Statement of Changes in Beneficial Ownership (4)
March 05 2021 - 5:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Loeb Daniel S |
2. Issuer Name and Ticker or Trading Symbol
Radius Global Infrastructure, Inc.
[
RADI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
55 HUDSON YARDS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/3/2021 |
(Street)
NEW YORK, NY 10001
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock (1) | 3/3/2021 | | S | | 4527 | D | $12.4285 | 4495473 | I | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants to Acquire Class A Common Stock (3) | $11.50 | | | | | | | 2/10/2020 | (3) | Class A Common Stock | 1500000 | | 4500000 | I | See footnote (2) |
Explanation of Responses: |
(1) | The shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), of Radius Global Infrastructure, Inc. (the "Issuer") were acquired in connection with the Issuer's domestication as a Delaware corporation, pursuant to which each issued and outstanding ordinary share, no par value, of Digital Landscape Group, Inc., a British Virgin Islands business company with limited liability, automatically converted, by operation of law, on a one-to-one basis into a share of Class A Common Stock. |
(2) | The securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that either of Third Point or Mr. Loeb are the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. |
(3) | The warrants to acquire Class A Common Stock (the "Warrants") entitle holders thereof to one-third of one Class A Common Share, exercisable in multiples of three Warrants at $11.50 per Class A Common Share, subject to the terms and conditions set forth in the Amended and Restated Warrant Instrument of the Issuer, dated October 2, 2020, as filed with the U.S. Securities and Exchange Commission as Exhibit 4.4 to the Post-Effective Amendment No. 1 to the Form S-4 Registration Statement of the Issuer on October 21, 2020. The Warrants will expire upon the earlier to occur of (i) 5:00 p.m. (New York City time) on February 10, 2023, and (ii) in the event that, prior to such anniversary, an acquisition offer satisfying certain criteria is made to all holders of Class A Common Stock, such earlier date as determined pursuant to the Warrant Instrument pursuant to which the Warrants are issued (or, in each case, if such day is not a trading day, the trading day immediately following such day). |
Remarks: Exhibits -------- 24. Power of Attorney granted by Daniel S. Loeb in favor of William Song and Joshua L. Targoff, dated February 17, 2021. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Loeb Daniel S 55 HUDSON YARDS NEW YORK, NY 10001 |
| X |
|
|
Third Point LLC 55 HUDSON YARDS NEW YORK, NY 10001 |
| X |
|
|
Signatures
|
DANIEL S. LOEB, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb | | 3/4/2021 |
**Signature of Reporting Person | Date |
THIRD POINT LLC, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb, Chief Executive Officer of Third Point | | 3/4/2021 |
**Signature of Reporting Person | Date |
Radius Global Infrastruc... (NASDAQ:RADI)
Historical Stock Chart
From Apr 2024 to May 2024
Radius Global Infrastruc... (NASDAQ:RADI)
Historical Stock Chart
From May 2023 to May 2024