Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
COMMON STOCK: (continued)
|
|
|
|
|
|
|
|
|
Packaging Corp. of America
|
|
$
|
18,311,742
|
|
|
|
1.5
|
|
|
|
|
|
|
|
|
|
|
7,479,536
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
70,263,584
|
|
|
|
5.7
|
|
|
|
Telecommunication Services: 1.5%
|
|
|
|
|
|
|
|
|
|
17,866,500
|
|
|
|
1.5
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $1,026,027,045)
|
|
|
1,205,051,131
|
|
|
|
98.4
|
|
|
|
|
Principal
Amount
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
SHORT-TERM INVESTMENTS: 2.9%
|
|
Securities Lending Collateral
cc(1)
: 1.1%
|
|
|
|
|
|
|
Bank of Nova Scotia, Repurchase Agreement dated 08/30/13, 0.05%, due 09/03/13 (Repurchase
Amount $3,281,001, collateralized by various U.S. Government/U.S. Government Agency Obligations, 0.000%1.375%, Market Value plus accrued interest
$3,346,623, due 12/04/1301/31/20)
|
|
|
3,280,983
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Barclays Bank PLC, Repurchase Agreement dated 08/30/13, 0.04%, due 09/03/13 (Repurchase Amount
$690,720, collateralized by various U.S. Government Securities, 0.000%4.750%, Market Value plus accrued interest $704,531, due
10/15/1311/15/42)
|
|
|
690,717
|
|
|
|
0.0
|
|
|
|
|
|
|
|
Citigroup, Inc., Repurchase Agreement dated 08/30/13, 0.06%, due 09/03/13 (Repurchase Amount
$3,281,005, collateralized by various U.S. Government/U.S. Government Agency Obligations, 0.250%6.500%, Market Value plus accrued interest
$3,346,603, due 05/31/1411/01/50)
|
|
|
3,280,983
|
|
|
|
0.3
|
|
|
|
|
|
|
|
Deutsche Bank AG, Repurchase Agreement dated 08/30/13, 0.07%, due 09/03/13 (Repurchase Amount
$3,281,008, collateralized by various U.S. Government Agency Obligations, 2.000%10.500%, Market Value plus accrued interest $3,346,603, due
10/01/1302/01/52)
|
|
|
3,280,983
|
|
|
|
0.3
|
|
|
|
|
|
|
|
Goldman Sachs & Co., Repurchase Agreement dated 08/30/13, 0.04%, due 09/03/13 (Repurchase
Amount $3,280,997, collateralized by various U.S. Government Agency Obligations, 0.000%7.250%, Market Value plus accrued interest $3,346,603, due
09/06/1308/06/38)
|
|
|
3,280,983
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
13,814,649
|
|
|
|
1.1
|
|
|
|
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
|
|
|
|
|
|
|
BlackRock Liquidity Funds, TempFund, Institutional Class, 0.040%
(Cost
$21,312,107)
|
|
|
21,312,107
|
|
|
|
1.8
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(Cost $35,126,756)
|
|
|
35,126,756
|
|
|
|
2.9
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $1,061,153,801)
|
|
$
|
1,240,177,887
|
|
|
|
101.3
|
|
|
|
|
|
|
|
Liabilities in Excess of Other Assets
|
|
|
(15,521,063
)
|
|
|
|
(1.3
|
)
|
|
|
|
|
|
|
|
|
$
|
1,224,656,824
|
|
|
|
100.0
|
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
ING M
ID
C
AP
O
PPORTUNITIES
F
UND
|
|
Cost for federal income tax purposes is
$1,063,551,494.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
188,310,763
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(11,684,370
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
176,626,393
|
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments (Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,205,051,131
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
1,205,051,131
|
|
|
|
|
|
|
21,312,107
|
|
|
|
13,814,649
|
|
|
|
|
|
|
|
35,126,756
|
|
Total Investments, at fair value
|
|
|
|
$
|
1,226,363,238
|
|
|
$
|
13,814,649
|
|
|
$
|
|
|
|
$
|
1,240,177,887
|
|
*
|
|
For further breakdown of Common Stock by sector, please refer to
the Portfolio of Investments.
