USE OF THE PROFITS SHOWN ON Mgmt For For
THE BALANCE SHEET AND THE PAYMENT OF THE
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.50 PER SHARE BE
PAID ON THE BASIS OF THE BALANCE SHEET
CONFIRMED FOR THE FINANCIAL YEAR THAT ENDED
ON 31 DECEMBER 2020. ACCORDING TO THE
PROPOSAL, THE DIVIDEND IS PAID TO ORION
CORPORATION SHAREHOLDERS ENTERED IN THE
COMPANY'S REGISTER OF SHAREHOLDERS
MAINTAINED BY EUROCLEAR FINLAND LTD ON THE
RECORD DATE OF THE DIVIDEND DISTRIBUTION,
29 MARCH 2021. THE DATE OF THE DIVIDEND
PAYMENT IS 7 APRIL 2021. IN ADDITION, THE
BOARD OF DIRECTORS PROPOSES THAT EUR
350,000 OF THE COMPANY'S DISTRIBUTABLE
FUNDS BE DONATED TO MEDICAL RESEARCH AND
OTHER PURPOSES OF PUBLIC INTEREST AS
DECIDED BY THE BOARD OF DIRECTORS. THE
LIQUIDITY OF THE COMPANY IS GOOD AND, IN
THE OPINION OF THE BOARD OF DIRECTORS, THE
PROPOSED PROFIT DISTRIBUTION WOULD NOT
COMPROMISE THE LIQUIDITY OF THE COMPANY
9 DECISION ON THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 REMUNERATION REPORT: THE BOARD OF DIRECTORS Mgmt Against Against
PROPOSES THAT THE REMUNERATION REPORT FOR
THE COMPANY'S GOVERNING BODIES FOR 2020 BE
APPROVED. THE RESOLUTION IS ADVISORY IN
ACCORDANCE WITH THE FINNISH COMPANIES ACT.
THE REMUNERATION REPORT IS AVAILABLE ON THE
COMPANY'S WEBSITE AT WWW.ORION.FI/EN AT THE
LATEST THREE WEEKS BEFORE THE ANNUAL
GENERAL MEETING
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATIONS ON
THESE PROPOSALS. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
11 DECISION ON THE REMUNERATION OF THE MEMBERS Mgmt For
OF THE BOARD OF DIRECTORS: THE COMPANY'S
NOMINATION COMMITTEE'S RECOMMENDATION
CONCERNING THE REMUNERATION AND THE NUMBER
OF THE MEMBERS OF THE BOARD OF DIRECTORS AS
WELL AS THE ELECTION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE CHAIRMAN HAS
BEEN PUBLISHED ON 12 JANUARY 2021 AS A
STOCK EXCHANGE RELEASE. ON 19 JANUARY 2021,
THE BOARD OF DIRECTORS OF THE COMPANY HAS
RECEIVED A PROPOSAL FOR DECISION FROM
ILMARINEN MUTUAL PENSION INSURANCE COMPANY
ACCORDING TO WHICH THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS WOULD BE
PAID PURSUANT TO THE RECOMMENDATION OF THE
NOMINATION COMMITTEE. THE BOARD OF
DIRECTORS HAS DECIDED TO PUBLISH
ILMARINEN'S PROPOSAL FOR DECISION AS A
PROPOSAL ON THE REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS TO THE ANNUAL
GENERAL MEETING. ACCORDING TO THE PROPOSAL
FOR DECISION, THE FOLLOWING REMUNERATIONS
WOULD BE PAID TO THE BOARD OF DIRECTORS: AS
AN ANNUAL FEE, THE CHAIRMAN WOULD RECEIVE
EUR 90,000, THE VICE CHAIRMAN WOULD RECEIVE
EUR 55,000 AND THE OTHER MEMBERS WOULD
RECEIVE EUR 45,000 EA
12 DECISION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: IN ACCORDANCE WITH THE
RECOMMENDATION BY THE COMPANY'S NOMINATION
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
NUMBER OF THE MEMBERS OF THE BOARD OF
DIRECTORS BE EIGHT
13 ELECTION OF THE MEMBERS AND THE CHAIRMAN OF Mgmt For
THE BOARD OF DIRECTORS: IN ACCORDANCE WITH
THE RECOMMENDATION BY THE NOMINATION
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
PRESENT MEMBERS OF THE BOARD, KARI JUSSI
AHO, PIA KALSTA, ARI LEHTORANTA, TIMO
MAASILTA, HILPI RAUTELIN, EIJA RONKAINEN
AND MIKAEL SILVENNOINEN WOULD BE ELECTED
FOR THE NEXT TERM OF OFFICE AND VELI-MATTI
MATTILA, M.SC (TECH.), MBA WOULD BE ELECTED
AS A NEW MEMBER. MIKAEL SILVENNOINEN WOULD
BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD.
ALL PROPOSED MEMBERS HAVE BEEN ASSESSED TO
BE INDEPENDENT OF THE COMPANY AND ITS
SIGNIFICANT SHAREHOLDERS
14 DECISION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR: IN ACCORDANCE WITH THE
RECOMMENDATION BY THE BOARD'S AUDIT
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
REMUNERATIONS TO THE AUDITOR BE PAID ON THE
BASIS OF INVOICING APPROVED BY THE COMPANY
15 ELECTION OF THE AUDITOR: IN ACCORDANCE WITH Mgmt For For
THE RECOMMENDATION BY THE BOARD'S AUDIT
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT
AUTHORISED PUBLIC ACCOUNTANTS KPMG OY AB BE
ELECTED AS THE COMPANY'S AUDITOR
16 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON SHARE ISSUE: THE BOARD OF
DIRECTORS PROPOSES TO THE ANNUAL GENERAL
MEETING TO BE HELD ON 25 MARCH 2021 THAT
THE BOARD OF DIRECTORS BE AUTHORISED TO
DECIDE ON ISSUANCE OF NEW SHARES ON THE
FOLLOWING TERMS AND CONDITIONS: NUMBER OF
SHARES TO BE ISSUED: ON THE BASIS OF THE
AUTHORISATION, THE BOARD OF DIRECTORS SHALL
BE ENTITLED TO DECIDE ON THE ISSUANCE OF NO
MORE THAN 14,000,000 NEW CLASS B SHARES.
THE MAXIMUM NUMBER OF SHARES TO BE ISSUED
CORRESPONDS TO LESS THAN 10% OF ALL SHARES
IN THE COMPANY AND LESS THAN 2% OF ALL
VOTES IN THE COMPANY. NEW SHARES MAY BE
ISSUED ONLY AGAINST PAYMENT. SHAREHOLDER'S
PRE-EMPTIVE RIGHTS AND DIRECTED SHARE ISSUE
NEW SHARES MAY BE ISSUED -IN A TARGETED
ISSUE TO THE COMPANY'S SHAREHOLDERS IN
PROPORTION TO THEIR HOLDINGS AT THE TIME OF
THE ISSUE REGARDLESS OF WHETHER THEY OWN
CLASS A OR B SHARES; OR - IN A TARGETED
ISSUE, DEVIATING FROM THE SHAREHOLDER'S
PRE-EMPTIVE RIGHTS, IF THERE IS A WEIGHTY
FINANCIAL REASON, SUCH AS THE DEVELOPMENT
OF THE CAPITAL STRUCTURE OF THE COMPANY,
USING THE
17 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 714242714
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Irie, Shuji Mgmt For For
2.3 Appoint a Director Taniguchi, Shoji Mgmt For For
2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For
2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For
2.6 Appoint a Director Stan Koyanagi Mgmt For For
2.7 Appoint a Director Takenaka, Heizo Mgmt For For
2.8 Appoint a Director Michael Cusumano Mgmt For For
2.9 Appoint a Director Akiyama, Sakie Mgmt For For
2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.11 Appoint a Director Sekine, Aiko Mgmt For For
2.12 Appoint a Director Hodo, Chikatomo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA Agenda Number: 713728307
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING ELECT CHAIRMAN OF MEETING Mgmt No vote
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 2.75 PER SHARE
3 APPROVE GUIDELINES FOR INCENTIVE BASED Mgmt No vote
COMPENSATION FOR EXECUTIVE MANAGEMENT
4 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
5.1 AUTHORIZE REPURCHASE OF SHARES FOR USE IN Mgmt No vote
EMPLOYEE INCENTIVE PROGRAMS
5.2 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE AND/OR CANCELLATION OF
REPURCHASED SHARES
6.1 REELECT STEIN HAGEN AS DIRECTOR Mgmt No vote
6.2 REELECT INGRID BLANK AS DIRECTOR Mgmt No vote
6.3 REELECT NILS SELTE AS DIRECTOR Mgmt No vote
6.4 REELECT LISELOTT KILAAS AS DIRECTOR Mgmt No vote
6.5 REELECT PETER AGNEFJALL AS DIRECTOR Mgmt No vote
6.6 REELECT ANNA MOSSBERG AS DIRECTOR Mgmt No vote
6.7 REELECT ANDERS KRISTIANSEN AS DIRECTOR Mgmt No vote
6.8 REELECT CAROLINE KJOS AS DEPUTY DIRECTOR Mgmt No vote
7 ELECT NILS-HENRIK PETTERSSON AS MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
8 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
9 APPROVE REMUNERATION OF NOMINATING Mgmt No vote
COMMITTEE
10 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
CMMT 26 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt Against Against
compensation.
