Statement of Changes in Beneficial Ownership (4)
April 14 2021 - 4:50PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Taylor Bruce C. |
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc.
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AVO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O MISSION PRODUCE, INC., 2710 CAMINO DEL SOL |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/13/2021 |
(Street)
OXNARD, CA 93030
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 4/13/2021 | | G | | 386189 | D | $0 | 8333 | D | |
COMMON STOCK | 4/13/2021 | | A | | 5028 (1) | A | $0 | 13361 | D | |
COMMON STOCK | | | | | | | | 386189 | I | By Bruce and Linda Taylor Trust (2) |
COMMON STOCK | | | | | | | | 9608848 | I | BY TAYLOR FAMILY INVESTMENTS LLC (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. |
(2) | Bruce and Linda Taylor as trustees. |
(3) | The shares are held by Taylor Family Investments LLC, a 10% owner, and as to which Mr. Taylor has sole voting and dispositive power, but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Taylor Family Investments LLC is not deemed to own the shares held by Mr. Taylor. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Taylor Bruce C. C/O MISSION PRODUCE, INC. 2710 CAMINO DEL SOL OXNARD, CA 93030 | X | X |
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Taylor Family Investments, LLC C/O MISSION PRODUCE, INC. 2710 CAMINO DEL SOL OXNARD, CA 93030 |
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Signatures
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/s/ Jeremy B. Warren, Attorney-in-Fact for Bruce C. Taylor | | 4/14/2021 |
**Signature of Reporting Person | Date |
/s/ Jeremy B. Warren, Attorney-in-Fact for Taylor Family Investments, LLC | | 4/14/2021 |
**Signature of Reporting Person | Date |
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