Specialized Disclosure Report (sd)
May 31 2018 - 8:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
CSW
INDUSTRIALS, INC.
(Exact Name Of Registrant As Specified In Charter)
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Delaware
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001-37454
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47-2266942
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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5420 Lyndon B. Johnson Freeway, Suite 500
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)
Luke E. Alverson
Senior
Vice President, General Counsel & Secretary
(214)
884-3777
(Name and telephone number, including area code,
of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in
this form applies:
☒
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Rule
13p-1
under the Securities Exchange Act (17 CFR
240.13p-1)
for the reporting period from January 1 to December 31, 2017.
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Section 1 Conflict Minerals Disclosure
Item 1.01
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Conflict Minerals Disclosure and Report
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CSW Industrials, Inc. (including its consolidated subsidiaries,
the Company) is filing this Form SD pursuant to
Rule 13p-1
promulgated under the Securities Exchange Act of 1934 (the Rule) for the reporting period from January 1 to
December 31, 2017 (the Reporting Period).
The Company manufactures or contracts to manufacture products that may contain
certain conflict minerals (as defined below) that are necessary to the functionality or production of such products. The term conflict mineral is defined in Form SD as (i)(a) columbite-tantalite, also known as coltan
(the metal ore from which tantalum is extracted); (b) cassiterite (the metal ore from which tin is extracted; (c) gold; and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives; or (ii) any other
mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the Covered Countries).
In accordance with the Rule and Form SD, the Company has conducted a good faith reasonable country of origin inquiry (RCOI) regarding the conflict
minerals included in its products during the Reporting Period to determine whether any of such conflict minerals originated in the Covered Countries and/or whether any of such conflict minerals may be from recycled or scrap sources.
In accordance with the Rule, the Company has filed this Form SD and the associated Conflict Minerals Report, which appears as Exhibit 1.01 hereto and is
publicly available on the Companys website at www.cswindustrials.com.
A description of the RCOI and the measures the Company took to exercise due diligence on the
source and chain of custody of certain of its conflict minerals is provided in the Conflict Minerals Report attached hereto as Exhibit 1.01. The content on, or accessible through, any website referred to in this Form SD is not incorporated by
reference into this Form SD unless expressly noted.
Section 2 Exhibits
The following exhibit is filed as part of this Form SD.
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Exhibit No.
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Description
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1.01
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CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
Dated: May 31, 2018
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By:
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/s/ Luke E. Alverson
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Name:
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Luke E. Alverson
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Title:
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Senior Vice President, General Counsel & Secretary
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