FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Young James M
2. Issuer Name and Ticker or Trading Symbol

BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Corporate SVP and CFO
(Last)          (First)          (Middle)

5 DAKOTA DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

5/12/2020
(Street)

LAKE SUCCESS, NY 11042
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/12/2020  M  46012.0000 A$51.9500 68629.0000 D  
Common Stock 5/12/2020  M  31047.0000 A$67.3200 99676.0000 D  
Common Stock 5/12/2020  M  18959.0000 A$50.9500 118635.0000 D  
Common Stock 5/12/2020  S  15025.0000 D$119.4565 (1)103610.0000 D  
Common Stock 5/12/2020  S  16213.0000 D$119.4565 (1)87397.0000 D  
Common Stock 5/12/2020  S  27650.0000 D$119.4565 (1)59747.0000 D  
Common Stock 5/12/2020  S  39448.0000 D$119.4565 (1)20299.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $51.9500 5/12/2020  M     46012.0000  2/8/2017 2/8/2026 Common Stock 46012.0000 $0.0000 0.0000 D  
Stock Option (Right to Buy) $50.9500 5/12/2020  M     18959.0000  2/9/2016 2/9/2025 Common Stock 18959.0000 $0.0000 0.0000 D  
Stock Option (Right to Buy) $67.3200 5/12/2020  M     31047.0000  2/10/2018 2/10/2027 Common Stock 31047.0000 $0.0000 10349.0000 D  

Explanation of Responses:
(1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.00 - $120.1350, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Young James M
5 DAKOTA DRIVE
LAKE SUCCESS, NY 11042


Corporate SVP and CFO

Signatures
Adam D. Amsterdam, Power of Attorney5/13/2020
**Signature of Reporting PersonDate

Broadridge Financial Sol... (NYSE:BR)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Broadridge Financial Sol... Charts.
Broadridge Financial Sol... (NYSE:BR)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Broadridge Financial Sol... Charts.