Amended Statement of Changes in Beneficial Ownership (4/a)
February 28 2020 - 4:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Martens Robert C. |
2. Issuer Name and Ticker or Trading Symbol
Allegion plc
[
ALLE
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP Chief Innovation & Design |
(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N PENNSYLVANIA STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/20/2020 |
(Street)
CARMEL, IN 46032
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/24/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Ordinary Shares | 2/20/2020 | | A | | 774 | A | (1) | 5173 | D | |
Ordinary Shares | 2/20/2020 | | A | | 774 | A | (2) | 5947 | D | |
Ordinary Shares | 2/20/2020 | | A | | 774 | A | (3) | 6721 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $129.325 | 2/20/2020 | | A | | 3904 | | (4) | 2/20/2030 | Ordinary Shares | 3904 | $0 | 3904 | D | |
Explanation of Responses: |
(1) | Restricted stock units that vest in equal annual installments on February 20, 2021, February 20, 2022 and February 20, 2023. |
(2) | Restricted stock units that vest on February 20, 2021. |
(3) | Restricted stock units that vest on February 20, 2021. |
(4) | A stock option that vests in equal annual installments on February 20, 2021, February 20, 2022 and February 20, 2023. |
Remarks: This Form 4/A amends and restates the original Form 4 filed on February 24, 2020 which omitted, due to inadvertent administrative error, the two additional restricted stock units granted on February 20, 2020 that each vest on February 20, 2021. This Form 4/A is also deemed to adjust, accordingly, the reported balance on the form 4 filed by the reporting person on February 25, 2020 and February 26, 2020. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Martens Robert C. C/O SCHLAGE LOCK COMPANY LLC 11819 N PENNSYLVANIA STREET CARMEL, IN 46032 |
|
| SVP Chief Innovation & Design |
|
Signatures
|
/s/ Hatsuki Miyata, Attorney-In-Fact | | 2/28/2020 |
**Signature of Reporting Person | Date |
Allegion (NYSE:ALLE)
Historical Stock Chart
From Apr 2024 to May 2024
Allegion (NYSE:ALLE)
Historical Stock Chart
From May 2023 to May 2024