Current Report Filing (8-k)
August 11 2020 - 4:29PM
Edgar (US Regulatory)
0001429560
false
0001429560
2020-08-11
2020-08-11
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 11, 2020
TREVENA, INC.
(Exact name of registrant as specified in its charter)
Delaware
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001-36193
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26-1469215
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(State or other jurisdiction of
incorporation)
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(Commission File No.)
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(IRS Employer
Identification No.)
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955 Chesterbrook Boulevard, Suite 110
Chesterbrook, PA 19087
(Address of principal executive offices and zip code)
(610) 354-8840
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, $0.001 par value
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TRVN
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
On August 11, 2020, Trevena, Inc. (the
“Company”) issued a press release announcing its intention to offer and sell shares of its common stock in an underwritten
public offering. A copy of the press release is attached hereto as Exhibit 99.1.
ATM Program
In April 2019, the Company established
an at-the-market sales program (the “ATM Program”) with H.C. Wainwright & Co., LLC (“Wainwright”),
pursuant to which the Company may offer and sell through Wainwright, from time to time at the Company’s sole discretion,
shares of its common stock, having an aggregate offering price of up to $50.0 million. From July 1, 2020 through July 14, 2020,
the Company issued and sold approximately 4.4 million shares of common stock under the ATM Program with net offering proceeds of
approximately $6.9 million.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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TREVENA, INC.
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Date: August 11, 2020
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By:
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/s/ Barry Shin
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Barry Shin
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Senior Vice President & Chief Financial Officer
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