Statement of Changes in Beneficial Ownership (4)
September 07 2021 - 6:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McBride Daniel G |
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC.
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COO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, COO & Pres-CooperVision |
(Last)
(First)
(Middle)
C/O THE COOPER COMPANIES, INC., 6101 BOLLINGER CANYON ROAD, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/7/2021 |
(Street)
SAN RAMON, CA 94583
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/7/2021 | | M | | 11807.00 | A | $162.28 | 43859.616 | D | |
Common Stock | 9/7/2021 | | M | | 26851.00 | A | $131.60 | 70710.616 | D | |
Common Stock | 9/7/2021 | | M | | 33966.00 | A | $131.60 | 104676.616 | D | |
Common Stock | 9/7/2021 | | S | | 27100.00 | D | $448.067 (1) | 77576.616 | D | |
Common Stock | 9/7/2021 | | S | | 7847.00 | D | $448.737 (2) | 69729.616 | D | |
Common Stock | 9/7/2021 | | S | | 1109.00 | D | $450.013 (3) | 68620.616 | D | |
Common Stock | 9/7/2021 | | S | | 12988.00 | D | $450.894 (4) | 55632.616 | D | |
Common Stock | 9/7/2021 | | S | | 13183.00 | D | $451.90 (5) | 42449.616 | D | |
Common Stock | 9/7/2021 | | S | | 4755.00 | D | $453.086 (6) | 37694.616 | D | |
Common Stock | 9/7/2021 | | S | | 5642.00 | D | $453.634 (7) | 32114.797 (8) | D | |
Common Stock | | | | | | | | 2120.00 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | $162.28 | 9/7/2021 | | M | | | 11807.00 | (9) | 12/9/2024 | Common Stock | 11807.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $131.60 | 9/7/2021 | | M | | | 26851.00 | (10) | 12/9/2025 | Common Stock | 26851.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $131.60 | 9/7/2021 | | M | | | 33966.00 | (11) | 12/9/2025 | Common Stock | 33966.00 | $0.00 | 0.00 | D | |
Explanation of Responses: |
(1) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.350 to $448.350. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
(2) | Sale price represents an average sale price between $448.355 and $449.345. |
(3) | Sale price represents an average sale price between $449.375 and $450.330. |
(4) | Sale price represents an average sale price between $450.390 and $451.385. |
(5) | Sale price represents an average sale price between $451.410 and $452.385. |
(6) | Sale price represents an average sale price between $452.450 and $453.440. |
(7) | Sale price represents an average sale price between $453.480 and $453.950. |
(8) | Includes 15.037 shares acquired under the COO ESPP on 2/1/2021, 39.97 shares acquired under the COO ESPP on 5/3/2021 and 7.174 shares acquired under the COO ESPP on 8/2/2021. |
(9) | Vests 2,362 share(s) on 09-Dec-2015, 2,361 share(s) on 09-Dec-2016, 2,362 share(s) on 09-Dec-2017, 2,361 share(s) on 09-Dec-2018, 2,361 share(s) on 09-Dec-2019 |
(10) | Vests 8,950 share(s) on 09-Dec-2018, 8,952 share(s) on 09-Dec-2019, 8,949 share(s) on 09-Dec-2020 |
(11) | Vests 6,794 share(s) on 09-Dec-2016, 6,793 share(s) on 09-Dec-2017, 6,793 share(s) on 09-Dec-2018, 6,793 share(s) on 09-Dec-2019, 6,793 share(s) on 09-Dec-2020 |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McBride Daniel G C/O THE COOPER COMPANIES, INC. 6101 BOLLINGER CANYON ROAD, SUITE 500 SAN RAMON, CA 94583 |
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| EVP, COO & Pres-CooperVision |
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Signatures
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/s/ Daniel G. McBride | | 9/7/2021 |
**Signature of Reporting Person | Date |
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