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
ING R
EAL
E
STATE
F
UND
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
|
|
Consumer Discretionary: 0.5%
|
|
|
|
|
|
|
Starwood Hotels & Resorts Worldwide, Inc.
|
|
$
|
6,189,392
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
American Realty Capital Properties, Inc.
|
|
|
6,074,730
|
|
|
|
0.5
|
|
|
|
|
|
|
|
American Residential Properties, Inc.
|
|
|
2,449,816
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Apartment Investment & Management Co.
|
|
|
8,366,367
|
|
|
|
0.7
|
|
|
|
|
|
|
|
AvalonBay Communities, Inc.
|
|
|
42,213,845
|
|
|
|
3.5
|
|
|
|
|
|
|
|
BioMed Realty Trust, Inc.
|
|
|
14,470,260
|
|
|
|
1.2
|
|
|
|
|
|
|
|
|
|
|
46,256,405
|
|
|
|
3.8
|
|
|
|
|
|
|
|
|
|
|
9,635,512
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
23,947,010
|
|
|
|
2.0
|
|
|
|
|
|
|
|
CBL & Associates Properties, Inc.
|
|
|
2,386,560
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Cole Real Estate Investment, Inc.
|
|
|
7,343,808
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
6,061,395
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
8,694,708
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
11,493,129
|
|
|
|
0.9
|
|
|
|
|
|
|
|
DCT Industrial Trust, Inc.
|
|
|
5,955,438
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
20,323,440
|
|
|
|
1.7
|
|
|
|
|
|
|
|
Digital Realty Trust, Inc.
|
|
|
8,567,960
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
21,605,430
|
|
|
|
1.8
|
|
|
|
|
|
|
|
|
|
|
23,676,652
|
|
|
|
2.0
|
|
|
|
|
|
|
|
|
|
|
11,960,916
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
54,190,751
|
|
|
|
4.5
|
|
|
|
|
|
|
|
Essex Property Trust, Inc.
|
|
|
17,938,113
|
|
|
|
1.5
|
|
|
|
|
|
|
|
Federal Realty Investment Trust
|
|
|
6,013,758
|
|
|
|
0.5
|
|
|
|
|
|
|
|
General Growth Properties, Inc.
|
|
|
38,823,044
|
|
|
|
3.2
|
|
|
|
|
|
|
|
|
|
|
37,817,805
|
|
|
|
3.1
|
|
|
|
|
|
|
|
Health Care Real Estate Investment Trust, Inc.
|
|
|
47,271,936
|
|
|
|
3.9
|
|
|
|
|
|
|
|
Healthcare Realty Trust, Inc.
|
|
|
15,048,509
|
|
|
|
1.2
|
|
|
|
|
|
|
|
Healthcare Trust of America, Inc.
|
|
|
7,317,120
|
|
|
|
0.6
|
|
|
|
|
|
|
|
Highwoods Properties, Inc.
|
|
|
16,781,904
|
|
|
|
1.4
|
|
|
|
|
|
|
|
Host Hotels & Resorts, Inc.
|
|
|
57,982,978
|
|
|
|
4.8
|
|
|
|
|
|
|
|
|
|
|
22,848,357
|
|
|
|
1.9
|
|
|
|
|
|
|
|
|
|
|
35,079,000
|
|
|
|
2.9
|
|
|
|
|
|
|
|
|
|
|
13,189,688
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
26,507,060
|
|
|
|
2.2
|
|
|
|
|
|
|
|
|
|
|
31,664,535
|
|
|
|
2.6
|
|
|
|
|
|
|
|
|
|
|
8,424,474
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
15,590,781
|
|
|
|
1.3
|
|
|
|
|
|
|
|
|
|
|
54,763,030
|
|
|
|
4.5
|
|
|
|
|
|
|
|
|
|
|
42,503,633
|
|
|
|
3.5
|
|
|
|
|
|
|
|
Ramco-Gershenson Properties
|
|
|
6,059,880
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
10,830,900
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
15,420,465
|
|
|
|
1.3
|
|
|
|
|
|
|
|
Senior Housing Properties Trust
|
|
|
20,479,550
|
|
|
|
1.7
|
|
|
|
|
|
|
|
Simon Property Group, Inc.
|
|
|
113,139,801
|
|
|
|
9.4
|
|
|
|
|
|
|
|
|
|
|
30,359,558
|
|
|
|
2.5
|
|
|
|
|
|
|
|
Strategic Hotel Capital, Inc.