5. Shareholder proposal regarding greenhouse Shr For Against
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 713657293
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVE ANNUAL REMUNERATION REPORT Mgmt For For
3 DECLARATION OF 2020 FINAL DIVIDEND: 33.4P Mgmt For For
PER SHARE
4 RE-APPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
5 AUDITORS' REMUNERATION Mgmt For For
6 ELECT PAUL WALKER AS A DIRECTOR Mgmt For For
7 ELECT JUNE FELIX AS A DIRECTOR Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS A DIRECTOR Mgmt For For
9 RE-ELECT WOLFHART HAUSER AS A DIRECTOR Mgmt For For
10 RE-ELECT CHARLOTTE HOGG AS A DIRECTOR Mgmt For For
11 RE-ELECT MARIKE VAN LIER LELS AS A DIRECTOR Mgmt For For
12 RE-ELECT NICK LUFF AS A DIRECTOR Mgmt For For
13 RE-ELECT ROBERT MACLEOD AS A DIRECTOR Mgmt For For
14 RE-ELECT LINDA SANFORD AS A DIRECTOR Mgmt For For
15 RE-ELECT ANDREW SUKAWATY AS A DIRECTOR Mgmt For For
16 RE-ELECT SUZANNE WOOD AS A DIRECTOR Mgmt For For
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 713713988
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT: IMPLEMENTATION REPORT
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For
KPMG LLP AS AUDITORS OF RIO TINTO PLC TO
HOLD OFFICE UNTIL THE CONCLUSION OF RIO
TINTO'S 2022 ANNUAL GENERAL MEETINGS
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For
GLOBAL EMPLOYEE SHARE PLAN
18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For
BUY-BACK AUTHORITIES (SPECIAL RESOLUTION)
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON EMISSIONS TARGETS
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda Number: 713697398
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: Non-Voting
ATTORNEY-AT-LAW MIKKO HEINONEN
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAWYER LAURI MARJAMAKI SHALL
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE BOARD OF DIRECTORS' REPORT AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.70 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 REMUNERATION REPORT FOR GOVERNING BODIES Mgmt Against Against
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND REMUNERATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION AND REMUNERATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE CURRENT MEMBERS OF THE
BOARD CHRISTIAN CLAUSEN, FIONA CLUTTERBUCK,
GEORG EHRNROOTH, JANNICA FAGERHOLM, JOHANNA
LAMMINEN, RISTO MURTO AND BJORN WAHLROOS BE
RE-ELECTED FOR A TERM CONTINUING UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
OF THE CURRENT MEMBERS ANTTI MAKINEN IS NOT
AVAILABLE FOR RE-ELECTION. THE COMMITTEE
PROPOSES THAT MARKUS RAURAMO BE ELECTED AS
A NEW MEMBER TO THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF THE AUDITOR: THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRM DELOITTE LTD BE ELECTED AS
THE COMPANY'S AUDITOR UNTIL CLOSE OF THE
NEXT ANNUAL GENERAL MEETING. DELOITTE LTD
HAS ANNOUNCED THAT JUKKA VATTULAINEN, APA,
WILL ACT AS THE PRINCIPALLY RESPONSIBLE
AUDITOR IF THE ANNUAL GENERAL MEETING
ELECTS DELOITTE LTD TO ACT AS THE COMPANY'S
AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda Number: 713725820
--------------------------------------------------------------------------------------------------------------------------
Security: W74857165
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0000667891
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: ANN GREVELIUS, ALECTA, ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND
AUDITOR'S REPORT FOR THE GROUP
7 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT, BALANCE SHEET,
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET
8.1 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN MOLIN (CHAIRMAN)
8.2 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JENNIFER ALLERTON (BOARD
MEMBER)
8.3 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: CLAES BOUSTEDT (BOARD
MEMBER)
8.4 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MARIKA FREDRIKSSON (BOARD
MEMBER)
8.5 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN KARLSTROM (BOARD
MEMBER)
8.6 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: HELENA STJERNHOLM (BOARD
MEMBER)
8.7 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: LARS WESTERBERG (BOARD
MEMBER)
8.8 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: STEFAN WIDING (BOARD
MEMBER AND PRESIDENT)
8.9 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: KAI WARN (BOARD MEMBER)
8.10 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: TOMAS KARNSTROM (EMPLOYEE
REPRESENTATIVE)
8.11 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS LILJA (EMPLOYEE
REPRESENTATIVE)
8.12 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS ANDERSSON (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.13 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MATS LUNDBERG (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.14 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: BJORN ROSENGREN (FORMER
BOARD MEMBER AND PRESIDENT)
9 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For For
COMPANY'S RESULT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON
RECORD DAY: THE BOARD OF DIRECTORS PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVE ON
A DIVIDEND OF SEK 6.50 PER SHARE. THURSDAY,
29 APRIL 2021 IS PROPOSED AS THE RECORD
DAY. IF THE MEETING APPROVES THESE
PROPOSALS, IT IS ESTIMATED THAT THE
DIVIDEND BE PAID BY EUROCLEAR SWEDEN AB ON
TUESDAY, 4 MAY 2021
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS:
THE NOMINATION COMMITTEE PROPOSES EIGHT
BOARD MEMBERS WITH NO DEPUTIES AND ONE
REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITOR
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITOR
12.1 ELECTION OF BOARD MEMBER: ANDREAS Mgmt For For
NORDBRANDT (NEW)
12.2 ELECTION OF BOARD MEMBER: JENNIFER ALLERTON Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARIKA Mgmt For For
FREDRIKSSON (RE-ELECTION)
12.5 ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: STEFAN WIDING Mgmt For For
(RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: KAI WARN Mgmt For For
(RE-ELECTION)
13 ELECTION OF CHAIRMAN OF THE BOARD: THE Mgmt For For
NOMINATION COMMITTEE PROPOSES RE-ELECTION
OF JOHAN MOLIN AS CHAIRMAN OF THE BOARD OF
DIRECTORS
14 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, PURSUANT TO THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
RE-ELECTION OF PRICEWATERHOUSECOOPERS AB AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
2022 ANNUAL GENERAL MEETING
15 APPROVAL OF REMUNERATION REPORT Mgmt For For
16 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt Against Against
(LTI 2021)
17 AUTHORIZATION ON ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES
18 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1, SECTION 10 (FIRST
PARAGRAPH), SECTION 13, SECTION 14
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 713892962
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 30-Apr-2021
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553318 DUE TO RECEIPT OF
DELETION OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100899-44
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
GILLES SCHNEPP AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FABIENNE LECORVAISIER AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELANIE LEE AS DIRECTOR
7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For
DIRECTOR
8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For
CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY
WAY OF A PUBLIC OFFERING OTHER THAN THAT
MENTIONED IN ARTICLE L. 411-2-1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY,
WITHIN THE CONTEXT OF AN OFFER REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE (OFFER RESERVED
FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF DEBT SECURITIES GRANTING ACCESS TO
THE CAPITAL OF SUBSIDIARIES OF THE COMPANY
AND/OR OF ANY OTHER COMPANY) (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ONE OF ITS
SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN
CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For
THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT
WITH THE PACTE LAW
27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SGS SA Agenda Number: 713641810
--------------------------------------------------------------------------------------------------------------------------
Security: H7485A108
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For
SA AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE SGS GROUP FOR 2020
1.2 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE MANAGEMENT
3 APPROPRIATION OF PROFIT Mgmt For For
4.1.1 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. CALVIN GRIEDER
4.1.2 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SAMI ATIYA
4.1.3 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. PAUL DESMARAIS, JR
4.1.4 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. IAN GALLIENNE
4.1.5 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SHELBY R. DU PASQUIER
4.1.6 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. KORY SORENSON
4.1.7 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. TOBIAS HARTMANN
4.1.8 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. JANET S. VERGIS (NEW)
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
IAN GALLIENNE
4.3.2 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
SHELBY R. DU PASQUIER
4.3.3 ELECTION TO THE REMUNERATION COMMITTEE: MS. Mgmt For For
KORY SORENSEN
4.4 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS SA, GENEVA
4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For
+ DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL
GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt For For
SENIOR MANAGEMENT FOR THE FISCAL YEAR 2022
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For
REMUNERATION OF SENIOR MANAGEMENT FOR THE
FISCAL YEAR 2020
5.4 REMUNERATION MATTERS: LONG TERM INCENTIVE Mgmt For For
PLAN TO BE ISSUED IN 2021
6 REDUCTION OF SHARE CAPITAL Mgmt For For
7 AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG Agenda Number: 713496330
--------------------------------------------------------------------------------------------------------------------------
Security: D6T479107
Meeting Type: AGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: DE000SHL1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF SIEMENS
HEALTHINEERS AG: EUR 0.80 PER SHARE
3.1 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. BERNHARD
MONDAY
3.2 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. JOCHEN
SCHMITZ
3.3 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. CHRISTOPH
ZINDEL
4.1 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - PROF. DR. RALF P.
