Current Report Filing (8-k)
November 26 2019 - 10:48AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): November 26, 2019
EATON VANCE CORP.
(Exact name of registrant as specified
in its charter)
Maryland
|
1 - 8100
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04-2718215
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(State or other jurisdiction
of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
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Two
International Place, Boston,
Massachusetts
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02110
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number,
including area code: (617) 482-8260
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
[_] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
[_]
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act
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(17 CFR 240.14d-2(b))
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[_]
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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Non-Voting Common Stock, $0.00390625 par value
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EV
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New York Stock Exchange
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [_]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
INFORMATION
INCLUDED IN THE REPORT
|
Item
2.02.
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Results
of Operations and Financial Condition
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Registrant
has reported its results of operations for the three months and fiscal year ended October 31, 2019, as described in Registrant’s
news release dated November 26, 2019, a copy of which is furnished herewith as Exhibit 99.1 and incorporated herein by reference.
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Item
9.01.
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Financial
Statements and Exhibits
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Exhibit
No. Document
99.1
News
release issued by the Registrant dated November 26, 2019.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf
by the undersigned hereunto duly authorized.
EATON
VANCE CORP.
(Registrant)
Date: November
26, 2019 /s/
Laurie G. Hylton
Laurie
G. Hylton, Chief Financial Officer
Eaton Vance (NYSE:EV)
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