Current Report Filing (8-k)
August 24 2020 - 7:45AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Act of 1934
Date
of Report (Date of earliest event reported): August 21, 2020
Ocean
Power Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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001-33417
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22-2535818
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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28
Engelhard Drive, Suite B
Monroe
Township, New Jersey
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08831
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(Address
of principal executive offices)
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(Zip
Code)
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(609)
730-0400
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol (s)
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Name
of each exchange on which registered
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Common
Stock $0.001 Par Value
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OPTT
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Nasdaq
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
[ ]
On
August 21, 2020, Ocean Power Technologies, Inc. (the “Company”) received notification from The Nasdaq Stock Market
(“Nasdaq”) that, as a result of the closing bid price of the Company’s common stock being over $1.00 for 10
consecutive trading days, the Company has regained compliance with Listing Rule 5550(a)(2) to maintain the listing of its common
stock on Nasdaq and Nasdaq considers the matter closed.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
August 24, 2020
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OCEAN
POWER TECHNOLOGIES, INC.
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/s/
George H. Kirby III
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George
H. Kirby III
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President
and Chief Executive Officer
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