Initial Statement of Beneficial Ownership (3)
April 05 2021 - 2:33PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Vorcheimer Stuart M. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/25/2021
|
3. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [PGC]
|
(Last)
(First)
(Middle)
500 HILLS DR, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Comm & Ind Lndg / |
(Street)
BEDMINSTER, NJ 07921
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 6802.4675 | D | |
Common Stock | 750 | I | IRA |
Common Stock | 347.0873 | I | 401(k) Plan/Profit Sharing |
Common Stock | 512.5484 | I | Employee Stock Purchase Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 501 | (2) | D | |
Restricted Stock Units | (1) | (1) | Common Stock | 1077 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 130 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 1266 | (2) | D | |
Restricted Stock Units | (1) | (1) | Common Stock | 8929 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 690 | (2) | D | |
Restricted Stock Units | (1) | (1) | Common Stock | 4703 | (2) | D | |
Explanation of Responses: |
(1) | The restricted stock units vest and settle in stock in five approximately equal installments beginning on the first anniversary of the date of grant. |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. |
(3) | The restricted stock units vest and settle in stock in three approximately equal installments beginning on the first anniversary of the date of grant. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Vorcheimer Stuart M. 500 HILLS DR SUITE 300 BEDMINSTER, NJ 07921 |
|
| EVP, Comm & Ind Lndg |
|
Signatures
|
/s/ Scott Brown, pursuant to Power of Attorney | | 4/5/2021 |
**Signature of Reporting Person | Date |
Peapack Gladstone Financ... (NASDAQ:PGC)
Historical Stock Chart
From Mar 2024 to Apr 2024
Peapack Gladstone Financ... (NASDAQ:PGC)
Historical Stock Chart
From Apr 2023 to Apr 2024