|
|
|
9,590,886
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
9,788,566
|
|
|
|
0.8
|
|
|
|
|
|
|
|
Sunstone Hotel Investors, Inc.
|
|
|
10,778,880
|
|
|
|
0.9
|
|
|
|
|
|
|
|
Tanger Factory Outlet Centers, Inc.
|
|
|
3,643,385
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
11,992,913
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
30,004,128
|
|
|
|
2.5
|
|
|
|
|
|
|
|
|
|
|
39,874,853
|
|
|
|
3.3
|
|
|
|
|
|
|
|
|
|
|
44,154,355
|
|
|
|
3.7
|
|
|
|
|
|
|
|
|
|
|
6,070,146
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
1,193,428,123
|
|
|
|
98.8
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $882,434,031)
|
|
|
1,199,617,515
|
|
|
|
99.3
|
|
|
SHORT-TERM INVESTMENTS: 0.6%
|
|
|
|
|
|
|
|
|
BlackRock Liquidity Funds, TempFund, Institutional Class, 0.040%
(Cost
$7,403,897)
|
|
|
7,403,897
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(Cost $7,403,897)
|
|
|
7,403,897
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $889,837,928)
|
|
$
|
1,207,021,412
|
|
|
|
99.9
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
1,611,288
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
$
|
1,208,632,700
|
|
|
|
100.0
|
|
|
|
Rate shown is the 7-day yield as of August 31, 2013.
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is
$995,354,214.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
223,176,892
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(11,509,694
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
211,667,198
|
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
ING R
EAL
E
STATE
F
UND
REIT Diversification
|
|
|
|
Percentage
of Net Assets
|
|
|
|
|
|
23.6
|
%
|
|
|
|
|
|
19.4
|
|
|
|
|
|
|
17.5
|
|
|
|
|
|
|
14.6
|
|
|
|
|
|
|
12.2
|
|
Hotels, Resorts & Cruise Lines
|
|
|
|
|
7.0
|
|
|
|
|
|
|
5.0
|
|
Assets in Excess of Other Liabilities*
|
|
|
|
|
0.7
|
|
|
|
|
|
|
100.0
|
%
|
*
|
|
Includes short-term investments.
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,199,617,515
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
1,199,617,515
|
|
|
|
|
|
|
7,403,897
|
|
|
|
|
|
|
|
|
|
|
|
7,403,897
|
|
Total Investments, at fair value
|
|
|
|
$
|
1,207,021,412
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
1,207,021,412
|
|
*
|
|
For further breakdown of Common Stock by sector, please refer to
the Portfolio of Investments.
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
ING S
MALL
C
AP
O
PPORTUNITIES
F
UND
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
|
|
Consumer Discretionary: 17.7%
|
|
|
|
|
|
|
|
|
$
|
1,291,857
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,589,845
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
3,144,868
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
1,818,410
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
3,763,477
|
|
|
|
1.1
|
|
|
|
|
|
|
|
Childrens Place Retail Stores, Inc.
|
|
|
2,547,322
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
2,770,062
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
3,338,928
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
3,230,109
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
2,668,208
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
1,600,104
|
|
|
|
0.5
|
|
|
|
|
|
|
|
Hibbett Sporting Goods, Inc.
|
|
|
3,034,289
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,946,452
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,942,005
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,935,363
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
3,155,054
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
1,546,578
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,937,713
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,779,262
|
|
|
|
0.8
|
|
|
|
|
|
|
|
Sally Beauty Holdings, Inc.
|
|
|
1,434,537
|
|
|
|
0.4
|
|
|
|
|
|
|
|
Smith & Wesson Holding Corp.
|
|
|
2,321,906
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
2,304,746
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
4,049,944
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
2,503,805
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
63,654,844
|
|
|
|
17.7
|
|
|
|
|
|
|
|
|
|
|
Caseys General Stores, Inc.
|
|
|
3,890,460
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
1,597,580
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,607,586
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
8,095,626
|
|
|
|
2.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,931,977
|
|
|
|
0.8
|
|
|
|
|
|
|
|
C&J Energy Services, Inc.
|
|
|
2,621,681
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
3,172,476
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
1,847,943
|
|
|
|
0.5
|
|
|
|
|
|
|
|
Key Energy Services, Inc.
