Notification Filed by a National Securities Exchange to Report the Removal From Listing and Registration of Matured , Redeemed or Retired Securities (25)
November 04 2022 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING
AND/OR REGISTRATION UNDER SECTION 12(b)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number 001-10932
WisdomTree Investments, Inc.
The Nasdaq Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange
where security is listed and/or registered)
250 West 34th Street, 3rd Floor, New York, NY 10119
(Address, including zip code, and telephone number, including area code, of Issuers principal executive offices)
Common Stock, par value $0.01
(Description of class of securities)
Please place an X in the box to
designate the rule provision relied upon to strike the class of securities from listing and registration:
☐ |
17 CFR 240.12d2-2(a)(1) |
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17 CFR 240.12d2-2(a)(2) |
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17 CFR 240.12d2-2(a)(3) |
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17 CFR 240.12d2-2(a)(4) |
☐ |
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its
rules to strike the class of securities from listing and/or withdraw registration on the Exchange. |
☒ |
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the
rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange. |
Pursuant to the requirements of the Securities Exchange Act of 1934, WisdomTree Investments, Inc. certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
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WisdomTree Investments, Inc. |
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Date: November 4, 2022 |
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By: |
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/s/ Marci Frankenthaler |
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Marci Frankenthaler |
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Chief Legal Officer and Secretary |
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