Statement of Changes in Beneficial Ownership (4)
January 16 2020 - 5:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SCHIRALDI RICHARD J |
2. Issuer Name and Ticker or Trading Symbol
UNITED COMMUNITY FINANCIAL CORP
[
UCFC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
275 WEST FEDERAL STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/26/2019 |
(Street)
YOUNGSTOWN, OH 44503
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | 12/26/2019 | | G |
V
| 837 | D | $0.00 | 153367 | I | The Richard J. Schiraldi Revocable Trust |
Common Shares | 1/14/2020 | | A | | 880 (1) | A | $0.00 | 5475 | D | |
Common Shares | | | | | | | | 154465 (2) | I | The Richard J. Schiraldi Revocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The award represents a grant of restricted shares pursuant to the 2015 United Community Financial Corp. Long-Term Incentive Plan (the "Plan"). Under the Plan, 550 restricted shares fully vest on the one year anniversary of the award date and 330 restricted shares fully vest on the two year anniversary of the award date. |
(2) | The increase in the total shares reflects a change in form of ownership from direct to indirect. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCHIRALDI RICHARD J 275 WEST FEDERAL STREET YOUNGSTOWN, OH 44503 | X |
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Signatures
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/s/ Jude J. Nohra, POA for Richard J. Schiraldi | | 1/16/2020 |
**Signature of Reporting Person | Date |
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