Current Report Filing (8-k)
January 17 2023 - 03:46PM
Edgar (US Regulatory)
FALSE0001587987January 17,
202312-3100015879872023-01-172023-01-170001587987newt:CommonStockParValue002PerShareMember2023-01-172023-01-170001587987newt:FivePointSevenFivePercentNotesDue2024Member2023-01-172023-01-170001587987newt:FivePointFiveZeroPercentNotesDue2026Member2023-01-172023-01-17
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
January 17, 2023
Date of Report (date of Earliest Event Reported)
NEWTEKONE, INC.
(Exact Name of Company as Specified in its Charter)
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Maryland |
814-01035
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46-3755188 |
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(State or Other Jurisdiction of Incorporation or
Organization) |
(Commission File No.) |
(I.R.S. Employer Identification No.) |
4800 T Rex Avenue, Suite 120, Boca Raton, Florida
33431
(Address of principal executive offices and zip code)
(212) 356-9500
(Company’s telephone number, including area code)
NEWTEK BUSINESS SERVICES CORP.
(Former name or former address, if changed from last
report)
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Common Stock, par value $0.02 per share |
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NEWT |
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Nasdaq Global Market LLC |
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5.75% Notes due 2024 |
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NEWTL |
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Nasdaq Global Market LLC |
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5.50% Notes due 2026 |
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NEWTZ |
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Nasdaq Global Market LLC |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
o
Item 5.03.
Amendments
to Articles of Incorporation or Bylaws.
Effective January 13, 2023, Newtek Business Services Corp. (the
“Company”) filed Articles of Amendment amending the Company’s
Charter to change the name of the Company to “NewtekOne,
Inc.”
Item 9.01 Financial Statement and
Exhibits
(d) Exhibits.
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Exhibit Number |
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Description |
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SIGNATURES
In accordance with the requirements of the Securities Exchange Act
of 1934, the registrant has caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
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NEWTEKONE, INC. |
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Date: January 17, 2023 |
By: |
/S/ BARRY
SLOANE
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Barry Sloane |
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Chief Executive Officer, President and Chairman of the
Board |
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