Statement of Changes in Beneficial Ownership (4)
September 23 2022 - 6:12PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Henry Shawn |
2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc.
[
CRWD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Please see remarks |
(Last)
(First)
(Middle)
C/O CROWDSTRIKE HOLDINGS, INC., 206 E. 9TH STREET, SUITE 1400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/21/2022 |
(Street)
AUSTIN, TX 78701
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A common stock | 9/21/2022 | | C | | 3125 | A | (1) | 183377 (2) | D | |
Class A common stock | 9/21/2022 | | S | | 8823 | D | $173.67 | 174554 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (3) | $0 | 9/21/2022 | | M | | | 3125 | (4) | (4) | Class B common stock | 3125 | $0 | 0 | D | |
Class B common stock | $0 | 9/21/2022 | | M | | 3125 | | (5) | (5) | Class A common stock | 3125 | $0 | 3125 | D | |
Class B common stock | $0 | 9/21/2022 | | C | | | 3125 | (5) | (5) | Class A common stock | 3125 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The Class B common stock was converted into Class A common stock on a one-for-one basis. |
(2) | Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
(3) | RSUs convert into Class B common stock on a one-for-one basis. |
(4) | The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter. |
(5) | Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
Remarks: The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. All reported sales on were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Henry Shawn C/O CROWDSTRIKE HOLDINGS, INC. 206 E. 9TH STREET, SUITE 1400 AUSTIN, TX 78701 |
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| Please see remarks |
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Signatures
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/s/ Remie Solano, as Attorney-in-Fact for Shawn Henry | | 9/23/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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