|
|
|
1,273,970
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,824,371
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
1,565,664
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,786,025
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
19,024,107
|
|
|
|
5.3
|
|
|
|
|
|
|
|
|
|
|
Affiliated Managers Group, Inc.
|
|
|
1,656,040
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
1,996,770
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
2,591,267
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
1,551,264
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
1,874,476
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
3,596,490
|
|
|
|
1.0
|
|
|
|
|
|
|
|
First American Financial Corp.
|
|
|
1,567,500
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,877,344
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,469,560
|
|
|
|
0.7
|
|
|
|
|
|
|
|
MarketAxess Holdings, Inc.
|
|
|
2,348,767
|
|
|
|
0.6
|
|
|
|
|
|
|
|
Portfolio Recovery Associates, Inc.
|
|
|
3,145,325
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
1,286,922
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,161,508
|
|
|
|
0.6
|
|
|
|
|
|
|
|
Sovran Self Storage, Inc.
|
|
|
3,565,326
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
1,370,045
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,641,320
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Tanger Factory Outlet Centers, Inc.
|
|
|
2,520,445
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
39,220,369
|
|
|
|
10.9
|
|
|
|
|
|
|
|
|
|
|
Acorda Therapeutics, Inc.
|
|
|
1,510,413
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
1,681,812
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
2,926,560
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
857,250
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Bio-Rad Laboratories, Inc.
|
|
|
1,654,171
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
2,802,293
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
1,789,748
|
|
|
|
0.5
|
|
|
|
|
|
|
|
Cubist Pharmaceuticals, Inc.
|
|
|
1,336,896
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,814,606
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
4,380,616
|
|
|
|
1.2
|
|
|
|
|
|
|
|
|
|
|
1,067,912
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
860,806
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
1,424,713
|
|
|
|
0.4
|
|
|
|
|
|
|
|
IPC The Hospitalist Co., Inc.
|
|
|
1,581,060
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
1,463,041
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,367,618
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
1,979,671
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
2,297,640
|
|
|
|
0.6
|
|
|
|
|
|
|
|
Merit Medical Systems, Inc.
|
|
|
1,418,560
|
|
|
|
0.4
|
|
|
|
|
|
|
|
Momenta Pharmaceuticals, Inc.
|
|
|
786,405
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
947,872
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
1,259,123
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
1,091,348
|
|
|
|
0.3
|
|
|
|
|
|
|
|
OncoGenex Pharmaceutical, Inc.
|
|
|
219,311
|
|
|
|
0.1
|
|
|
|
|
|
|
|
Optimer Pharmaceuticals, Inc.
|
|
|
705,564
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
2,660,580
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Salix Pharmaceuticals Ltd.
|
|
|
903,690
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
1,301,680
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,426,658
|
|
|
|
0.7
|
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
ING S
MALL
C
AP
O
PPORTUNITIES
F
UND
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
COMMON STOCK: (continued)
|
|
|
|
|
|
|
|
|
Team Health Holdings, Inc.
|
|
$
|
4,135,068
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
424,894
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
|
2,840,535
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
1,176,567
|
|
|
|
0.3
|
|
|
|
|
|
|
|
WellCare Health Plans, Inc.
|
|
|
3,145,298
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
60,239,979
|
|
|
|
16.7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,454,695
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
3,838,950
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
1,917,448
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
2,509,613
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Corporate Executive Board Co.
|
|
|
2,042,460
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
3,452,988
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
1,645,972
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,546,201
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Healthcare Services Group
|
|
|
3,038,234
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
3,466,355
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
540,164
|
|
|
|
0.1
|
|
|
|
|
|
|
|
Knight Transportation, Inc.
|
|
|
3,363,448
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
2,834,650
|
|
|
|
0.8
|
|
|
|
|
|
|
|
Simpson Manufacturing Co., Inc.
|
|
|
2,967,523
|
|
|
|
0.8
|
|
|
|
|
|
|
|
Teledyne Technologies, Inc.
|
|
|
2,608,346
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
3,538,270
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
2,705,364
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Watts Water Technologies, Inc.
