Statement of Changes in Beneficial Ownership (4)
June 01 2021 - 7:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mudrick Capital Management, L.P. |
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP
[
HYMC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
527 MADISON AVENUE, 6TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/28/2021 |
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 5/28/2021 | | J(2) | | 4813180 (2) | D | $0 | 25183978 (3) | I | See Notes (1)(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants | $11.50 | | | | | | | 6/28/2020 | (5) | Class A Common Stock | 10495892 | | 10495892 (2)(4) | I | See Notes (1)(7) |
Warrants | $10.50 | | | | | | | 10/6/2020 | 10/6/2025 | Class A Common Stock | 3222222 | | 3222222 (6) | I | See Notes (1)(7) |
Explanation of Responses: |
(1) | See Exhibit 99.1 for text of footnote (1). |
(2) | See Exhibit 99.1 for text of footnote (2). |
(3) | See Exhibit 99.1 for text of footnote (3). |
(4) | See Exhibit 99.1 for text of footnote (4). |
(5) | See Exhibit 99.1 for text of footnote (5). |
(6) | See Exhibit 99.1 for text of footnote (6). |
(7) | See Exhibit 99.1 for text of footnote (7). |
Remarks: Exhibit 99.1 (Form 4 Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 has been split into two filings filed by designated filer Mudrick Capital Management, L.P., because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. This is the first of the two filings. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mudrick Capital Management, L.P. 527 MADISON AVENUE 6TH FLOOR NEW YORK, NY 10022 | X | X |
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Mudrick Distressed Opportunity Drawdown Fund GP, LLC 527 MADISON AVENUE 6TH FLOOR NEW YORK, NY 10022 | X | X |
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Mudrick Distressed Opportunity Drawdown Fund II, L.P. 527 MADISON AVENUE 6TH FLOOR NEW YORK, NY 10022 | X | X |
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Mudrick Distressed Opportunity Drawdown Fund II GP, LLC 527 MADISON AVENUE 6TH FLOOR NEW YORK, NY 10022 | X | X |
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Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. 527 MADISON AVENUE 6TH FLOOR NEW YORK, NY 10022 | X | X |
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Signatures
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See Exhibit 99.2 | | 6/1/2021 |
**Signature of Reporting Person | Date |
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