Initial Statement of Beneficial Ownership (3)
January 11 2023 - 10:40AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * WARREN
DAVID P |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
1/1/2023
|
3. Issuer Name and Ticker or Trading
Symbol Babylon Holdings Ltd [BBLN] |
(Last)
(First)
(Middle)
1 KNIGHTSBRIDGE GREEN |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
|
(Street)
LONDON, X0 SW1X
7QA
(City)
(State)
(Zip)
|
5. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Class A ordinary shares |
293 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted share units |
(1) |
(1) |
Class A ordinary shares |
9695.0 |
(2) |
D |
|
Explanation of
Responses: |
(1) |
The restricted share units
("RSUs") were awarded under the Babylon Holdings Limited 2021
Equity Incentive Plan and are made up of two separate awards. The
first award for 9,108 Class A ordinary shares vests on September
13, 2023. The second award for 587 Class A ordinary shares vests in
annual installments beginning December 21, 2023. Vested RSUs will
be settled in shares or cash as soon as administratively
practicable after vesting, but in no event more than 60 days after
the applicable RSUs' vesting date. |
(2) |
Each RSU represents a
contingent right to receive one Class A ordinary share. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WARREN DAVID P
1 KNIGHTSBRIDGE GREEN
LONDON, X0 SW1X 7QA |
X |
|
|
|
Signatures
|
/s/ David P Warren |
|
1/11/2023 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Babylon (NYSE:BBLN)
Historical Stock Chart
From May 2023 to Jun 2023
Babylon (NYSE:BBLN)
Historical Stock Chart
From Jun 2022 to Jun 2023