|
|
|
2,445,432
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
2,814,880
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
51,730,993
|
|
|
|
14.3
|
|
|
|
Information Technology: 22.7%
|
|
|
|
|
|
|
|
|
|
1,637,862
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
3,856,497
|
|
|
|
1.1
|
|
|
|
|
|
|
|
|
|
|
4,833,978
|
|
|
|
1.3
|
|
|
|
|
|
|
|
|
|
|
1,424,091
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
2,565,561
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
1,760,793
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
3,734,830
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
2,353,306
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
2,573,581
|
|
|
|
0.7
|
|
|
|
|
|
|
|
DealerTrack Holdings, Inc.
|
|
|
2,608,981
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
695,400
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
1,644,970
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
926,737
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
698,592
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Integrated Device Technology, Inc.
|
|
|
2,877,967
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
3,742,240
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
1,864,356
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
1,362,584
|
|
|
|
0.4
|
|
|
|
|
|
|
|
|
|
|
1,884,396
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
2,919,330
|
|
|
|
0.8
|
|
|
|
|
|
|
|
|
|
|
2,021,535
|
|
|
|
0.6
|
|
|
|
|
|
|
|
Monolithic Power Systems, Inc.
|
|
|
2,118,230
|
|
|
|
0.6
|
|
|
|
|
|
|
|
National Instruments Corp.
|
|
|
2,286,434
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
830,679
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
1,846,572
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
1,772,505
|
|
|
|
0.5
|
|
|
|
|
|
|
|
|
|
|
3,733,224
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
|
|
3,315,069
|
|
|
|
0.9
|
|
|
|
|
|
|
|
Riverbed Technolgoy, Inc.
|
|
|
2,515,176
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
875,680
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
2,504,267
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
4,354,042
|
|
|
|
1.2
|
|
|
|
|
|
|
|
|
|
|
522,753
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
|
448,417
|
|
|
|
0.1
|
|
|
|
|
|
|
|
Synchronoss Technologies, Inc.
|
|
|
2,654,136
|
|
|
|
0.7
|
|
|
|
|
|
|
|
Volterra Semiconductor Corp.
|
|
|
1,013,064
|
|
|
|
0.3
|
|
|
|
|
|
|
|
|
|
|
3,066,750
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
81,844,585
|
|
|
|
22.7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,129,820
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
2,500,822
|
|
|
|
0.7
|
|
|
|
|
|
|
|
|
|
|
3,311,352
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
1,326,276
|
|
|
|
0.4
|
|
|
|
|
|
|
|
Minerals Technologies, Inc.
|
|
|
2,165,566
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
2,384,661
|
|
|
|
0.6
|
|
|
|
|
|
|
|
|
|
|
13,818,497
|
|
|
|
3.8
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $286,219,589)
|
|
|
337,629,000
|
|
|
|
93.6
|
|
|
EXCHANGE-TRADED FUNDS: 2.4%
|
|
|
|
|
|
|
iShares Russell 2000 Growth Index Fund
|
|
|
8,569,019
|
|
|
|
2.4
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $7,202,358)
|
|
|
8,569,019
|
|
|
|
2.4
|
|
|
|
|
|
|
|
|
Total Long-Term Investments
(Cost $293,421,947)
|
|
|
346,198,019
|
|
|
|
96.0
|
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
ING S
MALL
C
AP
O
PPORTUNITIES
F
UND
Principal
Amount
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
SHORT-TERM INVESTMENTS: 8.0%
|
|
Securities Lending Collateral
cc(1)
: 3.9%
|
|
|
|
|
|
|
Barclays Bank PLC, Repurchase Agreement dated 08/30/13, 0.04%, due 09/03/13 (Repurchase Amount
$703,483, collateralized by various U.S. Government Securities, 0.000%4.750%, Market Value plus accrued interest $717,550, due
10/15/1311/15/42)
|
|
$
|
703,480
|
|
|
|
0.2
|
|
|
|
|
|
|
|
Citigroup, Inc., Repurchase Agreement dated 08/30/13, 0.05%, due 09/03/13 (Repurchase Amount
$3,341,607, collateralized by various U.S. Government Agency Obligations, 0.160%4.875%, Market Value plus accrued interest $3,408,426, due
03/18/1509/06/23)
|
|
|
3,341,589
|
|
|
|
1.0
|
|
|
|
|
|
|
|
Deutsche Bank AG, Repurchase Agreement dated 08/30/13, 0.07%, due 09/03/13 (Repurchase Amount
