Statement of Changes in Beneficial Ownership (4)
December 03 2019 - 4:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Davis Wade |
2. Issuer Name and Ticker or Trading Symbol
Viacom Inc.
[
VIA, VIAB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CFO |
(Last)
(First)
(Middle)
1515 BROADWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2019 |
(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class B Common Stock | 11/30/2019 | | M | | 7797 | A | (1) | 137580 (2) | D | |
Class B Common Stock | 11/30/2019 | | F | | 4149 (3) | D | $24.07 | 133431 | D | |
Class B Common Stock | | | | | | | | 567 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Share Units (4) | (1) | 11/30/2019 | | M | | | 7797 | (1) | (1) | Class B Common Stock | 7797 | (4) | 23392 | D | |
Explanation of Responses: |
(1) | These shares were issued on November 30, 2019 upon vesting of the first of four equal annual installments of Restricted Share Units ("RSUs") that were granted on November 30, 2018. On the date of vesting, the most recent closing price of the Class B Common Stock on The NASDAQ Global Select Market was $24.07 per share. |
(2) | Includes shares of Class B Common Stock acquired by the executive officer in connection with a dividend reinvestment program exempt from Section 16(a). |
(3) | These shares were withheld by Viacom to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction. |
(4) | Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Davis Wade 1515 BROADWAY NEW YORK, NY 10036 |
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| EVP, CFO |
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Signatures
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/s/ Christa A. D'Alimonte, Attorney-in-Fact for Wade Davis | | 12/3/2019 |
**Signature of Reporting Person | Date |
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