THOMAS
4.2 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NORBERT GAUS
4.3 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ROLAND BUSCH
4.4 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. MARION HELMES
4.5 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ANDREAS C. HOFFMANN
4.6 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. PHILIPP R SLER
4.7 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NATHALIE VON
SIEMENS
4.8 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. GREGORY SORENSEN
4.9 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - KARL-HEINZ STREIBICH
4.10 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - MICHAEL SEN
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND GROUP AUDITOR AS WELL AS THE
AUDITOR FOR THE REVIEW OF THE HALF-YEARLY
FINANCIAL REPORT: ERNST & YOUNG GMBH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 4 PARAGRAPH 2
CLAUSE 3 (INFORMATION ON THE SHARE
REGISTER) IN LINE WITH CHANGES MADE BY THE
ACT TO IMPLEMENT THE SECOND SHAREHOLDER
RIGHTS DIRECTIVE (ARUG II)
7 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF
SUPERVISORY BOARD MEMBERS)
8 RESOLUTION ON THE ELECTION OF A FURTHER Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD - PEER M.
SCHATZ
9 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
MANAGEMENT BOARD
10 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
REMUNERATION AND RESOLUTION ON THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
SUPERVISORY BOARD
11 RESOLUTION ON THE CANCELLATION OF THE Mgmt Against Against
AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH
SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND / OR BONDS WITH WARRANTS FROM FEBRUARY
19, 2018
13 RESOLUTION ON THE REVOCATION OF THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN SHARES
IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT
CMMT 06 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 08 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU..
CMMT 08 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935441410
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G203
Meeting Type: Special
Meeting Date: 29-Jun-2021
Ticker: SBNYP
ISIN: US82669G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Bank's share repurchase Mgmt For For
plan, which allows the Bank to repurchase
from the Bank's stockholders from time to
time in open market transactions, shares of
the Bank's common stock in an aggregate
purchase amount of up to $500 million under
the Stock Repurchase Program.
2. To approve an amendment to the Amended and Mgmt For For
Restated 2004 Long- Term Incentive Plan
(the "2004 Equity Plan") to increase the
number of shares for issuance under the
2004 Equity Plan by 1,225,000 shares.
--------------------------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB Agenda Number: 713625753
--------------------------------------------------------------------------------------------------------------------------
Security: W25381141
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000148884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIR OF THE MEETING: SVEN Non-Voting
UNGER, MEMBER OF THE SWEDISH BAR
ASSOCIATION
3 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE MEETING TOGETHER WITH THE
CHAIR
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS
8 RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
BANK'S PROFITS OR LOSSES IN ACCORDANCE WITH
THE ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF SEK 4.10
PER SHARE AND 1 APRIL 2021 AS RECORD DATE
FOR THE DIVIDEND. IF THE MEETING DECIDES
ACCORDING TO THE PROPOSAL THE DIVIDEND IS
EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON
8 APRIL 2021
10.1 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN H. ANDRESEN
10.2 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SIGNHILD ARNEGARD
HANSEN
10.3 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNE-CATHERINE
BERNER
10.4 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SAMIR BRIKHO
10.5 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: WINNIE FOK
10.6 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNA-KARIN
GLIMSTROM
10.7 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNIKA DAHLBERG
10.8 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: CHARLOTTA
LINDHOLM
10.9 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SVEN NYMAN
10.10 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MAGNUS OLSSON
10.11 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: LARS OTTERSGARD
10.12 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JESPER OVESEN
10.13 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HELENA SAXON
10.14 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
MEMBER OF THE BOARD OF DIRECTORS)
10.15 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MARCUS WALLENBERG
10.16 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HAKAN WESTERBERG
10.17 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
PRESIDENT)
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS TO BE ELECTED BY THE
SHAREHOLDERS' MEETING: THE NOMINATION
COMMITTEE PROPOSES 9 DIRECTORS
12 DETERMINATION OF THE NUMBER OF AUDITORS TO Mgmt For For
BE ELECTED BY THE SHAREHOLDERS' MEETING:
THE NOMINATION COMMITTEE PROPOSES ONE
AUDITOR
13.1 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE BOARD
OF DIRECTORS
13.2 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE AUDITOR
14.A1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SIGNHILD ARNEGARD HANSEN
14.A2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: ANNE-CATHERINE BERNER
14.A3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: WINNIE FOK
14.A4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SVEN NYMAN
14.A5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: LARS OTTERSGARD
14.A6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JESPER OVESEN
14.A7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: HELENA SAXON
14.A8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JOHAN TORGEBY
14.A9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: MARCUS WALLENBERG
14.B ELECTION OF THE CHAIR OF THE BOARD OF Mgmt Against Against
DIRECTORS MARCUS WALLENBERG
15 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM ERNST &
YOUNG AB FOR THE PERIOD UP TO AND INCLUDING
THE ANNUAL GENERAL MEETING 2022. SHOULD
ERNST & YOUNG AB BE ELECTED, THE AUTHORISED
PUBLIC ACCOUNTANT HAMISH MABON WILL BE MAIN
RESPONSIBLE
16 THE BOARD OF DIRECTOR'S REMUNERATION REPORT Mgmt For For
2020
17.A THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
ALL EMPLOYEE PROGRAMME 2021 (AEP) FOR ALL
EMPLOYEES IN MOST OF THE COUNTRIES WHERE
SEB OPERATES
17.B THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
SHARE DEFERRAL PROGRAMME 2021 (SDP) FOR THE
GROUP EXECUTIVE COMMITTEE
17.C THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
RESTRICTED SHARE PROGRAMME 2021 (RSP) FOR
OTHER THAN SENIOR MANAGERS IN CERTAIN
BUSINESS UNITS
18.A THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION OF THE BANK'S OWN
SHARES IN ITS SECURITIES BUSINESS
18.B THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION AND SALE OF THE BANK'S
OWN SHARES FOR CAPITAL PURPOSES AND FOR
LONG-TERM EQUITY PROGRAMMES
18.C THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: TRANSFER OF THE BANK'S OWN SHARES
TO PARTICIPANTS IN THE 2021 LONG-TERM
EQUITY PROGRAMMES
19 THE BOARD OF DIRECTOR'S PROPOSAL FOR Mgmt For For
DECISION ON AUTHORIZATION TO THE BOARD OF
DIRECTORS TO ISSUE CONVERTIBLES
20 THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT
HAVE DELEGATED THEIR BUSINESS TO THE BANK:
THE BOARD OF DIRECTORS PROPOSES THAT KARIN
WESTERLUND, MAZARS AB, IS APPOINTED AUDITOR
IN THE FOUNDATION "VON WILLEBRANDSKA
UNDERSTODSSTIFTELSEN"
21 THE BOARD OF DIRECTOR'S PROPOSAL TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTIONS 1, 3
AND 8
22.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK IMMEDIATELY SHALL WORK FOR THE
EXCLUSION OF FOSSIL COMPANIES AS BORROWERS
IN THE BANK
22.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK SHALL EXCLUDE FOSSIL FUELS AS
INVESTMENT OBJECTS
23.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: BY 2025, THE BANK WILL
ONLY FINANCE THOSE COMPANIES AND PROJECTS
THAT ARE IN LINE WITH WHAT SCIENCE REQUIRES
FOR THE WORLD TO STAY BELOW 1.5 DECREE C
23.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: THE BOARD OF DIRECTORS
OF THE BANK SHALL REPORT BACK ON HOW THIS
HAS BEEN IMPLEMENTED AT THE LATEST AT THE
2022 ANNUAL GENERAL MEETING AND THEREAFTER
ANNUALLY UNTIL IT HAS BEEN FULLY
IMPLEMENTED
24 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 02 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
PLEASE NOTE THAT THIS IS A REVISION DUE TO