$3,341,615, collateralized by various U.S. Government Agency Obligations, 2.000%10.500%, Market Value plus accrued interest $3,408,421, due
10/01/1302/01/52)
|
|
|
3,341,589
|
|
|
|
0.9
|
|
|
|
|
|
|
|
Goldman Sachs & Co., Repurchase Agreement dated 08/30/13, 0.04%, due 09/03/13 (Repurchase
Amount $3,341,604, collateralized by various U.S. Government Agency Obligations, 0.000%7.250%, Market Value plus accrued interest $3,408,421, due
09/06/1308/06/38)
|
|
|
3,341,589
|
|
|
|
0.9
|
|
|
|
|
|
|
|
JPMorgan Chase & Co., Repurchase Agreement dated 08/30/13, 0.04%, due 09/03/13 (Repurchase
Amount $3,341,604, collateralized by various U.S. Government Agency Obligations, 0.000%7.000%, Market Value plus accrued interest $3,408,427, due
09/01/2211/01/47)
|
|
|
3,341,589
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
|
|
14,069,836
|
|
|
|
3.9
|
|
|
|
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
|
|
|
|
|
|
|
BlackRock Liquidity Funds, TempFund, Institutional Class, 0.040%
(Cost
$14,739,137)
|
|
|
14,739,137
|
|
|
|
4.1
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(Cost $28,808,973)
|
|
|
28,808,973
|
|
|
|
8.0
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $322,230,920)
|
|
$
|
375,006,992
|
|
|
|
104.0
|
|
|
|
|
|
|
|
Liabilities in Excess of Other Assets
|
|
|
(14,272,479
)
|
|
|
|
(4.0
|
)
|
|
|
|
|
|
|
|
|
$
|
360,734,513
|
|
|
|
100.0
|
|
|
|
Unless otherwise indicated, principal amount is shown in
USD.
|
|
|
Rate shown is the 7-day yield as of August 31, 2013.
|
@
|
|
Non-income producing security
|
cc
|
|
Securities purchased with cash collateral for securities
loaned.
|
L
|
|
Loaned security, a portion or all of the security is on loan at
August 31, 2013.
|
(1)
|
|
Collateral received from brokers for securities lending was
invested into these short-term investments.
|
|
|
Cost for federal income tax purposes is
$324,709,962.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
60,194,942
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(9,897,912
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
50,297,030
|
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
ING S
MALL
C
AP
O
PPORTUNITIES
F
UND
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
337,629,000
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
337,629,000
|
|
|
|
|
|
|
8,569,019
|
|
|
|
|
|
|
|
|
|
|
|
8,569,019
|
|
|
|
|
|
|
14,739,137
|
|
|
|
14,069,836
|
|
|
|
|
|
|
|
28,808,973
|
|
Total Investments, at fair value
|
|
|
|
$
|
360,937,156
|
|
|
$
|
14,069,836
|
|
|
$
|
|
|
|
$
|
375,006,992
|
|
*
|
|
For further breakdown of Common Stock by sector, please refer to
the Portfolio of Investments.
|
Item 2. Controls and Procedures.
(a)
Based on our evaluation conducted within 90 days of the filing date, hereof, the design and operation of the registrants disclosure controls and procedures are effective to ensure that material information relating to the registrant is made known to the certifying officers by others within the appropriate entities, particularly during the period in which Forms N-Q are being prepared, and the registrants disclosure controls and procedures allow timely preparation and review of the information for the registrants Form N-Q and the officer certifications of such Form N-Q.
(b)
There were no significant changes in the registrants internal controls over financial reporting that occurred during the registrants last fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrants internal control over financial reporting.
Item 3. Exhibits.
A separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2 under the Act (17 CFR 270.30a-2) is attached hereto as EX-99.CERT.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant):
ING Equity Trust
By
|
/s/ Shaun P. Mathews
|
|
|
Shaun P. Mathews
|
|
|
President and Chief Executive Officer
|
|
Date:
|
October 25, 2013
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By
|
/s/ Shaun P. Mathews
|
|
|
Shaun P. Mathews
|
|
|
President and Chief Executive Officer
|
|
Date:
|
October 25, 2013
|
|
|
|
|
By
|
/s/ Todd Modic
|
|
|
Todd Modic
|
|
|
Senior Vice President and Chief Financial Officer
|
|
Date:
|
October 25, 2013
|
|
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