Current Report Filing (8-k)
April 01 2021 - 8:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 31, 2021
EYENOVIA, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
001-38365
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47-1178401
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(Commission File Number)
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(IRS Employer Identification No.)
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295 Madison Avenue, Suite 2400, New York, New York 10017
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(Address of principal executive offices) (Zip Code)
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Registrant's telephone number, including area code
(917) 289-1117
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.0001 Par Value
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EYEN
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this Chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this Chapter).
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Emerging growth company x
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) On
March 31, 2021, the Board of Directors (the “Board”) of Eyenovia, Inc. (the “Company”) appointed
Julia A. Haller, M.D. as a member of the Board, effective immediately, to serve until the Company’s 2021 annual meeting of
stockholders or until her successor is duly elected and qualified.
Dr. Haller, age 66, has served since 2007
as Ophthalmologist-in-Chief at Wills Eye Hospital in Philadelphia, PA, where she holds the William Tasman, M.D. Endowed Chair. She also
is Professor and Chair of the Department of Ophthalmology at Sidney Kimmel Medical College at Thomas Jefferson University and Thomas Jefferson
University Hospitals. Prior to her current positions, Dr. Haller trained at the Wilmer Eye Institute at Johns Hopkins where she served
as the first female Chief Resident. She then joined the Johns Hopkins faculty, where she directed the retina fellowship program
and held the Katharine Graham Chair in Ophthalmology. One of the world's most renowned retinal surgeons, Dr. Haller has
published over 400 scientific articles and book chapters and innovated translational advances against blindness in many areas. Elected
to the National Academy of Medicine, Dr. Haller is recognized globally for her multiple accomplishments in ophthalmology. Dr. Haller
currently serves on the board of directors of Bristol-Myers Squibb Company (NYSE: BMY) and served on the board of directors of Celgene
Corporation, prior to its acquisition by Bristol-Myers Squibb in 2019. She also is president and serves on the board of directors of the
Women in Medicine Legacy Foundation, chairs the Heed Foundation and Society of Heed Fellows, is a member of the board of directors of
the College of Physicians of Philadelphia, Johns Hopkins Medical and Surgical Association, and the Philadelphia Orchestra Association,
and is a member of the American Ophthalmological Society Council, and the American Academy of Ophthalmology Foundation board of advisors.
Dr. Haller’s editorial board service includes RETINA, Retinal Physician, Retina Times, Ocular Surgery News, Retina Today, and
Ophthalmology Times. Dr. Haller holds an A.B. in philosophy from Princeton University, where she graduated magna cum laude, and an
M.D. from Harvard University Medical School.
The Board has determined that Dr. Haller is
an independent director under relevant SEC and Nasdaq rules. There are no arrangements or understandings between Dr. Haller and any
other person pursuant to which she was appointed as a director of the Board. There have been no transactions
in which the Company has participated and in which Dr. Haller has had a direct or indirect material interest that would be required
to be disclosed under Item 404(a) of Regulation S-K. Dr. Haller has not been appointed to any Board committee at this
time.
Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EYENOVIA, INC.
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Date: April 1, 2021
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By:
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/s/ John Gandolfo
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Name: John Gandolfo
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Title: Chief Financial Officer
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