MEDICATION NUMBERING OF RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda Number: 713625638
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 472154 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ANDREAS STEEN
2 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITORS' REPORT FOR 2020 AND THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS FOR
2020, AS WELL AS THE AUDITOR'S STATEMENT
REGARDING THE APPLICATION OF GUIDELINES FOR
SALARY AND OTHER REMUNERATION TO SENIOR
EXECUTIVES WHICH HAVE APPLIED SINCE THE
PREVIOUS ANNUAL GENERAL MEETING
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON THE DISPOSITIONS OF THE Mgmt For For
COMPANY'S RESULTS PURSUANT TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF THE
RECORD DATE FOR DIVIDEND: THE BOARD
PROPOSES A DIVIDEND FOR 2020 OF SEK 9.50
PER SHARE, OF WHICH SEK 6.50 PER SHARE AS
ORDINARY DIVIDEND AND SEK 3.00 PER SHARE AS
EXTRAORDINARY DIVIDEND. THE BOARD PROPOSES
TUESDAY APRIL 1, 2021, AS THE RECORD DATE
FOR RECEIVING DIVIDEND. IF THE MEETING
RESOLVES IN ACCORDANCE WITH THE BOARD'S
PROPOSAL, THE DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN AB ON
THURSDAY APRIL 8, 2021
9.A RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
BIORCK
9.B RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: PAR
BOMAN
9.C RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: JAN
GURANDER
9.D RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
FREDRIK LUNDBERG
9.E RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CATHERINE MARCUS
9.F RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
JAYNE MCGIVERN
9.G RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: ASA
SODERSTROM WINBERG (FOR THE PERIOD MARCH
26, 2020 - DECEMBER 31, 2020)
9.H RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CHARLOTTE STROMBERG (FOR THE PERIOD JANUARY
1, 2020 - MARCH 26, 2020)
9.I RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
RICHARD HORSTEDT (EMPLOYEE REPRESENTATIVE)
9.J RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: OLA
FALT (EMPLOYEE REPRESENTATIVE)
9.K RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
YVONNE STENMAN (EMPLOYEE REPRESENTATIVE)
9.L RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS RATTGARD, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE)
9.M RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
PAR-OLOW JOHANSSON, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE) (FOR THE PERIOD
JANUARY 1, 2020 - JULY 1, 2020)
9.N RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
REINHOLDSSON, DEPUTY BOARD MEMBER (EMPLOYEE
REPRESENTATIVE) (FOR THE PERIOD DECEMBER
16, 2020 - DECEMBER 31, 2020)
9.O RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS DANIELSSON
CMMT PLEASE NOTE THAT RESOLUTION 10.A, 10.B, Non-Voting
11.A, 11.B, 12.A TO 12.H AND 13 ARE
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10.A NUMBER OF MEMBERS OF THE BOARD AND DEPUTY Mgmt For
MEMBERS TO BE ELECTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD ELECTED BY
THE MEETING SHALL BE SEVEN AND THAT NO
DEPUTIES BE ELECTED
10.B NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE Mgmt For
REGISTERED ACCOUNTING FIRM BE ELECTED AS
AUDITOR WITH NO DEPUTY AUDITOR
11.A FEES PAYABLE TO MEMBERS OF THE BOARD Mgmt For
ELECTED BY THE MEETING
11.B FEES PAYABLE TO THE AUDITOR Mgmt For
12.A ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS BOARD
MEMBER)
12.B ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt Against
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: PAR BOMAN (RE-ELECTION)
12.C ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAN GURANDER (RE-ELECTION)
12.D ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt Against
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: FREDRIK LUNDBERG (RE-ELECTION)
12.E ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: CATHERINE MARCUS (RE-ELECTION)
12.F ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAYNE MCGIVERN (RE-ELECTION)
12.G ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: ASA SODERSTROM WINBERG (RE-ELECTION)
12.H ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS CHAIRMAN
OF THE BOARD)
13 ELECTION OF AUDITOR: ERNST & YOUNG AB Mgmt For
14 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT FOR 2020
15 DECISION TO AUTHORIZE THE BOARD TO RESOLVE Mgmt For For
ON ACQUISITION OF OWN SERIES B SHARES IN
SKANSKA ON A REGULATED MARKET
16 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 714257614
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takada, Yoshiki Mgmt For For
2.2 Appoint a Director Isoe, Toshio Mgmt For For
2.3 Appoint a Director Ota, Masahiro Mgmt For For
2.4 Appoint a Director Maruyama, Susumu Mgmt For For
2.5 Appoint a Director Samuel Neff Mgmt For For
2.6 Appoint a Director Doi, Yoshitada Mgmt For For
2.7 Appoint a Director Kaizu, Masanobu Mgmt For For
2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For
2.9 Appoint a Director Iwata, Yoshiko Mgmt For For
2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713490439
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: EGM
Meeting Date: 02-Feb-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO MODIFY THE ARTICLE 2 (INCORPORATION AND Mgmt For For
PURPOSE OF THE COMPANY) OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO
E.2 TO MODIFY THE ARTICLE 12 (SHAREHOLDERS Mgmt For For
MEETINGS) OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO
E.3 TO MODIFY THE ARTICLES 13 (BOARD OF Mgmt For For
DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF
THE BY-LAWS. RESOLUTIONS RELATED THERETO
CMMT 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 JAN 2021: PLEASE NOTE THAT THERE IS Non-Voting
WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE
CONTACT YOUR CUSTODIAN CORPORATE ACTIONS
TEAM FOR FURTHER INFORMATION
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 714250696
--------------------------------------------------------------------------------------------------------------------------
Security: J75963132
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3732000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Miyauchi, Ken Mgmt For For
2.2 Appoint a Director Miyakawa, Junichi Mgmt For For
2.3 Appoint a Director Shimba, Jun Mgmt For For
2.4 Appoint a Director Imai, Yasuyuki Mgmt For For
2.5 Appoint a Director Fujihara, Kazuhiko Mgmt For For
2.6 Appoint a Director Son, Masayoshi Mgmt For For
2.7 Appoint a Director Kawabe, Kentaro Mgmt For For
2.8 Appoint a Director Horiba, Atsushi Mgmt For For
2.9 Appoint a Director Kamigama, Takehiro Mgmt For For
2.10 Appoint a Director Oki, Kazuaki Mgmt For For
2.11 Appoint a Director Uemura, Kyoko Mgmt For For
2.12 Appoint a Director Hishiyama, Reiko Mgmt For For
2.13 Appoint a Director Koshi, Naomi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
SSE PLC Agenda Number: 712927928
--------------------------------------------------------------------------------------------------------------------------
Security: G8842P102
Meeting Type: AGM
Meeting Date: 12-Aug-2020
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
3 DECLARE A FINAL DIVIDEND Mgmt For For
4 RE-APPOINT GREGOR ALEXANDER Mgmt For For
5 RE-APPOINT SUE BRUCE Mgmt Against Against
6 RE-APPOINT TONY COCKER Mgmt Against Against
7 RE-APPOINT CRAWFORD GILLIES Mgmt Against Against
8 RE-APPOINT RICHARD GILLINGWATER Mgmt Against Against
9 RE-APPOINT PETER LYNAS Mgmt Against Against
10 RE-APPOINT HELEN MAHY Mgmt Against Against
11 RE-APPOINT ALISTAIR PHILLIPS-DAVIES Mgmt For For
12 RE-APPOINT MARTIN PIBWORTH Mgmt For For
13 RE-APPOINT MELANIE SMITH Mgmt Against Against
14 APPOINT ANGELA STRANK Mgmt For For
15 RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
17 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19 TO EMPOWER THE COMPANY TO PURCHASE ITS OWN Mgmt For For
ORDINARY SHARES
20 TO APPROVE 14 DAYS' NOTICE OF GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STOREBRAND ASA Agenda Number: 713706438
--------------------------------------------------------------------------------------------------------------------------
Security: R85746106
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: NO0003053605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING; REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING Mgmt No vote
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE REPORT ON COMPANY'S ACTIVITIES Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS; APPROVE ALLOCATION OF INCOME
DIVIDENDS OF NOK 3.25 PER SHARE
7 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
8 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt No vote
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
9.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES
9.2 APPROVE CREATION OF NOK 233.9 MILLION POOL Mgmt No vote
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
10.1 REELECT DIDRIK MUNCH AS DIRECTOR Mgmt No vote
10.2 ELECT CHRISTEL BORGE AS NEW DIRECTOR Mgmt No vote
10.3 REELECT KARIN BING AS DIRECTOR Mgmt No vote
10.4 REELECT MARIANNE BERGMANN ROREN AS DIRECTOR Mgmt No vote
10.5 REELECT KARL SANDLUND AS DIRECTOR Mgmt No vote
10.6 REELECT MARTIN SKANCKE AS DIRECTOR Mgmt No vote
10.7 REELECT FREDRIK ATTING AS DIRECTOR Mgmt No vote
10.8 REAPPOINT DIDRIK MUNCH AS BOARD CHAIRMAN Mgmt No vote
11.1 REELECT PER OTTO DYB AS MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
11.2 REELECT LEIV ASKVIG AS MEMBER OF NOMINATING Mgmt No vote
COMMITTEE
11.3 REELECT NILS HALVARD BASTIANSEN AS MEMBER Mgmt No vote
OF NOMINATING COMMITTEE
11.4 REELECT ANDERS GAARUD AS MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
11.5 ELECT LIV MONICA STUBHOLT AS NEW MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
11.6 REAPPOINT PER OTTO DYB AS CHAIRMAN OF Mgmt No vote
NOMINATING COMMITTEE
12.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF NOK 794,000 FOR CHAIRMAN, NOK
406,000 FOR OTHER SHAREHOLDER-ELECTED
DIRECTORS, AND NOK 364,000 FOR EMPLOYEE
REPRESENTATIVES; APPROVE REMUNERATION FOR
OVERSEAS ALLOWANCE
12.2 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt No vote
12.3 APPROVE REMUNERATION OF NOMINATING Mgmt No vote
COMMITTEE
13 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
14 CLOSE MEETING Non-Voting
CMMT 19 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 19 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG Agenda Number: 713661862
--------------------------------------------------------------------------------------------------------------------------
Security: H8300N119
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: CH0012280076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 BUSINESS YEAR
1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT FOR THE 2020 BUSINESS YEAR
2 APPROPRIATION OF EARNINGS AND DIVIDEND Mgmt For For
PAYMENT FOR THE 2020 BUSINESS YEAR: CHF
5.75 PER SHARE
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE NEXT TERM
5.1 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For
EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1
APRIL 2021 TO 31 MARCH 2022
5.2 APPROVAL OF THE LONG-TERM VARIABLE Mgmt For For
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE CURRENT BUSINESS YEAR
5.3 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt For For
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE 2020 BUSINESS YEAR
6.1 RE-ELECTION OF GILBERT ACHERMANN AS A Mgmt Against Against
MEMBER AND CHAIRMAN OF THE BOARD OF
DIRECTORS
6.2 RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF MARCO GADOLA AS A MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF JUAN JOSE GONZALEZ AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF DR BEAT LUETHI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS Mgmt Against Against
A MEMBER OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF REGULA WALLIMANN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.8 ELECTION OF PETRA RUMPF AS A MEMBER OF THE Mgmt Against Against
BOARD OF DIRECTORS
7.1 ELECTION OF DR BEAT LUETHI AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 ELECTION OF REGULA WALLIMANN AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 ELECTION OF JUAN JOSE GONZALEZ AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
8 ELECTION OF NEOVIUS AG, BASEL, AS THE Mgmt For For
INDEPENDENT VOTING REPRESENTATIVE
9 ELECTION OF ERNST AND YOUNG AG, BASEL, AS Mgmt For For
THE AUDITOR
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 714265293
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kunibe, Takeshi Mgmt For For
2.2 Appoint a Director Ota, Jun Mgmt For For
2.3 Appoint a Director Takashima, Makoto Mgmt For For
2.4 Appoint a Director Nakashima, Toru Mgmt For For
2.5 Appoint a Director Kudo, Teiko Mgmt For For
2.6 Appoint a Director Inoue, Atsuhiko Mgmt For For
2.7 Appoint a Director Isshiki, Toshihiro Mgmt For For
2.8 Appoint a Director Kawasaki, Yasuyuki Mgmt For For
2.9 Appoint a Director Matsumoto, Masayuki Mgmt Against Against
2.10 Appoint a Director Arthur M. Mitchell Mgmt For For
2.11 Appoint a Director Yamazaki, Shozo Mgmt For For
2.12 Appoint a Director Kono, Masaharu Mgmt For For
2.13 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
2.15 Appoint a Director Sakurai, Eriko Mgmt For For
3 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 713616235
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U104
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: SE0007100599
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting
COUNTERSIGN THE MINUTES
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2020
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY
10 RESOLUTION CONCERNING THE APPROVAL OF THE Mgmt For For
BOARD'S REPORT ON PAID OUT AND OUTSTANDING
REMUNERATION TO EXECUTIVE OFFICERS
11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS
(MEMBER)
11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR HANS BIORCK (MEMBER)
11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN)
11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS KERSTIN HESSIUS
(MEMBER)
11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LISA KAAE (MEMBER)
11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR FREDRIK LUNDBERG
(MEMBER)
11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR ULF RIESE (MEMBER)
11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ARJA TAAVENIKU
(MEMBER)
11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(MEMBER)
11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JAN-ERIK HOOG
(MEMBER)
11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR OLE JOHANSSON
(MEMBER)
11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS BENTE RATHE (MEMBER)
11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE SKOG
(MEMBER)
11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ANNA HJELMBERG
(EMPLOYEE REPRESENTATIVE)
11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LENA RENSTROM
(EMPLOYEE REPRESENTATIVE)
11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR STEFAN HENRICSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE URIZ
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(CEO)
12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
14 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL
INSTRUMENTS
15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD TO BE APPOINTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
MEETING RESOLVE THAT THE BOARD CONSIST OF
NINE MEMBERS ELECTED BY THE ANNUAL GENERAL
MEETING
17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For
APPOINTED BY THE MEETING: THE NOMINATION
COMMITTEE PROPOSES THAT THE MEETING APPOINT
TWO REGISTERED AUDITING COMPANIES AS
AUDITORS
18.1 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR BOARD
MEMBERS
18.2 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR AUDITORS
19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt Against
FREDRIK BAKSAAS
19.2 ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For
BERGFORS
19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For
BIORCK
19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt Against
BOMAN
19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For
HESSIUS
19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt Against
LUNDBERG
19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt Against
RIESE
19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For
TAAVENIKU
19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt For
AKERSTROM
20 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt Against
PAR BOMAN
21.1 ELECTION OF AUDITOR: ELECTION OF ERNST & Mgmt For
YOUNG AB
21.2 ELECTION OF AUDITOR: ELECTION OF Mgmt For
PRICEWATERHOUSECOOPERS AB
22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt For For
OF GUIDELINES FOR REMUNERATION TO EXECUTIVE
OFFICERS
23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
24 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 485250 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTESFOR MID: 522125,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SWISS RE AG Agenda Number: 713712378
--------------------------------------------------------------------------------------------------------------------------
Security: H8431B109
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CH0126881561
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020:
CONSULTATIVE VOTE ON THE COMPENSATION
REPORT
1.2 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020:
APPROVAL OF THE ANNUAL REPORT (INCL.
MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020
2 ALLOCATION OF DISPOSABLE PROFIT: CHF 1 573 Mgmt For For
3 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE SHORT-TERM COMPENSATION FOR THE
MEMBERS OF THE GROUP EXECUTIVE COMMITTEE
FOR THE FINANCIAL YEAR 2020
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.1 RE-ELECTION OF SERGIO P. ERMOTTI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS IN THE SAME VOTE
5.1.2 RE-ELECTION OF RAYMOND K.F. CH'IEN AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF RENATO FASSBIND AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF KAREN GAVAN AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF JOACHIM OECHSLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF DEANNA ONG AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF JAY RALPH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JOERG REINHARDT AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF PHILIP K. RYAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF SIR PAUL TUCKER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.111 RE-ELECTION OF JACQUES DE VAUCLEROY AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.112 RE-ELECTION OF SUSAN L. WAGNER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.113 RE-ELECTION OF LARRY ZIMPLEMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF RAYMOND K.F. CH'IEN AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF RENATO FASSBIND AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF KAREN GAVAN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.4 RE-ELECTION OF JOERG REINHARDT AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.5 RE-ELECTION OF JACQUES DE VAUCLEROY AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.3 RE-ELECTION OF THE INDEPENDENT PROXY: GMBH, Mgmt For For
ZURICH
5.4 RE-ELECTION OF THE AUDITOR: KPMG, ZURICH Mgmt For For
6.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE TERM OF OFFICE FROM
THE ANNUAL GENERAL MEETING 2021 TO THE
ANNUAL GENERAL MEETING 2022
6.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION AND VARIABLE LONG-TERM
COMPENSATION FOR THE MEMBERS OF THE GROUP
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
7 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
3B OF THE ARTICLES
CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 2 AND 7. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG Agenda Number: 713621969
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: OGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
FINANCIAL STATEMENTS OF SWISSCOM LTD FOR
THE FINANCIAL YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2020
2 APPROPRIATION OF THE RETAINED EARNINGS 2020 Mgmt For For
AND DECLARATION OF DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES TO THE SHAREHOLDERS'
MEETING A DIVIDEND OF CHF 22 GROSS PER
SHARE (PRIOR YEAR: CHF 22). THE TOTAL
DIVIDEND OF APPROX. CHF 1,140 MILLION IS
BASED ON A PORTFOLIO OF 51,800,516 SHARES
WITH A DIVIDEND ENTITLEMENT (AS OF 31
DECEMBER 2020). SUBJECT TO THE APPROVAL OF
THE PROPOSAL BY THE SHAREHOLDERS' MEETING,
AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF
35%, A NET DIVIDEND OF CHF 14.30 PER SHARE
WILL BE PAID OUT ON 8 APRIL 2021. THE LAST
TRADING DAY WITH ENTITLEMENT TO RECEIVE A
DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL
2021, THE SHARES WILL BE TRADED EX DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4.1 RE-ELECTION OF ROLAND ABT TO THE BOARD OF Mgmt For For
DIRECTORS
4.2 RE-ELECTION OF ALAIN CARRUPT TO THE BOARD Mgmt For For
OF DIRECTORS
4.3 ELECTION OF GUUS DEKKERS TO THE BOARD OF Mgmt For For
DIRECTORS
4.4 RE-ELECTION OF FRANK ESSER TO THE BOARD OF Mgmt For For
DIRECTORS
4.5 RE-ELECTION OF BARBARA FREI TO THE BOARD OF Mgmt For For
DIRECTORS
4.6 RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO Mgmt For For
THE BOARD OF DIRECTORS
4.7 RE-ELECTION OF ANNA MOSSBERG TO THE BOARD Mgmt For For
OF DIRECTORS
4.8 RE-ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For
BOARD OF DIRECTORS
4.9 ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN Mgmt For For
TO THE BOARD OF DIRECTORS
5.1 RE-ELECTION OF ROLAND ABT TO THE Mgmt For For
COMPENSATION COMMITTEE
5.2 RE-ELECTION OF FRANK ESSER TO THE Mgmt For For
COMPENSATION COMMITTEE
5.3 RE-ELECTION OF BARBARA FREI TO THE Mgmt For For
COMPENSATION COMMITTEE
5.4 ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For
COMPENSATION COMMITTEE
5.5 RE-ELECTION OF RENZO SIMONI TO THE Mgmt For For
COMPENSATION COMMITTEE
6.1 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FOR 2022
6.2 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2022
7 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING
8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE
RE-ELECTED AS STATUTORY AUDITORS FOR THE
2021 FINANCIAL YEAR
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 714243451
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Christophe
Weber
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwasaki,
Masato
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Andrew Plump
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Constantine
Saroukos
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakane,
Masahiro
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Olivier Bohuon
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jean-Luc Butel
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ian Clark
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujimori,
Yoshiaki
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Steven Gillis
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kuniya, Shiro
3.12 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiga,
Toshiyuki
4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Iijima, Masami
5 Approve Payment of Bonuses to Directors Mgmt For For
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. RenE Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG Agenda Number: 713855293
--------------------------------------------------------------------------------------------------------------------------
Security: D8T9CK101
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE000A1J5RX9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.18 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE 2022 INTERIM FINANCIAL
STATEMENTS UNTIL THE 2022 AGM
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT STEFANIE OESCHGER TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT ERNESTO GARDELLIANO TO THE Mgmt Against Against
SUPERVISORY BOARD
9 APPROVE CREATION OF EUR 1.5 MILLION POOL OF Mgmt Against Against
CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 713571520
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: OGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, SUBJECT TO AND CONDITIONAL ON: (A) Mgmt For For
ADMISSION OF THE NEW ORDINARY SHARES OF 61
/3 PENCE EACH IN THE CAPITAL OF THE COMPANY
TO: (I) THE PREMIUM LISTING SEGMENT OF THE
OFFICIAL LIST AND TO TRADING ON THE LONDON
STOCK EXCHANGE'S MAIN MARKET FOR LISTED
SECURITIES AND; (II) THE SECONDARY LISTING
SEGMENT OF THE IRISH OFFICIAL LIST AND TO
TRADING ON EURONEXT DUBLIN'S MAIN MARKET
FOR LISTED SECURITIES, IN EACH CASE
BECOMING EFFECTIVE AT 8.00 A.M. ON 15
FEBRUARY 2021 (OR SUCH LATER TIME AND/ OR
DATE AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DETERMINE) (ADMISSION); AND (B)
A DIVIDEND OF 50.93 PENCE PER EXISTING
ORDINARY SHARE OF 5 PENCE EACH IN THE
CAPITAL OF THE COMPANY BE, AND IS HEREBY
DECLARED TO BE, PAID TO EACH SHAREHOLDER ON
THE REGISTER OF MEMBERS OF THE COMPANY AT
6.00 P.M. ON 12 FEBRUARY 2021
2 SHARE CONSOLIDATION Mgmt For For
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
5 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS AND OTHER CAPITAL INVESTMENT
6 PURCHASE OF OWN SHARES Mgmt For For
CMMT 26 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935338132
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: M. Amy Gilliland Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: K. Guru Gowrappan Mgmt For For
1G. Election of Director: Ralph Izzo Mgmt For For
1H. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1I. Election of Director: Elizabeth E. Robinson Mgmt For For
1J. Election of Director: Samuel C. Scott III Mgmt For For
1K. Election of Director: Frederick O. Terrell Mgmt For For
1L. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2020 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2021.
