Statement of Changes in Beneficial Ownership (4)
March 02 2021 - 3:24PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DEMARTINO STEVEN A |
2. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC
[
TACT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, CFO, Treas. & Secr |
(Last)
(First)
(Middle)
ONE HAMDEN CENTER, 2319 WHITNEY AVENUE, SUITE 3B |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/27/2021 |
(Street)
HAMDEN, CT 06518
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/27/2021 | | A | | 1238 (4) | A | $0 (1) | 70783 | D | |
Common Stock | 2/27/2021 | | A | | 1196 (5) | A | $0 (2) | 71979 | D | |
Common Stock | 3/1/2021 | | A | | 417 (6) | A | $0 (3) | 72396 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 2/27/2021 | | M | | | 2225 | (1) | (1) | Common Stock | 2225 | (1) | 4450 | D | |
Restricted Stock Units | (2) | 2/27/2021 | | M | | | 2150 | (2) | (2) | Common Stock | 2150 | (2) | 6450 | D | |
Restricted Stock Units | (3) | 3/1/2021 | | M | | | 750 | (3) | (3) | Common Stock | 750 | (3) | 750 | D | |
Explanation of Responses: |
(1) | Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. |
(2) | Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. |
(3) | Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. |
(4) | Mr. DeMartino relinquished 987 shares of common stock of the 2,225 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes. |
(5) | Mr. DeMartino relinquished 954 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes. |
(6) | Mr. DeMartino relinquished 333 shares of common stock of the 750 restricted stock units that converted to common stock on March 1, 2021 in order to pay the required income and payroll taxes. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DEMARTINO STEVEN A ONE HAMDEN CENTER 2319 WHITNEY AVENUE, SUITE 3B HAMDEN, CT 06518 |
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| President, CFO, Treas. & Secr |
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Signatures
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Steve A. DeMartino | | 3/2/2021 |
**Signature of Reporting Person | Date |
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