Current Report Filing (8-k)
November 22 2022 - 4:47PM
Edgar (US Regulatory)
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0001495584
2022-11-22
2022-11-22
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or
15(d) of
the Securities
Exchange Act of 1934
Date of Report: November 22, 2022
(Date of earliest event reported)
Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in
its charter)
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Maryland
(State or other jurisdiction of incorporation) |
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814-00830
(Commission File Number)
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27-3008946
(IRS Employer Identification Number) |
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150 Almaden Blvd.,
Suite 1250 San Jose, CA
(Address of principal executive offices) |
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95113
(Zip Code)
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(800) 976-8776
(Registrant's telephone number, including
area code)
Not Applicable
(Former Name or Former Address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common stock, par value $0.001 per share |
SVVC |
The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| [ ] | Emerging growth company |
| [ ] | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. |
Item 8.01. Other Events
On
November 22, 2022, Firsthand Technology Value Fund, Inc. issued a press release announcing that its top five holdings as of October 31,
2022 were IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital.
The
press release also announced that, of October 31, 2022, the Fund’s top five holdings constituted 95.4% of the Fund’s estimated
total investments.
Item 9.01. Financial Statements and Exhibits
None
(b) | Pro forma financial information: |
None
(c) | Shell company transactions: |
None
99.1 Press Release dated
November 22, 2022.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 22, 2022 |
FIRSTHAND TECHNOLOGY VALUE FUND, INC. |
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By: |
/s/ Kevin Landis |
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Kevin Landis |
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President |
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Exhibit
Index
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jul 2023 to Jul 2024