4. Stockholder proposal regarding stockholder Shr For Against
requests for a record date to initiate
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: JosE B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023341
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: CRT
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 APPROVAL OF CROSS-BORDER MERGER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023339
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: OGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For
THE CROSS-BORDER MERGER, INCLUDING ALL SUCH
STEPS AS ARE NECESSARY TO BE TAKEN FOR THE
PURPOSE OF EFFECTING THE CROSS-BORDER
MERGER; AND (II) THE AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION. THE
SPECIAL RESOLUTION IS SET OUT IN FULL IN
THE NOTICE OF GENERAL MEETING CONTAINED IN
SCHEDULE 2 OF THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC Agenda Number: 712825922
--------------------------------------------------------------------------------------------------------------------------
Security: G92755100
Meeting Type: AGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: GB00B39J2M42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS FOR THE YEAR ENDED 31 MARCH 2020
2 TO DECLARE A FINAL DIVIDEND OF 28.40P PER Mgmt For For
ORDINARY SHARE
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2020
4 TO REAPPOINT SIR DAVID HIGGINS AS A Mgmt For For
DIRECTOR
5 TO REAPPOINT STEVE MOGFORD AS A DIRECTOR Mgmt For For
6 TO REAPPOINT MARK CLARE AS A DIRECTOR Mgmt For For
7 TO REAPPOINT BRIAN MAY AS A DIRECTOR Mgmt For For
8 TO REAPPOINT STEPHEN CARTER AS A DIRECTOR Mgmt For For
9 TO REAPPOINT ALISON GOLIGHER AS A DIRECTOR Mgmt For For
10 TO REAPPOINT PAULETTE ROWE AS A DIRECTOR Mgmt For For
11 TO REAPPOINT KPMG LLP AS THE AUDITOR Mgmt For For
12 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO SET THE AUDITORS REMUNERATION
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
15 TO AUTHORISE SPECIFIC POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
16 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
17 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
18 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
UPM-KYMMENE CORP Agenda Number: 713633192
--------------------------------------------------------------------------------------------------------------------------
Security: X9518S108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009005987
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.30 PER SHARE BE
PAID BASED ON THE BALANCE SHEET TO BE
ADOPTED FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020. THE DIVIDEND WILL BE PAID TO
A SHAREHOLDER WHO IS REGISTERED IN THE
COMPANY'S SHAREHOLDERS' REGISTER HELD BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DATE 1 APRIL 2021. THE BOARD OF DIRECTORS
PROPOSES THAT THE DIVIDEND BE PAID ON 12
APRIL 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 ADOPTION OF THE REMUNERATION REPORT: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL
GENERAL MEETING ADOPTS THE REMUNERATION
REPORT FOR THE YEAR 2020
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS: THE
CHAIR OF THE BOARD OF DIRECTORS BE PAID AN
ANNUAL BASE FEE OF EUR 195,000 (PREVIOUSLY
EUR 190,000), DEPUTY CHAIR OF THE BOARD EUR
140,000 (PREVIOUSLY EUR 135,000) AND OTHER
MEMBERS OF THE BOARD EUR 115,000
(PREVIOUSLY EUR 110,000). THE NOMINATION
AND GOVERNANCE COMMITTEE FURTHER PROPOSES
THAT THE ANNUAL COMMITTEE FEES REMAIN
UNCHANGED AND THAT THE MEMBERS OF THE BOARD
OF DIRECTORS' COMMITTEES BE PAID ANNUAL
FEES AS FOLLOWS: AUDIT COMMITTEE: CHAIR EUR
35,000 AND MEMBERS EUR 15,000 REMUNERATION
COMMITTEE: CHAIR EUR 20,000 AND MEMBERS EUR
10,000 NOMINATION AND GOVERNANCE COMMITTEE:
CHAIR EUR 20,000 AND MEMBERS EUR 10,000.
THE ANNUAL BASE FEE IS PROPOSED TO BE PAID
IN COMPANY SHARES AND CASH SO THAT
APPROXIMATELY 40 PERCENT WILL BE PAYABLE IN
THE COMPANY SHARES TO BE PURCHASED ON THE
BOARD MEMBERS' BEHALF, AND THE REST IN CASH
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS BE RESOLVED TO BE NINE
(9) INSTEAD OF CURRENT TEN (10)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE FOLLOWING INCUMBENT
DIRECTORS BE RE-ELECTED TO THE BOARD:
BERNDT BRUNOW, HENRIK EHRNROOTH, EMMA
FITZGERALD, PIIA-NOORA KAUPPI, MARJAN
OUDEMAN, MARTIN A PORTA, KIM WAHL AND BJ RN
WAHLROOS. THE NOMINATION AND GOVERNANCE
COMMITTEE FURTHER PROPOSES THAT JARI
GUSTAFSSON BE ELECTED AS A NEW DIRECTOR TO
THE BOARD. THE DIRECTORS WILL BE ELECTED
FOR A ONE-YEAR TERM AND THEIR TERM OF
OFFICE WILL END UPON CLOSURE OF THE NEXT
ANNUAL GENERAL MEETING. ALL DIRECTOR
NOMINEES HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ARI PUHELOINEN AND VELI-MATTI
REINIKKALA HAVE ANNOUNCED THAT THEY ARE NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR: BASED ON THE PROPOSAL PREPARED BY
THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION OF THE
COMPANY'S AUDITOR BE PAID AGAINST INVOICES
APPROVED BY THE BOARD OF DIRECTORS' AUDIT
COMMITTEE
15 ELECTION OF THE AUDITOR: BASED ON THE Mgmt For For
PROPOSAL PREPARED BY THE AUDIT COMMITTEE,
THE BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS OY, A FIRM OF
AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR FOR A
TERM THAT WILL CONTINUE UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT AUTHORISED PUBLIC ACCOUNTANT
(KHT) MIKKO NIEMINEN WOULD CONTINUE AS THE
LEAD AUDIT PARTNER. MIKKO NIEMINEN HAS HELD
THIS POSITION SINCE 4 APRIL 2019
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON THE ISSUANCE OF
NEW SHARES, TRANSFER OF TREASURY SHARES AND
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES AS FOLLOWS: THE AGGREGATE MAXIMUM
NUMBER OF NEW SHARES THAT MAY BE ISSUED AND
TREASURY SHARES THAT MAY BE TRANSFERRED IS
25,000,000 INCLUDING ALSO THE NUMBER OF
SHARES THAT CAN BE RECEIVED ON THE BASIS OF
THE SPECIAL RIGHTS REFERRED TO IN CHAPTER
10, SECTION 1 OF THE FINNISH LIMITED
LIABILITY COMPANIES ACT. THE PROPOSED
MAXIMUM NUMBER OF SHARES CORRESPONDS TO
APPROXIMATELY 4.7 PER CENT OF THE COMPANY'S
REGISTERED NUMBER OF SHARES AT THE TIME OF
THE PROPOSAL
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES: THE BOARD OF DIRECTORS PROPOSES
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE REPURCHASE OF THE COMPANY'S OWN SHARES
AS FOLLOWS: BY VIRTUE OF THE AUTHORISATION,
THE BOARD MAY DECIDE TO REPURCHASE A
MAXIMUM OF 50,000,000 OF THE COMPANY'S OWN
SHARES. THE PROPOSED MAXIMUM NUMBER OF
SHARES CORRESPONDS TO APPROXIMATELY 9.4 PER
CENT OF THE COMPANY'S REGISTERED NUMBER OF
SHARES AT THE TIME OF THE PROPOSAL. THE
AUTHORISATION WOULD ALSO INCLUDE THE RIGHT
TO ACCEPT THE COMPANY'S OWN SHARES AS A
PLEDGE
18 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON CHARITABLE CONTRIBUTIONS: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON CONTRIBUTIONS
NOT EXCEEDING A TOTAL OF EUR 500,000 FOR
CHARITABLE OR CORRESPONDING PURPOSES AND
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE RECIPIENTS, PURPOSES AND OTHER TERMS
AND CONDITIONS OF THE CONTRIBUTIONS.
