Amended Securities Registration (section 12(b)) (8-a12b/a)
June 15 2023 - 4:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
RAMACO RESOURCES, INC.
(Exact Name of Registrant as Specified in Its
Charter)
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Delaware |
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38-4018838 |
(State or other jurisdiction of incorporation or organization) |
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(IRS Employer Identification No.) |
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250 West Main Street, Suite 1900
Lexington, Kentucky |
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40507 |
(Address of principal executive offices) |
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(Zip Code) |
Securities to be registered pursuant to Section
12(b) of the Act:
Title of each class
to be so registered |
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Name of exchange on which
each class is to be registered |
Class A common stock, par value $0.01 per share |
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The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ¨
If this form relates to the registration of a class of securities concurrently
with a Regulation A offering, check the following box. ¨
Securities Act registration statement or Regulation A offering statement
file number to which this form relates: 333-267152
Securities to be registered pursuant to Section
12(g) of the Act:
None
(Title of Class)
Explanatory Note
Ramaco Resources, Inc. (the “Company” or the “Registrant”),
previously filed a Registration Statement on Form 8-A with the U.S. Securities and Exchange Commission (the “SEC”) on January
31, 2017 with respect to common stock of the Company (the “Prior Form 8-A”). On June 12, 2023, the Company filed with the
Delaware Secretary of the State its Second Amended and Restated Certificate of Incorporation which, among other things, changed the name
of the Company’s common stock from “common stock” to “Class A common stock.” The Company is amending the
Prior Form 8-A to reflect such change. The Company’s Class A common stock will continue to trade on The Nasdaq Stock Market LLC
under the symbol “METC.”
Item 1. Description of Registrant’s Securities to be Registered.
The description of the Class A common stock is set forth under the
heading “Description of Common Stock” in the Registrant’s prospectus forming part of its Registration Statement on Form
S-1 (File No. 333-267152), originally filed with the SEC on August 30, 2022, as thereafter amended and supplemented from time to time
(the “Registration Statement”) to which this Form 8-A/A relates, and which is incorporated by reference herein. In addition,
all of the above-referenced descriptions included in any prospectus relating to the Registration Statement filed with the SEC pursuant
to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated by reference herein.
Item 2. Exhibits.
Exhibit
Number |
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Description |
3.1 |
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Second Amended and Restated Certificate of Incorporation
of Ramaco Resources, Inc. (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No. 001-38003)
filed with the SEC on June 12, 2023). |
3.2 |
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Amended and Restated Bylaws of Ramaco Resources, Inc. (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No. 001-38003) filed with the SEC on February 14, 2017). |
3.3 |
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Amendment No. 1 to the Amended and Restated Bylaws of Ramaco Resources, Inc. (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No. 001-38003) filed with the SEC on December 15, 2020). |
4.1 |
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Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 of the Company’s Registration Statement on Form S-1 (File No. 333-215363) filed with the Commission on December 29, 2016). |
4.2 |
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Registration Rights Agreement, dated as of February 8, 2017, by and among Ramaco Resources, Inc. and the stockholders named therein (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K (File No. 001-38003) filed with the Commission on February 14, 2017). |
4.3 |
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Shareholders’ Agreement, dated as of February 8, 2017, by and among Ramaco Resources, Inc., Yorktown Energy Partners IX, L.P., Yorktown Energy Partners X, L.P., Yorktown Energy Partners XI, L.P., Energy Capital Partners Mezzanine Opportunities Fund, LP, Energy Capital Partners Mezzanine Opportunities Fund A, LP, and ECP Mezzanine B (Ramaco IP), LP. (incorporated by reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K (File No. 001-38003) filed with the Commission on February 14, 2017). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
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RAMACO RESOURCES, INC. |
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By: |
/s/ Randall W. Atkins |
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Name: |
Randall W. Atkins |
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Title: |
Chairman and Chief Executive Officer |
Date: June 15, 2023
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