Statement of Changes in Beneficial Ownership (4)
August 13 2021 - 11:08AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hunt James Christopher |
2. Issuer Name and Ticker or Trading Symbol
MMA Capital Holdings, LLC
[
MMAC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
3600 O'DONNELL STREET, SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/13/2021 |
(Street)
BALTIMORE, MD 21224
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common | 8/13/2021 | 8/13/2021 | U | | 12500.0000 (1) | D | $27.7700 (2) | 0.0000 | D | |
Common | 8/13/2021 | 8/13/2021 | U | | 3215.0000 (1) | D | $27.7700 (2) | 0.0000 | I | By Spouse |
Common | 8/13/2021 | 8/13/2021 | U | | 250000.0000 (1) | D | $27.7700 (2) | 0.0000 | I | See Footnote 1 (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Complete disposition of shares pursuant to merger transaction |
(2) | Cash merger consideration |
(3) | The shares were owned directly by Hunt Capital Holdings, LLC ("HCH"), an indirect subsidiary of Hunt Companies, Inc. ("Hunt") Hunt is owned and controlled by members of the Hunt family and trusts for the benefit of the Hunt family. Mr. Hunt may be deemed to share voting and investment power with respect to the shares owned directly by HCH by virtue of being a member of the board of directors of Hunt and the CEO, President and Chief Investment Officer. Mr. Hunt disclaims beneficial ownership of the securities described in this footnote, except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hunt James Christopher 3600 O'DONNELL STREET SUITE 600 BALTIMORE, MD 21224 | X |
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Signatures
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J. Brooks Martin, Attorney-in-Fact | | 8/13/2021 |
**Signature of Reporting Person | Date |
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