Statement of Changes in Beneficial Ownership (4)
October 27 2021 - 5:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FINK LAURENCE |
2. Issuer Name and Ticker or Trading Symbol
BlackRock Inc.
[
BLK
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
(Last)
(First)
(Middle)
BLACKROCK, INC., 55 EAST 52ND STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/25/2021 |
(Street)
NEW YORK, NY 10055
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | S | | 15977 | D | $925.0521 (1) | 622794 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | S | | 2866 | D | $926.5447 (3) | 619928 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | S | | 2304 | D | $927.5909 (4) | 617624 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | S | | 1000 | D | $928.553 (5) | 616624 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | S | | 100 | D | $929.18 | 616524 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/25/2021 | | G |
V
| 5435 | D | $0 | 611089 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/26/2021 | | S | | 2500 | D | $937.4016 (6) | 608589 (2) | D | |
Shares Of Common Stock (par Value $0.01 Per Share) | 10/26/2021 | | S | | 2500 | D | $935.305 (7) | 606089 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $925.0 to $925.98. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(2) | Includes Common Stock as well as Restricted Stock Units that vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. |
(3) | This transaction was executed in multiple trades at prices ranging from $926.07 to $927.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(4) | This transaction was executed in multiple trades at prices ranging from $927.085 to $927.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(5) | This transaction was executed in multiple trades at prices ranging from $928.10 to $928.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(6) | This transaction was executed in multiple trades at prices ranging from $937.40 to $937.575. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(7) | This transaction was executed in multiple trades at prices ranging from $935.30 to $935.64. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FINK LAURENCE BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK, NY 10055 | X |
| Chairman and CEO |
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Signatures
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/s/ R. Andrew Dickson III as Attorney-in-Fact for Laurence Fink | | 10/27/2021 |
**Signature of Reporting Person | Date |
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