Initial Statement of Beneficial Ownership (3)
September 25 2020 - 9:50AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hurst Calvin C |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/15/2020
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3. Issuer Name and Ticker or Trading Symbol
SOUTHERN FIRST BANCSHARES INC [SFST]
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(Last)
(First)
(Middle)
P.O. BOX 17465 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Banking Officer / |
(Street)
GREENVILLE, SC 29606
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | 4/16/2020 | 4/16/2029 | Common Stock | 4000 | $35.35 | D | |
Stock Options (right to buy) | 1/21/2021 | 1/21/2030 | Common Stock | 4000 | $42.72 | D | |
Stock Options (right to buy) | 5/19/2021 | 5/19/2030 | Common Stock | 8000 | $25.1 | D | |
Explanation of Responses: |
(1) | On April 16, 2019, Mr. Hurst was awarded 2,000 shares of restricted stock under the Southern First Bancshares, Inc. 2016 Equity Incentive Plan. The restricted stock vests equally over four years. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hurst Calvin C P.O. BOX 17465 GREENVILLE, SC 29606 |
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| Chief Banking Officer |
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Signatures
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Calvin C. Hurst, /s/Julie A Fairchild, POA | | 9/25/2020 |
**Signature of Reporting Person | Date |
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