Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 7, 2022

Home Point Capital Inc.

(Exact name of registrant as specified in its charter)

Delaware	001-39964	90-1116426
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

2211 Old Earhart Road, , Suite 250

Ann Arbor, Michigan 48105

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (888) 616-6866

Not applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)

☐	Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR 240.14d−2(b))

☐	Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol		Name of each exchange on which registered
Common Stock, par value $0.0000000072 per share		HMPT		The Nasdaq Stock Market LLC (The Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07

Submission of Matters to a Vote of Security Holders.

(a) On June 7, 2022, Home Point Capital Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). Of the 138,766,971 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting as of the April 8, 2022 record date, 133,649,319 shares, or approximately 96.3%, were present at the Annual Meeting either by attendance via online webcast or by proxy.

(b) The following describes the matters considered by the Company’s stockholders at the Annual Meeting, as well as the results of the votes cast at the Annual Meeting:

1.	The Company’s stockholders elected the following Class I directors to hold office until the Company’s annual meeting of stockholders to be held in 2025 and the election of their successors.

Nominee		For	Withhold	Broker Non-Vote
	Andrew J. Bon Salle	129,389,399	1,928,131	2,331,789
	Agha S. Khan	129,344,857	1,972,673	2,331,789

2.	The Company’s stockholders approved, on an advisory basis, the Company’s executive compensation.

For		Against		Abstain		Broker Non-Vote
130,822,680		332,211		162,639		2,331,789

3.	The Company’s stockholders approved, on an advisory basis, the frequency of stockholder votes on the Company’s executive compensation to be every three years.

1 Year		2 Years		3 Years		Abstain		Broker Non-Vote
3,309,386		19,157		127,855,134		133,853		2,331,789

4.	The Company’s stockholders ratified the appointment of BDO USA, LLP, as the Company’s independent public accounting firm for the year ending December 31, 2022.

For		Against		Abstain		Broker Non-Vote
133,416,304		190,435		42,580		—

(d) In light of the results of the advisory vote on the frequency of future advisory votes on executive compensation, the Company will hold an advisory vote on executive compensation every three years until the next advisory vote on the frequency of stockholder votes on the compensation of executives, which will occur no later than the Company’s annual meeting in 2028.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.