CONTRIBUTIONS WOULD BE PRIMARILY GRANTED
UNDER THE COMPANY'S BIOFORE SHARE AND CARE
PROGRAMME WHOSE FOCUS AREAS ARE READING AND
LEARNING, ENGAGING WITH COMMUNITIES,
RESPONSIBLE WATER USE AND BIOINNOVATIONS
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
FernAndez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 712822988
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2020
2 TO ELECT JEAN-FRANCOIS VAN BOXMEER AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MICHEL DEMARE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ Mgmt For For
AS A DIRECTOR
12 TO RE-ELECT SANJIV AHUJA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DAVID THODEY AS A DIRECTOR Mgmt Against Against
14 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
15 TO DECLARE A FINAL DIVIDEND OF 4.50 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2020
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 102 TO 107 OF THE
ANNUAL REPORT
17 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2020
18 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S AUDITOR UNTIL THE END OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
19 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION THE AUDITOR
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5
PERCENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASES OWN Mgmt For For
SHARES
24 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
25 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE
26 TO APPROVE THE RULES OF THE VODAFONE SHARE Mgmt For For
INCENTIVE PLAN (SIP)
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 713622341
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY SVEN UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED ACCOUNTS
7 ADOPTION OF THE INCOME STATEMENT AND Mgmt For For
BALANCE SHEET AND THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE SHEET
8 RESOLUTION IN RESPECT OF THE DISPOSITION TO Mgmt For For
BE MADE OF THE COMPANY'S PROFITS: THE BOARD
PROPOSES PAYMENT OF AN ORDINARY DIVIDEND OF
SEK 6.00 PER SHARE AND AN EXTRA DIVIDEND OF
SEK 9.00 PER SHARE AND THAT THE RECORD DATE
TO RECEIVE THE DIVIDEND SHALL BE APRIL 6,
2021
9.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATTI ALAHUHTA
9.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ECKHARD CORDES
9.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ERIC ELZVIK
9.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KURT JOFS
9.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: JAMES W. GRIFFITH
9.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
BOARD MEMBER)
9.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KATHRYN V. MARINELLO
9.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTINA MERZ
9.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HANNE DE MORA
9.10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HELENA STJERNHOLM
9.11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CARL-HENRIC SVANBERG
9.12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: LARS ASK (EMPLOYEE
REPRESENTATIVE)
9.13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATS HENNING (EMPLOYEE
REPRESENTATIVE)
9.14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MIKAEL SALLSTROM
(EMPLOYEE REPRESENTATIVE)
9.15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CAMILLA JOHANSSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
9.16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARI LARSSON (EMPLOYEE
REPRESENTATIVE, DEPUTY)
9.17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
PRESIDENT AND CEO)
10.1 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF BOARD
MEMBERS: ELEVEN MEMBERS
10.2 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF DEPUTY
BOARD MEMBERS: NO DEPUTY MEMBERS
11 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
BOARD MEMBERS
12.1 ELECTION OF BOARD MEMBER: MATTI ALAHUHTA Mgmt For For
(RE-ELECTION)
12.2 ELECTION OF BOARD MEMBER: ECKHARD CORDES Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: ERIC ELZVIK Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARTHA FINN Mgmt For For
BROOKS (NEW ELECTION)
12.5 ELECTION OF BOARD MEMBER: KURT JOFS Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: KATHRYN V. Mgmt For For
MARINELLO (RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: MARTINA MERZ Mgmt For For
(RE-ELECTION)
12.9 ELECTION OF BOARD MEMBER: HANNE DE MORA Mgmt For For
(RE-ELECTION)
12.10 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.11 ELECTION OF BOARD MEMBER: CARL-HENRIC Mgmt For For
SVANBERG (RE-ELECTION)
13 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
ELECTION COMMITTEE PROPOSES RE-ELECTION OF
CARL-HENRIC SVANBERG AS CHAIRMAN OF THE
BOARD: CARL-HENRIC SVANBERG (RE-ELECTION)
14.1 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: BENGT KJELL (AB INDUSTRIVARDEN)
14.2 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: ANDERS OSCARSSON (AMF AND AMF
FUNDS)
14.3 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: RAMSAY BRUFER (ALECTA)
14.4 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CARINE SMITH IHENACHO (NORGES
BANK INVESTMENT MANAGEMENT)
14.5 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CHAIRMAN OF THE BOARD
15 PRESENTATION OF THE BOARD'S REMUNERATION Mgmt Against Against
REPORT FOR APPROVAL
16 RESOLUTION REGARDING REMUNERATION POLICY Mgmt Against Against
FOR SENIOR EXECUTIVES
17 RESOLUTION REGARDING AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION: THE BOARD PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVES TO
AMEND SECTION 6 PARAGRAPH 1 OF THE ARTICLES
OF ASSOCIATION
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER CARL AXEL BRUNO REGARDING
LIMITATION OF THE COMPANY'S CONTRIBUTIONS
TO CHALMERS UNIVERSITY OF TECHNOLOGY
FOUNDATION: THE SHAREHOLDER CARL AXEL BRUNO
PROPOSES THAT THE ANNUAL GENERAL MEETING
DECIDES UPON LIMITATION OF THE COMPANY'S
CONTRIBUTIONS TO CHALMERS UNIVERSITY OF
TECHNOLOGY FOUNDATION TO A MAXIMUM OF SEK 4
MILLION PER YEAR
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935349363
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Mark A. Chancy Mgmt For For
1C. Election of Director: Celeste A. Clark Mgmt For For
1D. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1E. Election of Director: Wayne M. Hewett Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
4. Shareholder Proposal - Make Shareholder Shr For Against
Proxy Access More Accessible.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to Become a Delaware Public
Benefit Corporation.
6. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
7. Shareholder Proposal - Conduct a Racial Shr Against For
Equity Audit.
--------------------------------------------------------------------------------------------------------------------------
YAMAHA CORPORATION Agenda Number: 714218408
--------------------------------------------------------------------------------------------------------------------------
Security: J95732103
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3942600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakata, Takuya Mgmt For For
2.2 Appoint a Director Yamahata, Satoshi Mgmt For For
2.3 Appoint a Director Fukui, Taku Mgmt For For
2.4 Appoint a Director Hidaka, Yoshihiro Mgmt For For
2.5 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.6 Appoint a Director Paul Candland Mgmt For For
2.7 Appoint a Director Shinohara, Hiromichi Mgmt For For
2.8 Appoint a Director Yoshizawa, Naoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713888684
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING APPROVE NOTICE OF MEETING AND Mgmt No vote
AGENDA
2 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt No vote
INSPECTOR(S) OF MINUTES OF MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20.00 PER SHARE
4 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt No vote
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN,
NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK
363 ,000 FOR THE OTHER DIRECTORS APPROVE
COMMITTEE FEES
8 APPROVE REMUNERATION OF NOMINATING Mgmt No vote
COMMITTEE
9 APPROVE NOK 22.8 MILLION REDUCTION IN SHARE Mgmt No vote
CAPITAL VIA SHARE CANCELLATION AND
REDEMPTION
10 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
11 AMEND ARTICLES RE: ELECTRONIC GENERAL Mgmt No vote
MEETINGS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 713683452
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
1.2 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
ADVISORY VOTE ON THE REMUNERATION REPORT
2020
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2020: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.112 ELECTION OF SABINE KELLER-BUSSE AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.6 NEW-ELECTION OF SABINE KELLER-BUSSE AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: THE BOARD OF
DIRECTORS PROPOSES TO RE-ELECT THE LAW
OFFICE KELLER PARTNERSHIP, ZURICH, AS
INDEPENDENT VOTING RIGHTS REPRESENTATIVE
FOR A TERM OF OFFICE ENDING WITH THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
4.4 ELECTION OF THE AUDITORS: THE COMPANY RAN A Mgmt For For
THOROUGH TENDER PROCESS BASED ON WHICH THE
BOARD OF DIRECTORS DECIDED TO ROTATE THE
AUDITORS AND PROPOSE ERNST &YOUNG LTD TO
THE GENERAL MEETING AS NEW AUDITORS. THE
BOARD OF DIRECTORS PROPOSES TO ELECT ERNST
&YOUNG LTD, ZURICH, AS AUDITORS FOR THE
FINANCIAL YEAR 2021
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 EXTENSION OF AUTHORIZED SHARE CAPITAL AND Mgmt For For
RESPECTIVE CHANGES TO THE ARTICLES OF
ASSOCIATION (ART. 5BIS AND ART. 5TER)
* Management position unknown
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