Securities Registration (section 12(b)) (8-a12b)
June 27 2013 - 1:34PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on June 27, 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or 12(g) of the
Securities Exchange Act of 1934
Full Circle Capital Corporation
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(Exact name of registrant as specified in its charter)
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Maryland
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27-2411476
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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800 Westchester Ave., Suite S-620,
Rye Brook, New York
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10573
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(Address of principal executive offices)
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(Zip Code)
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If this Form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
x
If this Form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
¨
Securities Act registration statement file number to which this
form relates: 333-188280
Securities to be registered pursuant to Section 12(b) of the
Act:
Title of each class
to be so registered
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Name of each exchange on
which each class is to be registered
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8.25% Notes due 2020
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The NASDAQ Stock Market LLC
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Securities to be registered pursuant to Section 12(g) of the
Act:
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1.
Description of the Registrant's Securities to
be Registered
The description of the 8.25% Notes due 2020
(the “Notes”) contained in the sections entitled “Specific Terms of the Notes and the Offering” and “Description
of Our Notes” in the prospectus dated June 25, 2013, which was filed with the Securities and Exchange Commission under the
Securities Act of 1933, as amended, on June 26, 2013, is incorporated herein by reference. The Notes are expected to be listed
on the NASDAQ Capital Market and to trade thereon within 30 days of the original issue date under the trading symbol “FULLL.”
Item 2.
Exhibits
Pursuant to the Instructions as to exhibits
for registration statements on Form 8-A, the documents listed below are filed as exhibits to this Registration Statement:
Number
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Exhibit
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1
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Indenture, dated as of June 3, 2013, between the registrant and U.S. Bank National Association, as trustee (incorporated herein by reference to Exhibit (d)(4) filed with Pre-Effective Amendment No. 1 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 11, 2013).
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2
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Form of First Supplemental Indenture, relating to the 8.25% Notes due 2020, between
the registrant and U.S. Bank National Association, as trustee (incorporated herein by reference to Exhibit (d)(6) filed with Pre-Effective Amendment No. 2 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 19, 2013).
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3
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Form of 8.25% Note due 2020
(incorporated herein by reference to Exhibit (d)(6) filed with Pre-Effective Amendment No. 2 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 19, 2013).
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SIGNATURE
Pursuant to the requirements
of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Registration Statement to
be signed on its behalf by the undersigned, thereto duly authorized.
Date: June 27, 2013
Full Circle Capital Corporation
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By:
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/s/ John E. Stuart
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Name:
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John E. Stuart
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Title:
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Chief Executive Officer and President
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EXHIBIT INDEX
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Number
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Exhibit
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1
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Indenture, dated as of June 3, 2013, between the registrant and U.S. Bank National Association, as trustee (incorporated herein by reference to Exhibit (d)(4) filed with Pre-Effective Amendment No. 1 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 11, 2013).
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2
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Form of First Supplemental Indenture, relating to the 8.25% Notes due 2020, between
the registrant and U.S. Bank National Association, as trustee (incorporated herein by reference to Exhibit (d)(6) filed with Pre-Effective Amendment No. 2 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 19, 2013).
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3
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Form of 8.25% Note due 2020
(incorporated herein by reference to Exhibit (d)(6) filed with Pre-Effective Amendment No. 2 to the registrant’s Registration Statement on Form N-2 (File No. 333-188280) filed on June 19, 2013).
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